DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.J.B. Hilliard, W.L. Lyons, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kyle Davis Howard	J.J.B. Hilliard, W.L. Lyons, LLC other	Strategic Advisers LLC national BD	Other	Jan 3, 2013	Jan 16, 2013
Paul David Slaughter	J.J.B. Hilliard, W.L. Lyons, LLC other	Ameriprise Financial Services, LLC national BD	Other	Nov 20, 2012	Nov 20, 2012
Nicholas Anthony Pfeiffer	J.J.B. Hilliard, W.L. Lyons, LLC other	Seacrest Wealth Management, LLC other	Other	Oct 17, 2012	Nov 26, 2012 (40 d)
Christopher J Bolle	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Aug 8, 2012	Jul 23, 2012
Jaime Marie Pyles	J.J.B. Hilliard, W.L. Lyons, LLC other	Fifth Third Securities, Inc. other	Other	Jul 3, 2012	Jul 11, 2012
Jonathan Towne Melges	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Jun 21, 2012	Jun 5, 2012
Sandra Marcela Melges	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Jun 21, 2012	Jun 5, 2012
Brennan Lewis Bennett	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Jun 21, 2012	Jun 8, 2012
William Desmond Stafford	J.J.B. Hilliard, W.L. Lyons, LLC other	Scott & Stringfellow, LLC other	Other	Jun 18, 2012	Jun 25, 2012
Yvette H Turnbaugh	J.J.B. Hilliard, W.L. Lyons, LLC other	Valic Financial Advisors, Inc. other	Other	Jun 5, 2012	Jun 4, 2012
Thomas Scott Widener	J.J.B. Hilliard, W.L. Lyons, LLC other	On Investment Management Co other	Other	May 8, 2012	May 19, 2014 (741 d)
John Anthony Franz	J.J.B. Hilliard, W.L. Lyons, LLC other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Apr 16, 2012	Jan 3, 2017 (1723 d)
Edward Spann Reames	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Feb 23, 2012	Feb 27, 2012
Lloyd Edward Gaw	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Jan 10, 2012	Jan 9, 2012
Jeremy Michael Chase	J.J.B. Hilliard, W.L. Lyons, LLC other	UBS Financial Services Inc. wirehouse	Other	Jan 10, 2012	Jan 19, 2012
Devin Burton Tweed	J.J.B. Hilliard, W.L. Lyons, LLC other	LPL Financial LLC other	Other	Dec 6, 2011	Dec 1, 2011
Douglas Richard Amick	J.J.B. Hilliard, W.L. Lyons, LLC other	Morgan Stanley wirehouse	Other	Sep 30, 2011	Oct 5, 2011
Amanda Gail Blount	J.J.B. Hilliard, W.L. Lyons, LLC other	Hefren-Tillotson, Inc. other	Other	Sep 19, 2011	Oct 13, 2011
Lester Russell Kefauver	J.J.B. Hilliard, W.L. Lyons, LLC other	Flagship Harbor Advisors, LLC other	Other	Sep 7, 2011	Dec 21, 2015 (1566 d)
Joseph Hurley	J.J.B. Hilliard, W.L. Lyons, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 8, 2011	May 3, 2012 (269 d)
Jeanna Clark	J.J.B. Hilliard, W.L. Lyons, LLC other	Northwestern Mutual Investment Services,LLC other	Other	Jul 12, 2011	Sep 2, 2011 (52 d)
Robert Bosley Cregor	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Jul 8, 2011	Jul 1, 2011
Kelli A Ann Price	J.J.B. Hilliard, W.L. Lyons, LLC other	UBS Financial Services Inc. wirehouse	Other	Jun 20, 2011	Dec 11, 2012 (540 d)
Jay Douglas Otto	J.J.B. Hilliard, W.L. Lyons, LLC other	Morgan Stanley wirehouse	Other	Jun 15, 2011	Jun 13, 2011
Jeffrey Allen Lutz	J.J.B. Hilliard, W.L. Lyons, LLC other	Morgan Stanley wirehouse	Other	Jun 15, 2011	Jun 13, 2011
Steven R Martindale	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Jun 10, 2011	Jun 7, 2011
Donald A Keeney	J.J.B. Hilliard, W.L. Lyons, LLC other	M Capital Advisors other	Other	Jun 7, 2011	Apr 16, 2013 (679 d)
Daniel Robert Maclean	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	May 23, 2011	May 23, 2011
John Archie Jeffords	J.J.B. Hilliard, W.L. Lyons, LLC other	Scott & Stringfellow, LLC other	Other	Mar 29, 2011	Jun 1, 2011 (64 d)
James Morris O'Connor	J.J.B. Hilliard, W.L. Lyons, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 9, 2011	Mar 10, 2011
