DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Janney Montgomery Scott LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Carl Meyer | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Nov 12, 2024 |
| Stephen Michael Elder | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Oct 21, 2024 |
| Marcy Lee Leprell | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Nov 12, 2024 |
| Tamara Lawson Hackett | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Oct 21, 2024 |
| Benjamin Hammonds Elder | Janney Montgomery Scott LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Oct 21, 2024 |
| Nicolas Anthony Santangelo | Janney Montgomery Scott LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Nov 12, 2024 |
| Maria Elena Barletta | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 4, 2024 | Oct 10, 2024 |
| Christine Marie Levine | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2024 | Oct 3, 2024 |
| Peter Meizels | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Oct 10, 2024 |
| Thomas Francis Francis Gayer III | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Oct 3, 2024 |
| Thomas Francis Gayer | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Oct 3, 2024 |
| John J Gogia | Janney Montgomery Scott LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 21, 2024 | Oct 3, 2024 |
| Alicia Stratman Donahue | Janney Montgomery Scott LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Nov 19, 2024 (36 d) |
| Dennis Koleda | Janney Montgomery Scott LLC BD affiliated | Family Manage LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2024 | Nov 5, 2024 |
| Jordan Baker | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2024 | Apr 15, 2025 (211 d) |
| Melissa Hamilton | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2024 | Oct 14, 2024 (33 d) |
| James L Weinstock | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 11, 2024 | Sep 11, 2024 |
| Regan Veronica Schumacher | Janney Montgomery Scott LLC BD affiliated | Hbks Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 6, 2024 |
| Anthony Frank Falco | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2024 | Aug 28, 2024 |
| Kevin Karl Kraska | Janney Montgomery Scott LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2024 | Aug 14, 2024 |
| Peter Shelp | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 12, 2024 |
| Wilson Collett Kistler | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 11, 2024 | Jul 10, 2024 |
| Steven T Ries | Janney Montgomery Scott LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jun 28, 2024 |
| John Paul Conners | Janney Montgomery Scott LLC BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Jul 1, 2024 |
| Daniel V Marra | Janney Montgomery Scott LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2024 | Sep 10, 2024 (86 d) |
| Justin Wayne Bryson | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Jul 29, 2024 (53 d) |
| Sean W. Lyon | Janney Montgomery Scott LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2024 | Aug 26, 2024 (82 d) |
| Branson Francis Nelson | Janney Montgomery Scott LLC BD affiliated | Henssler Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | Mar 10, 2025 (284 d) |
| Anthony Azzano | Janney Montgomery Scott LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 23, 2025 (389 d) |
| Benjamin Lanser | Janney Montgomery Scott LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | May 21, 2024 | Jun 12, 2024 |
| Adam Shelp | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 16, 2024 | Jul 12, 2024 (57 d) |
| Ryan Santana | Janney Montgomery Scott LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 14, 2024 | May 15, 2024 |
| Geddings Hardy Crawford | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 10, 2024 |
| Marguerite Kramer Kircher | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 9, 2024 | May 8, 2024 |
| Keith Justin Butler | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 9, 2024 |
| Matthew Conroy Fleming | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 1, 2024 |
| Logan J Reed | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 1, 2024 |
| Aaron Jordan Freedman | Janney Montgomery Scott LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 9, 2024 | May 8, 2024 |
| Charles Clifford Vicente | Janney Montgomery Scott LLC BD affiliated | Blackrock Investment Management, LLC other | Other | May 9, 2024 | Sep 4, 2024 (118 d) |
| Michael Christopher Allegra | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 1, 2024 |
| Daniel Kikosicki | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 1, 2024 |
| James English | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | May 1, 2024 |
| Karen Ann Venneri | Janney Montgomery Scott LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | May 9, 2024 |
| Katherine Mckown Buyck | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Apr 8, 2024 |
| William Gilmore Simms Oliphant | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2024 | Apr 8, 2024 |
| Peter James Lamberti | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2024 | Apr 5, 2024 |
| Julie Elaine Warren Holton | Janney Montgomery Scott LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2024 | Mar 28, 2024 |
| Norma Denise Duckett | Janney Montgomery Scott LLC BD affiliated | Dorsey Groomes Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 28, 2024 | Feb 26, 2025 (335 d) |
| Matthew Morris | Janney Montgomery Scott LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Feb 29, 2024 |
| David John Horonzy | Janney Montgomery Scott LLC BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Mar 20, 2024 |
| Rachel Sarah Nelliot | Janney Montgomery Scott LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Jul 31, 2026 (883 d) |
| Martin Gerard Lutschaunig | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 20, 2024 |
| Roni R Chase | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2024 | Feb 23, 2024 |
| Patricia Anne Niles | Janney Montgomery Scott LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2024 | Feb 20, 2024 |
| Eva O Rennalls | Janney Montgomery Scott LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Apr 22, 2024 (74 d) |
| Michael Harry Applebaum | Janney Montgomery Scott LLC BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Apr 4, 2024 (66 d) |
| James Bradley Garner | Janney Montgomery Scott LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Apr 17, 2024 (79 d) |
| Pavel Mordasov | Janney Montgomery Scott LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 29, 2024 |
| Robert T Henry | Janney Montgomery Scott LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Feb 21, 2024 (35 d) |
| Gary P Wayne | Janney Montgomery Scott LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 12, 2024 | Jan 11, 2024 |
686 moves match.