DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
James David DossSignator Investors, Inc. otherKms Financial Services, Inc otherOtherDec 31, 2017Jan 8, 2018
Alan Rae Simpson, Jr.Signator Investors, Inc. otherColville Wealth Advisory, LLC state registeredOtherDec 31, 2017Jan 2, 2018
Richard Mark BassSignator Investors, Inc. otherBenchmark Advisory Services, LLC independent RIAOtherDec 31, 2017Mar 23, 2020 (813 d)
Brian GasiorSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Nov 28, 2018 (332 d)
Joanna Nineen AmbergerSignator Investors, Inc. otherAdvocacy Wealth Management, LLC independent RIAOtherDec 31, 2017May 11, 2022 (1592 d)
Myles William ZuegerSignator Investors, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherDec 31, 2017Jan 22, 2018
William J PepeSignator Investors, Inc. otherQuint Investments And Insurance independent RIAOtherDec 31, 2017Sep 14, 2021 (1353 d)
Arthur John GerrySignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Apr 26, 2021 (1212 d)
Gary Anthony FrisinaSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherDec 31, 2017Apr 26, 2021 (1212 d)
Simon F KeoghSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherDec 22, 2017Dec 12, 2017
Donald Phillip LoydSignator Investors, Inc. otherLoyd Financial Management Inc. independent RIAOtherDec 20, 2017Jan 13, 2018
Garrett MannSignator Investors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherDec 18, 2017Dec 21, 2021 (1464 d)
Stephen T StrawSignator Investors, Inc. otherOrion Portfolio Solutions, LLC independent RIAOtherNov 27, 2017Jul 11, 2019 (591 d)
Eugene WestSignator Investors, Inc. otherJ. W. Cole Advisors, Inc. independent RIAOtherNov 22, 2017Apr 16, 2018 (145 d)
James TetreaultSignator Investors, Inc. otherLPL Financial LLC independent RIAOtherNov 22, 2017Jan 17, 2018 (56 d)
Gregory Mark GendronSignator Investors, Inc. otherOsaic Wealth, Inc. BD affiliatedOtherNov 21, 2017Jun 13, 2019 (569 d)
Ryan Taite WilsonSignator Investors, Inc. otherWilson Financial Advisory Services state registeredOtherNov 20, 2017Nov 8, 2017
Jacqueline Marie LakocySignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Aug 5, 2016
Wendell Wayne CaytonSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Howard Jay LevineSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Feb 9, 2018 (84 d)
Robert Dwaine SelkSignator Investors, Inc. otherSecurian Financial Services, Inc. otherOtherNov 17, 2017Nov 27, 2017
Andrew Geist EakinSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Aug 5, 2016
Jody Jeremiah RothSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Timothy Shea KerriganSignator Investors, Inc. otherLegacy Preservation unclassifiedOtherNov 17, 2017Oct 23, 2018 (340 d)
Kari Jo Thomann BearSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Alina Lee SantiagoSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Feb 8, 2018 (83 d)
Mark Charles AllenSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Aug 5, 2016
Schuyler Chase CaytonSignator Investors, Inc. otherContinuum Advisory, LLC otherOtherNov 17, 2017Oct 4, 2016
Kimberly Rose DamianiSignator Investors, Inc. otherContinuum Advisory, LLC no RAUMOtherNov 17, 2017May 26, 2016
Michael Erwood MccormickSignator Investors, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherNov 13, 2017Apr 30, 2018 (168 d)
Troy VaughanSignator Investors, Inc. otherJ. W. Cole Advisors, Inc. otherOtherNov 8, 2017Nov 28, 2017