Travis Allen Kuntz	J.J.B. Hilliard, W.L. Lyons, LLC other	Edward Jones national BD	Other	Jan 24, 2011	Jan 24, 2011
Scott Douglas Williams	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Jan 19, 2011	Jan 19, 2011
John Edward Shetterly	J.J.B. Hilliard, W.L. Lyons, LLC other	Edward Jones national BD	Other	Jan 3, 2011	Jan 5, 2011
Richard Blaine Slade	J.J.B. Hilliard, W.L. Lyons, LLC other	Keystone Financial Group, LLC no RAUM	Other	Dec 22, 2010	Mar 31, 2014 (1195 d)
Kimberly Ann Mankin	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Dec 22, 2010	Jan 13, 2011
Regina Gail Parsley-Byrd	J.J.B. Hilliard, W.L. Lyons, LLC other	U.S. Bancorp Investments, Inc. other	Other	Dec 6, 2010	Nov 29, 2010
Ann Page Beard	J.J.B. Hilliard, W.L. Lyons, LLC other	U.S. Bancorp Investments, Inc. other	Other	Dec 6, 2010	Nov 29, 2010
Pamela K Tobbe	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 23, 2010	Nov 19, 2010
Thomas Earl Barnes	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Nov 23, 2010	Nov 19, 2010
Amy H Sullivan	J.J.B. Hilliard, W.L. Lyons, LLC other	Northwestern Mutual Investment Services,LLC other	Other	Oct 19, 2010	Dec 22, 2010 (64 d)
Carson Michael Shadowen	J.J.B. Hilliard, W.L. Lyons, LLC other	LPL Financial LLC other	Other	Oct 6, 2010	Oct 1, 2010
Cary Edward Urich	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Oct 5, 2010	Oct 18, 2010
Nicholas Andrew Clay	J.J.B. Hilliard, W.L. Lyons, LLC other	Bcs Wealth Management, LLC other	Other	Oct 4, 2010	Oct 27, 2010
Jason A Stuber	J.J.B. Hilliard, W.L. Lyons, LLC other	J.P. Morgan Securities LLC wirehouse	Other	Aug 23, 2010	Aug 25, 2010
Victor Allen Lancaster	J.J.B. Hilliard, W.L. Lyons, LLC other	Touchstone Advisors Inc other	Other	Jun 29, 2010	Jul 9, 2010
Heather Lynnelle Mosher	J.J.B. Hilliard, W.L. Lyons, LLC other	Raymond James & Associates, Inc. national BD	Other	Jan 26, 2010	Feb 1, 2010
Wilson Frederick Rosebraugh	J.J.B. Hilliard, W.L. Lyons, LLC other	Ameriprise Financial Services, LLC national BD	Other	Dec 15, 2009	Dec 14, 2009
Christopher Joseph Tapak	J.J.B. Hilliard, W.L. Lyons, LLC other	Wells Fargo Advisors wirehouse	Other	Dec 3, 2009	Nov 27, 2009
Byron Lee Stevens	J.J.B. Hilliard, W.L. Lyons, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 3, 2009	Dec 7, 2009
Jennifer Jo Brown	J.J.B. Hilliard, W.L. Lyons, LLC other	Nationwide Investment Advisors, LLC other	Other	Oct 28, 2009	Nov 18, 2009
Nathan S Embry	J.J.B. Hilliard, W.L. Lyons, LLC other	Northwestern Mutual Investment Services,LLC other	Other	Oct 9, 2009	Sep 28, 2010 (354 d)
John Gregory Spain	J.J.B. Hilliard, W.L. Lyons, LLC other	Edward Jones national BD	Other	Oct 5, 2009	Nov 6, 2009 (32 d)
Andrew Ferrill Meredith	J.J.B. Hilliard, W.L. Lyons, LLC other	Federal Hill Capital Management state registered	Other	Oct 5, 2009	Jan 1, 2025 (5567 d)
William Michael Mcdonald	J.J.B. Hilliard, W.L. Lyons, LLC other	LPL Financial LLC other	Other	Sep 16, 2009	Sep 17, 2009
Darren Jones	J.J.B. Hilliard, W.L. Lyons, LLC other	Duncan-Williams, Inc. other	Other	Sep 1, 2009	Sep 17, 2009
Bernard Seward Totty	J.J.B. Hilliard, W.L. Lyons, LLC other	Keystone Financial Group, LLC no RAUM	Other	Aug 13, 2009	Mar 31, 2014 (1691 d)
Kevin Charles Crahan	J.J.B. Hilliard, W.L. Lyons, LLC other	LPL Financial LLC other	Other	Aug 4, 2009	Jul 31, 2009
Gail Burke Tway	J.J.B. Hilliard, W.L. Lyons, LLC other	Atlas Brown other	Other	Jul 30, 2009	Oct 13, 2009 (75 d)
Jason Daniel Jones	J.J.B. Hilliard, W.L. Lyons, LLC other	LPL Financial LLC other	Other	Jul 15, 2009	Jan 18, 2013 (1283 d)
Cindi Ashley Bosley	J.J.B. Hilliard, W.L. Lyons, LLC other	MML Investors Services, LLC other	Other	Jun 11, 2009	Nov 19, 2010 (526 d)

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257 moves match.