DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Next Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Billups P Johnson | Next Financial Group, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Jan 23, 2025 |
| Alexander Michael Kienle | Next Financial Group, Inc. BD affiliated | Westmark Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Jan 3, 2025 |
| David Paul Feiler | Next Financial Group, Inc. BD affiliated | Westmark Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Jan 3, 2025 |
| Jeremyi Rene Sanchez | Next Financial Group, Inc. BD affiliated | Westmark Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Jan 3, 2025 |
| Anthony Marcial Parra | Next Financial Group, Inc. BD affiliated | Westmark Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 6, 2025 | Jan 3, 2025 |
| Ronald Jason Payne | Next Financial Group, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Jan 1, 2025 |
| Shawn Alexander Torres | Next Financial Group, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2024 | Nov 25, 2024 |
| Timothy Lyndon Sharer | Next Financial Group, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Nov 25, 2024 |
| Colton Keith Cockerell | Next Financial Group, Inc. BD affiliated | Lvz, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2024 | Nov 25, 2024 |
| Chelsea Brown | Next Financial Group, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Dec 4, 2024 |
| Damon Eric Ladd-Thomas | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 21, 2024 |
| Stephen Carl Koehler | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Oct 23, 2024 |
| Gary Roy Alden | Next Financial Group, Inc. BD affiliated | Kingwood Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | May 9, 2024 |
| Christopher Alan Alden | Next Financial Group, Inc. BD affiliated | Kingwood Investment Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 18, 2024 | May 9, 2024 |
| Robert Kenon | Next Financial Group, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 17, 2024 |
| Patrick Hastings Griggs | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 16, 2024 |
| Joshua Lee Dove | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 16, 2024 |
| David Benjamin Frank | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2024 | Aug 20, 2024 |
| Cathy Ann Jackson | Next Financial Group, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 3, 2024 |
| Charlie Ray Kirven | Next Financial Group, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Sep 3, 2024 |
| Kathryn A Frank | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 21, 2024 |
| Kelli Annette Miller | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 20, 2024 |
| Joseph Horace George | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 21, 2024 |
| Jennifer Lee Radford | Next Financial Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2024 | Aug 13, 2024 |
| Michael Angelo Lee | Next Financial Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 30, 2024 |
| Carole-Lynn Saros | Next Financial Group, Inc. BD affiliated | The Personal Wealth Coach other | Other | Jul 31, 2024 | Aug 13, 2007 |
| Lawrence Fred Kushner | Next Financial Group, Inc. BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Jul 29, 2024 |
| Megan Elizabeth Koopman | Next Financial Group, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 23, 2024 |
| Nicholas Lisle | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management no RAUM | Other | Jul 15, 2024 | Jun 12, 2023 |
| Dionicio H Trevino | Next Financial Group, Inc. BD affiliated | United Advisor Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Jul 1, 2024 |
| Glen Van Rensselaer Strong | Next Financial Group, Inc. BD affiliated | Strong Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Aug 31, 2017 |
| Steven Patrick Carlson | Next Financial Group, Inc. BD affiliated | Strong Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Feb 25, 2021 |
| George Xavier Escobar | Next Financial Group, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 24, 2024 |
| Jennifer Lynn Lindsay | Next Financial Group, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jun 20, 2024 |
| Aaron Kirk Hevle | Next Financial Group, Inc. BD affiliated | World Equity Group, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jan 30, 2025 (275 d) |
| Michal B Caro | Next Financial Group, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2024 | Apr 19, 2024 |
| Amy Martin | Next Financial Group, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 9, 2024 |
| Steven Hart | Next Financial Group, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 4, 2024 |
| Brenda Stein | Next Financial Group, Inc. BD affiliated | Go Wealth Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2024 | Mar 18, 2024 |
| Richard Scott Debono | Next Financial Group, Inc. BD affiliated | Stirlingshire Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2024 | Mar 14, 2024 |
| Jeremiah Jennings | Next Financial Group, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 15, 2024 |
| Byron Paul Jimmerson | Next Financial Group, Inc. BD affiliated | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Feb 1, 2024 |
| Carlos Robert Romero | Next Financial Group, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 11, 2023 |
| Mason Carhart | Next Financial Group, Inc. BD affiliated | Cornerstone Securities LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2023 | Oct 11, 2023 |
| Siddharth Mehta | Next Financial Group, Inc. BD affiliated | Wisdom Oak Fund Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 16, 2023 | Jan 13, 2025 (424 d) |
| Carleton William Crockett | Next Financial Group, Inc. BD affiliated | Flagship Harbor Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Nov 3, 2023 |
| Mark Lawrence Macleod | Next Financial Group, Inc. BD affiliated | Rm Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2023 | Nov 15, 2019 |
| Aaron Pike Rugh | Next Financial Group, Inc. BD affiliated | Rm Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Oct 25, 2019 |
| Cayla Jane Moore | Next Financial Group, Inc. BD affiliated | Rm Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 20, 2023 | Mar 6, 2023 |
| Sean Michael Mccabe | Next Financial Group, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2023 | Oct 23, 2023 |
| Nathaniel Jordan Dodd | Next Financial Group, Inc. BD affiliated | Blakely Walters Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 5, 2023 | Jun 9, 2023 |
| Nicole Brielle Simpson | Next Financial Group, Inc. BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2023 | Aug 18, 2023 |
| Elizabeth Gosek | Next Financial Group, Inc. BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2023 | Aug 11, 2023 |
| Lily Andrea Marcu | Next Financial Group, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2023 | Aug 25, 2023 |
| Jason Andrew Cooper | Next Financial Group, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 27, 2023 | Jul 14, 2023 |
| Kevin Krieg | Next Financial Group, Inc. BD affiliated | Cs Planning Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2023 | Aug 3, 2023 |
| Stephen Anthony Dellelo | Next Financial Group, Inc. BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2023 | Jul 17, 2023 |
| Whitney Jo Hagerman Bryant | Next Financial Group, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 14, 2023 |
| Christopher Moreno | Next Financial Group, Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Jun 2, 2023 |
| Michael David Leist | Next Financial Group, Inc. BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 20, 2023 | Apr 20, 2023 |
773 moves match.