Marc RossSignator Investors, Inc. otherLPL Financial LLC independent RIAOtherNov 6, 2017Apr 8, 2019 (518 d)
Jason Robert FridaySignator Investors, Inc. otherCitizens Securities, Inc. BD affiliatedOtherNov 6, 2017Nov 21, 2017
Patrick Thomas SilvaSignator Investors, Inc. otherMML Investors Services, LLC BD affiliatedOtherNov 6, 2017Sep 23, 2019 (686 d)
Michael Joseph SimmonsSignator Investors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherNov 6, 2017Nov 1, 2017
John Scott PimentalSignator Investors, Inc. otherQuestar Asset Management, Inc. otherOtherOct 30, 2017Oct 31, 2017
Patrick Ewing ShermanSignator Investors, Inc. otherSherman Financial & Wealth Management state registeredOtherOct 23, 2017Jan 1, 2025 (2627 d)
Stephen Matthew ClarkSignator Investors, Inc. otherFisher Investments otherOtherOct 16, 2017Oct 18, 2017
Elizabeth ManteauSignator Investors, Inc. otherLincoln Investment BD affiliatedOtherOct 6, 2017Oct 11, 2018 (370 d)
Luke Tyler AustinSignator Investors, Inc. otherEdward Jones national BDOtherSep 18, 2017Sep 15, 2017
Kyle David DodrillSignator Investors, Inc. otherBlue Water Wealth otherOtherSep 1, 2017Sep 1, 2017
Luke DemariaSignator Investors, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherAug 28, 2017Oct 3, 2017 (36 d)
Joanna PuderSignator Investors, Inc. otherMorgan Stanley wirehouseOtherAug 8, 2017Oct 1, 2018 (419 d)
Yvette Cummings HeatlySignator Investors, Inc. otherRaymond James Financial Services Advisors, Inc BD affiliatedOtherAug 8, 2017Jan 24, 2018 (169 d)
Jacob Alan LinchSignator Investors, Inc. otherSagepoint Financial, Inc. otherOtherAug 8, 2017Aug 14, 2017
William Brian WhitingSignator Investors, Inc. otherSecurities America Advisors, Inc. otherOtherAug 3, 2017Jul 25, 2017
Mark Thomas AnastasoffSignator Investors, Inc. otherSecurities America Advisors, Inc. otherOtherAug 2, 2017Jul 25, 2017
Ashley Wentworth AnastasoffSignator Investors, Inc. otherSecurities America Advisors, Inc. otherOtherAug 1, 2017Jul 25, 2017
Kenneth Lee SitnickSignator Investors, Inc. otherStansberry Asset Management, LLC independent RIAOtherJul 25, 2017Dec 5, 2022 (1959 d)
Kevin Andrew ClarkSignator Investors, Inc. otherTrent Capital Management, Inc. otherOtherJul 19, 2017Jul 21, 2017
Linda Ellen Grant-SmithSignator Investors, Inc. otherRobert W. Baird & Co. Incorporated otherOtherJul 17, 2017Jul 10, 2017
Curtis J. NagaiSignator Investors, Inc. otherCommonwealth Financial Network national BDOtherJul 5, 2017Jun 28, 2017
Lawrence Neil LotwinSignator Investors, Inc. otherGlobal Financial Private Capital, Inc. otherOtherMay 26, 2017Aug 22, 2017 (88 d)
David Andrew RoggenkampSignator Investors, Inc. otherCommonwealth Financial Network national BDOtherMay 26, 2017May 15, 2017
Eric Allen JacobsenSignator Investors, Inc. otherCommonwealth Financial Network national BDOtherMay 25, 2017May 19, 2017
David Leroy SnelsonSignator Investors, Inc. otherClear Creek Financial Management, LLC otherOtherMay 25, 2017May 20, 2017
Melissa Gayle O'ConnorSignator Investors, Inc. otherLPL Financial LLC otherOtherApr 25, 2017May 1, 2017
Francisco Javier MosierSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherApr 12, 2017Apr 11, 2017
Mark MatsumuraSignator Investors, Inc. otherOsaic Wealth, Inc. otherOtherApr 5, 2017Mar 9, 2017
Katerina HencovaSignator Investors, Inc. otherOsaic Fa, Inc. otherOtherApr 1, 2017Apr 4, 2017
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688 moves match.