DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Signator Investors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen James Geis | Signator Investors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 5, 2018 | May 15, 2015 |
| Steven James Hill | Signator Investors, Inc. BD affiliated | Mhs Advisory Services, LLC other | Other | Nov 5, 2018 | Jan 16, 2018 |
| Daryl Sean Brockman | Signator Investors, Inc. BD affiliated | Seia other | Other | Nov 2, 2018 | May 15, 2001 |
| Daniel William Carlson | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Aug 15, 2019 (286 d) |
| Richard Thomas Lanigan | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Sep 16, 2026 (2875 d) |
| Lawrence Leslie Riddell | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 18, 2018 |
| Jamin Purtell | Signator Investors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jan 8, 2019 (67 d) |
| James Edward Miller | Signator Investors, Inc. BD affiliated | Signature Resources Capital Management, LLC other | Other | Nov 2, 2018 | Sep 13, 2011 |
| John Cory Hoffer | Signator Investors, Inc. BD affiliated | Hermitage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2018 | Oct 8, 2025 (2532 d) |
| Mark Richard | Signator Investors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Nov 28, 2018 |
| Amanda Mccain Sable | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Nov 3, 2021 (1097 d) |
| Misty Lynn Lynch | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 18, 2018 |
| Andrew Lee Bunch | Signator Investors, Inc. BD affiliated | Bip Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Apr 13, 2021 (893 d) |
| Jesse Joel Brown | Signator Investors, Inc. BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 28, 2018 |
| Jared Hamilton Dannis | Signator Investors, Inc. BD affiliated | Signature Resources Capital Management, LLC other | Other | Nov 2, 2018 | Nov 12, 2012 |
| Christopher Will Cosby | Signator Investors, Inc. BD affiliated | Hermitage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2018 | Oct 8, 2025 (2532 d) |
| Brittany Marie Russell-Porter | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 20, 2018 |
| Liam Jared House-Myers | Signator Investors, Inc. BD affiliated | Signator Financial Services, Inc. other | Other | Nov 2, 2018 | Jul 17, 2015 |
| Ezekiel Waisel | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 19, 2018 |
| Taylor Caggiula | Signator Investors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Nov 14, 2018 |
| Gregory Brogan | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 18, 2018 |
| Marina F Destefanis | Signator Investors, Inc. BD affiliated | Natixis Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Dec 14, 2018 (42 d) |
| Russell William Munn | Signator Investors, Inc. BD affiliated | Hermitage Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 2, 2018 | Oct 8, 2025 (2532 d) |
| Jeremy Wingo Withers | Signator Investors, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2018 | Oct 31, 2018 |
| Mark William Millsap | Signator Investors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2018 | Nov 8, 2018 |
| James Paul Smith | Signator Investors, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Nov 1, 2018 |
| Timothy C Angelos | Signator Investors, Inc. BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Nov 1, 2018 |
| Brian Franklin Miller | Signator Investors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2018 | Nov 5, 2018 |
| Steven Joel Jones | Signator Investors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Oct 26, 2018 |
| William James Lawfield | Signator Investors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Oct 26, 2018 |
| Loren Suzanne Mcewan | Signator Investors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2018 | Oct 26, 2018 |
| Thomas Gerard Whelan | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Oct 18, 2018 |
| Craig Edmund Lytle | Signator Investors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Aug 21, 2020 (669 d) |
| James E Casey | Signator Investors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Oct 23, 2018 |
| Zachary Allen Knutson | Signator Investors, Inc. BD affiliated | Innovative Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 22, 2018 | Oct 18, 2018 |
| Walter Keating Scott | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 18, 2018 |
| Alan David Katz | Signator Investors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 8, 2018 |
| Steve Nazoyan | Signator Investors, Inc. BD affiliated | Securian Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 25, 2018 |
| Charles Randall Snook | Signator Investors, Inc. BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2018 | Oct 1, 2018 |
| Jeffrey Neal Bograd | Signator Investors, Inc. BD affiliated | John Hancock Personal Financial Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2018 | Oct 10, 2018 |
| Ronald Roy Hamilton | Signator Investors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Sep 28, 2018 |
| John R Horntvedt | Signator Investors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Sep 24, 2020 (724 d) |
| Michael William Maher | Signator Investors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2018 | Sep 25, 2018 |
| Joshua Thomas Mccarthy | Signator Investors, Inc. BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Oct 31, 2018 |
| Dillan James Hamilton | Signator Investors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2018 | Sep 28, 2018 |
| Randy R. Moorehead | Signator Investors, Inc. BD affiliated | Level Four Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2018 | Sep 27, 2018 |
| Matthew Hanby Guba | Signator Investors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2018 | Jan 29, 2019 (132 d) |
| John Cline Evans | Signator Investors, Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2018 | Aug 31, 2018 |
| John Stuart Medaris | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 16, 2018 |
| Michael Dominick Boswak | Signator Investors, Inc. BD affiliated | Ic Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 16, 2018 |
| Fitzgerald Charlier | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2018 | Aug 16, 2018 |
| Malcolm Macdonald Thomas | Signator Investors, Inc. BD affiliated | Signator Financial Services, Inc. other | Other | Aug 20, 2018 | Jan 7, 2014 |
| Benjamin Russell Geiger | Signator Investors, Inc. BD affiliated | Syverson Strege independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 15, 2018 | Apr 28, 2020 (622 d) |
| Michael Carl Christofanelli | Signator Investors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2018 | Feb 7, 2020 (543 d) |
| Miyo Yamamoto Leong | Signator Investors, Inc. BD affiliated | Crown Capital Securities, L.P. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2018 | Aug 1, 2018 |
| Leslie J Pettinelli | Signator Investors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Sep 11, 2018 (32 d) |
| Donald Michael Healey | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Jul 24, 2018 |
| Laura Ellen Clark-Brown | Signator Investors, Inc. BD affiliated | Continuum Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 30, 2018 | Jul 25, 2018 |
| Lori Susalla Oancea | Signator Investors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Oct 22, 2018 (84 d) |
| Steven Derek Loveless | Signator Investors, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2018 | Oct 10, 2018 (72 d) |
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688 moves match.