DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Silver Oak Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vincent Dallo | Silver Oak Securities, Inc. BD affiliated | Belpointe Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2026 | Apr 15, 2026 |
| James Parnick Jennings | Silver Oak Securities, Inc. BD affiliated | Unity Financial Planning Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 13, 2026 | Mar 17, 2026 |
| Ryan Griffin Ledden | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 27, 2026 |
| Nicholas Blake Morgan | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 27, 2026 |
| Autumn Mower | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 3, 2026 |
| Aubrey Damon Gibbs | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Mar 3, 2026 |
| Ricky Allen Howard | Silver Oak Securities, Inc. BD affiliated | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2026 | Feb 27, 2026 |
| Bruce Alan Mazo | Silver Oak Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 26, 2026 |
| Joanna R Habegger | Silver Oak Securities, Inc. BD affiliated | Invite Wealth Management unclassified | Other | Aug 11, 2025 | Jul 13, 2021 |
| Russell George Luce | Silver Oak Securities, Inc. BD affiliated | Chelsea Advisory Services, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jan 13, 2025 |
| James Edward Wilson | Silver Oak Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Mar 5, 2025 (64 d) |
| Curtis Clegg | Silver Oak Securities, Inc. BD affiliated | Ama Financial Planning LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2024 | Jan 1, 2026 (366 d) |
| Darrien Reasonover | Silver Oak Securities, Inc. BD affiliated | Rather & Kittrell, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2024 | Jan 23, 2025 (83 d) |
| Michael Ray Ohmstede | Silver Oak Securities, Inc. BD affiliated | Magnate Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 26, 2024 | May 14, 2025 (292 d) |
| Matthew Macha | Silver Oak Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2024 | May 17, 2024 |
| Michael B Haney | Silver Oak Securities, Inc. BD affiliated | Gradient Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 18, 2024 |
| David William Lamont | Silver Oak Securities, Inc. BD affiliated | Dmk Advisor Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2024 | Jan 26, 2026 (718 d) |
| John Douglas Baxley | Silver Oak Securities, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2023 | Nov 7, 2023 |
| Bradley Bennett Kessler | Silver Oak Securities, Inc. BD affiliated | Jaffe Wealth Management & Consulting, Inc. other | Other | Oct 25, 2023 | May 24, 2016 |
| Joshua Depaull Travis | Silver Oak Securities, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 17, 2023 | Jan 13, 2026 (819 d) |
| Kyle Raymond Kuyat | Silver Oak Securities, Inc. BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 16, 2023 | Nov 30, 2023 (45 d) |
| Jacob Matthew Gardner | Silver Oak Securities, Inc. BD affiliated | Defining Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 5, 2023 | May 14, 2024 (222 d) |
| Darin Michael Schmidt | Silver Oak Securities, Inc. BD affiliated | Schmidt Wealth Management, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 25, 2023 | Aug 24, 2023 |
| Alexis Laure Morey | Silver Oak Securities, Inc. BD affiliated | David Vaughan Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2023 | Dec 7, 2023 (115 d) |
| Brian Kurtich | Silver Oak Securities, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2023 | Jul 14, 2023 |
| Carlos Q Ingram | Silver Oak Securities, Inc. BD affiliated | Cornerstone Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Sep 3, 2024 (581 d) |
