| Lawrence Alan Bassell | Park Avenue Securities LLC other | O'Connor Wealth Management, Inc. independent RIA | Other | Feb 21, 2012 | Mar 7, 2012 |
| Steven Lee White | Park Avenue Securities LLC other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Feb 21, 2012 | Mar 15, 2012 |
| Peyton William Riley | Park Avenue Securities LLC other | Southbridge other | Other | Jan 31, 2012 | Apr 24, 2012 (84 d) |
| Steven Arthur Kernahan | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Jan 31, 2012 | Jan 23, 2012 |
| Richard Paul Boccaccio | Park Avenue Securities LLC other | On Investment Management Co other | Other | Jan 26, 2012 | Jan 24, 2012 |
| Brian K. Jones | Park Avenue Securities LLC other | Generational Wealth Advisors other | Other | Jan 25, 2012 | Sep 11, 2013 (595 d) |
| David Scott Mirolli | Park Avenue Securities LLC other | Triad Advisors, LLC other | Other | Jan 23, 2012 | Jan 23, 2012 |
| Michael Anthony Rich | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Jan 23, 2012 | Jan 23, 2012 |
| Christopher D Bell | Park Avenue Securities LLC other | Raymond James & Associates, Inc. national BD | Other | Jan 18, 2012 | Jan 17, 2012 |
| Robert S Frost | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 6, 2012 | Jan 18, 2012 |
| Richard Joseph Rizzuto | Park Avenue Securities LLC other | Ariston Wealth Management, L.P. other | Other | Jan 5, 2012 | Jan 4, 2012 |
| Matthew C Pararo | Park Avenue Securities LLC other | Raymond James & Associates, Inc. national BD | Other | Dec 31, 2011 | Jan 10, 2012 |
| Glenn W Mehl | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Dec 22, 2011 | Jan 5, 2012 |
| Tey H Kim | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Nov 7, 2011 | Nov 22, 2011 |
| David Wayne Dick | Park Avenue Securities LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 6, 2011 | Oct 5, 2011 |
| Diane Finch | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC other | Other | Sep 21, 2011 | Oct 13, 2011 |
| Timothy Lawrence Von Ebers | Park Avenue Securities LLC other | Ameritas Advisory Services, LLC BD affiliated | Other | Sep 16, 2011 | Jan 27, 2023 (4151 d) |
| Mary Katherine Brimer | Park Avenue Securities LLC other | On Investment Management Co other | Other | Aug 31, 2011 | Aug 18, 2011 |
| David Blair Thompson | Park Avenue Securities LLC other | Capital Investment Advisory Services, LLC other | Other | Aug 17, 2011 | Aug 15, 2011 |
| Adam Thomas Kazalski | Park Avenue Securities LLC other | International Planning Alliance, LLC unclassified | Other | Aug 11, 2011 | Dec 2, 2008 |
| Lev Yefim Revutsky | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Aug 4, 2011 | Aug 3, 2011 |
| Cory Ray Reckard | Park Avenue Securities LLC other | Reckard Cpa Advisors, LLC state registered | Other | Aug 4, 2011 | Aug 16, 2017 (2204 d) |
| Gordon Schurch Shearer | Park Avenue Securities LLC other | LPL Financial LLC other | Other | Jul 29, 2011 | Sep 12, 2011 (45 d) |
| Phillip Kent Gorian | Park Avenue Securities LLC other | Gorian Investments state registered | Other | Jul 28, 2011 | Mar 7, 2012 (223 d) |
| Christopher John Hernandez | Park Avenue Securities LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jun 28, 2011 | Aug 31, 2011 (64 d) |
| Christopher Justin Lawes | Park Avenue Securities LLC other | Securities America Advisors, Inc. other | Other | Jun 21, 2011 | Jan 31, 2014 (955 d) |
| Cole Smithers Koeniger | Park Avenue Securities LLC other | Hornor, Townsend & Kent, LLC other | Other | Jun 21, 2011 | Jul 1, 2011 |
| Christopher Mitchell Kwilinski | Park Avenue Securities LLC other | Msi Financial Services, Inc. other | Other | Jun 17, 2011 | Jul 25, 2011 (38 d) |
| J'Neanne Mary Theus | Park Avenue Securities LLC other | Sicor Securities Inc unclassified | Other | Jun 17, 2011 | Nov 14, 2011 (150 d) |
| Lee Ryan Brinson | Park Avenue Securities LLC other | Fintrust Capital Advisors, LLC other | Other | May 27, 2011 | Jun 6, 2011 |