| Robert Lawrence Riesenbeck | Silver Oak Securities, Inc. BD affiliated | Archer Investment Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2022 | Nov 3, 2022 |
| Andrew Robert Pieracini | Silver Oak Securities, Inc. BD affiliated | Gibbs Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2022 | May 11, 2022 |
| David Rosenblum | Silver Oak Securities, Inc. BD affiliated | Orion Portfolio Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 10, 2022 | May 11, 2022 |
| Klaus Gerhard Steinke | Silver Oak Securities, Inc. BD affiliated | Avior Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2021 | Nov 17, 2021 |
| Clemont Lee Bevill | Silver Oak Securities, Inc. BD affiliated | San Blas Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2021 | Jul 8, 2021 |
| Stephen T Glasgow | Silver Oak Securities, Inc. BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 15, 2021 | Aug 31, 2021 (77 d) |
| Larry Jay Moss | Silver Oak Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2021 | Jan 29, 2021 |
| Richard Allen Sandman | Silver Oak Securities, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Aug 2, 2018 | Apr 8, 2019 (249 d) |
| Chad Michael Centorbi | Silver Oak Securities, Inc. independent RIA | Centorbi Financial Group, Inc. state registered | RIA to a state-registered adviser | May 7, 2018 | Mar 21, 2018 |
| David Charles King | Silver Oak Securities, Inc. other | Allstate Financial Advisors, LLC no RAUM | Other | Mar 21, 2017 | Apr 3, 2017 |
| Melvin Adolf Goss | Silver Oak Securities, Inc. other | Pruco Securities, LLC BD affiliated | Other | Aug 1, 2016 | Feb 23, 2018 (571 d) |
| Donald Robert Greene | Silver Oak Securities, Inc. other | Cosey Financial Services, Inc. independent RIA | Other | Feb 2, 2016 | May 4, 2017 (457 d) |
| Jason Christopher Vander Pol | Silver Oak Securities, Inc. other | U.S. Bancorp Investments, Inc. other | Other | Feb 2, 2016 | Feb 1, 2016 |
| Alexander Michael Means | Silver Oak Securities, Inc. other | Advantage Investment Management, LLC other | Other | Dec 31, 2015 | Jan 11, 2016 |
| Carlos Q Ingram | Silver Oak Securities, Inc. other | Verity Asset Management other | Other | Dec 23, 2015 | Mar 17, 2016 (85 d) |
| Douglas William Miller | Silver Oak Securities, Inc. other | Johnson Brunetti other | Other | Jul 7, 2015 | Jul 7, 2015 |
| Benjamin A Fuchs | Silver Oak Securities, Inc. other | Johnson Brunetti other | Other | Sep 11, 2014 | Sep 12, 2014 |
| Joel Mark Johnson | Silver Oak Securities, Inc. other | Johnson Brunetti no RAUM | Other | Jun 12, 2014 | Jun 12, 2014 |
| Heath G Grossman | Silver Oak Securities, Inc. other | Johnson Brunetti no RAUM | Other | Jun 2, 2014 | Jun 2, 2014 |
| Eric Field Hogarth | Silver Oak Securities, Inc. other | Johnson Brunetti no RAUM | Other | May 29, 2014 | Jun 12, 2014 |
| Kenneth Daniel Tumolo | Silver Oak Securities, Inc. other | Johnson Brunetti no RAUM | Other | May 29, 2014 | May 29, 2014 |
| Kyle Jensen Kirwan | Silver Oak Securities, Inc. other | First Heartland Consultants, Inc. other | Other | Jan 4, 2013 | Jan 10, 2013 |
| Neil Allen Bailey | Silver Oak Securities, Inc. other | LPL Financial LLC other | Other | Jun 4, 2012 | May 30, 2012 |
| John Province Stauffer | Silver Oak Securities, Inc. other | Kay Quinn Financial, LLC other | Other | Dec 20, 2010 | Mar 17, 2009 |
| Paul Woodson Abele | Silver Oak Securities, Inc. other | Abele Financial Group LLC unclassified | Other | Nov 9, 2009 | Apr 15, 2010 (157 d) |
| Ed Tiencken Mcmanus | Silver Oak Securities, Inc. other | Cuttingedge Advisors other | Other | Aug 12, 2008 | Jul 16, 2008 |
| Todd Franklin Gregory | Silver Oak Securities, Inc. other | Sutterfield Financial Group, Inc. other | Other | Mar 12, 2008 | Apr 29, 2008 (48 d) |
Page 1 of 1
53 moves match.