| Jon Paul Espinoza | Park Avenue Securities LLC other | Eagle Strategies LLC other | Other | May 3, 2011 | Jan 22, 2013 (630 d) |
| Peter August Zagrobelny | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 19, 2011 | May 24, 2011 (35 d) |
| Joseph David Casselman | Park Avenue Securities LLC other | Casselman Financial Strategies unclassified | Other | Apr 15, 2011 | Jun 6, 2011 (52 d) |
| Vincenzo A Cimino | Park Avenue Securities LLC other | Morgan Stanley wirehouse | Other | Apr 11, 2011 | Jun 17, 2011 (67 d) |
| James Gerald Perry | Park Avenue Securities LLC other | Global Financial Private Capital, Inc. other | Other | Mar 24, 2011 | Aug 17, 2011 (146 d) |
| Kevin J Linsey | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Mar 18, 2011 | Mar 29, 2011 |
| Marc Bruce Rock | Park Avenue Securities LLC other | Fountainhead Advisors other | Other | Mar 15, 2011 | Mar 24, 2011 |
| Robert James Messett | Park Avenue Securities LLC other | Wfg Advisors, LP other | Other | Mar 11, 2011 | Mar 14, 2011 |
| Michael Joshua Leibowiz | Park Avenue Securities LLC other | Osaic Wealth, Inc. BD affiliated | Other | Mar 7, 2011 | Jul 5, 2019 (3042 d) |
| Jeffrey Russell Rotman | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Mar 4, 2011 | Jul 8, 2011 (126 d) |
| Brian Allen Fox | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Feb 18, 2011 | Mar 15, 2011 |
| Teddy W Welch | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jan 31, 2011 | Feb 24, 2011 |
| David John Guido | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jan 20, 2011 | Nov 1, 2011 (285 d) |
| Jeffrey Andre Ponson | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jan 19, 2011 | Jul 9, 2013 (902 d) |
| John J Hough | Park Avenue Securities LLC other | American Portfolios Advisors, Inc other | Other | Jan 19, 2011 | Jan 13, 2011 |
| Brian Daniel Parker | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Jan 14, 2011 | Aug 25, 2011 (223 d) |
| William Matthew Cratty | Park Avenue Securities LLC other | Equitable Advisors, LLC national BD | Other | Jan 7, 2011 | Jan 4, 2011 |
| Jerry Weldon Tucker | Park Avenue Securities LLC other | Sii Investments, Inc. other | Other | Jan 4, 2011 | Feb 14, 2012 (406 d) |
| Brooke Ashley Bees | Park Avenue Securities LLC other | Mercer Global Advisors Inc. other | Other | Dec 23, 2010 | Mar 4, 2011 (71 d) |
| Samuel M Solondz | Park Avenue Securities LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Dec 23, 2010 | Feb 14, 2011 (53 d) |
| Edward Scott Laskin | Park Avenue Securities LLC other | United Planners' Financial Services Of America A Limited Partner independent RIA | Other | Dec 7, 2010 | Sep 20, 2024 (5036 d) |
| Thomas Gerard Vendryes | Park Avenue Securities LLC other | Eagle Financial Advisors, LLC independent RIA | Other | Nov 18, 2010 | May 26, 2015 (1650 d) |
| Susan Michele Mitcheltree | Park Avenue Securities LLC other | Nfp Advisor Services, LLC other | Other | Nov 15, 2010 | Dec 1, 2010 |
| Theresa Jean Yarosh | Park Avenue Securities LLC other | International Planning Alliance, LLC unclassified | Other | Nov 5, 2010 | Apr 18, 2007 |
| Donald G Scully | Park Avenue Securities LLC other | MML Investors Services, LLC other | Other | Nov 3, 2010 | Nov 16, 2011 (378 d) |
| Brad Michael Kreiner | Park Avenue Securities LLC other | Spc other | Other | Oct 27, 2010 | Nov 24, 2010 |
| David Russell Lamb | Park Avenue Securities LLC other | Peachtree Planning Advisors, Inc. unclassified | Other | Oct 22, 2010 | Feb 1, 2010 |
| Sunil Dutt Misra | Park Avenue Securities LLC other | New Century Financial Group, LLC other | Other | Oct 22, 2010 | Aug 14, 2015 (1757 d) |
| Anthony Destefano | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Oct 19, 2010 | Oct 15, 2010 |
| James Giangrande | Park Avenue Securities LLC other | Altium Wealth Management LLC other | Other | Oct 19, 2010 | Oct 20, 2010 |