DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kara L Elledge | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Oct 25, 2024 |
| Darrin Miles | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 1, 2024 |
| Anthony James Smith | Pruco Securities, LLC BD affiliated | Mrb Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 4, 2024 | Jul 24, 2026 (627 d) |
| Yolanda Goodwin | Pruco Securities, LLC BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Feb 5, 2025 (97 d) |
| Scott Brong | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Oct 21, 2024 |
| Jacqueline Phan | Pruco Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 31, 2024 | Nov 26, 2024 |
| Kathryn Buiel | Pruco Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 29, 2024 | Jul 9, 2025 (253 d) |
| David Patrick Bolduc | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Dec 4, 2024 (40 d) |
| Thomas Herrick Sauer | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 1, 2024 |
| Michael Howard | Pruco Securities, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Oct 17, 2024 |
| Matthew Wilson Andress | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 21, 2024 |
| Myleah Janeé Carter | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 22, 2024 | Oct 25, 2024 |
| James Allen Pfister | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Feb 26, 2026 (493 d) |
| Nathaniel R Clark | Pruco Securities, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 29, 2024 |
| Joseph Casillo | Pruco Securities, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 16, 2024 | Oct 30, 2024 |
| Keif H Samuel | Pruco Securities, LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 21, 2024 |
| Gabriel Labianca | Pruco Securities, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 18, 2024 |
| Matthew James Friddle | Pruco Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Nov 20, 2024 (36 d) |
| Jacob Matthew Wise | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2024 | Mar 18, 2025 (154 d) |
| Jose Franciosa Martin | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Nov 20, 2024 (40 d) |
| Rustin Derek Young | Pruco Securities, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Sep 27, 2024 |
| Steven Aibel | Pruco Securities, LLC BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2024 | Oct 14, 2025 (370 d) |
| Angel Lynn Gulizio | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 27, 2025 (383 d) |
| Christopher Charles Mancini | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | May 2, 2025 (206 d) |
| Rosanne Rolon Gil | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | May 7, 2025 (211 d) |
| Kevin Timothy Radell | Pruco Securities, LLC BD affiliated | Predmore Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 4, 2024 | Jan 1, 2026 (454 d) |
| Timothy Kane Mcgowan | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 18, 2024 |
| James Hankins | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Nov 19, 2024 (47 d) |
| Jean C Jimenez | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2024 | Oct 17, 2024 |
| Dagmar Adams | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2024 | Oct 1, 2024 |
| Travis Thielges | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Jul 3, 2025 (274 d) |
| Cole Peake | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 2, 2024 | Oct 8, 2024 |
| Debbie Ann Homan | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2024 | Oct 1, 2024 |
| Bruno Grenci | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2024 | Oct 1, 2024 |
| Laura Silva Flores | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2024 | Oct 3, 2024 |
| Vicky Rivera | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 1, 2024 | Oct 3, 2024 |
| Michele Cahayla | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Oct 3, 2024 |
| Zohaib Tariq | Pruco Securities, LLC BD affiliated | Cape Investment Advisory, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Jan 27, 2025 (119 d) |
| Emily Bynum | Pruco Securities, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Sep 30, 2024 | Jul 1, 2026 (639 d) |
| Kevin P Leibold | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Apr 23, 2026 (573 d) |
| Rafael Rodriguez | Pruco Securities, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 9, 2025 (347 d) |
| Victoria Lynnette Swanson | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Oct 1, 2024 |
| Donna Jean Canty | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Sep 26, 2024 |
| Christina Eleanor Depalma | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Oct 10, 2024 |
| Matthew John Kohls | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Oct 9, 2024 |
| Michael Neil Long | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Oct 21, 2024 |
| Jonathan Ziegler | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Oct 3, 2024 |
| Jamie Lanik | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Sep 26, 2024 |
| Joshua Rodriguez | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 25, 2024 | Oct 18, 2024 |
| Christopher Rose | Pruco Securities, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2024 | Sep 20, 2024 |
| Kerin Marie Clark | Pruco Securities, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2024 | Sep 20, 2024 |
| Shahzeb Shaikha | Pruco Securities, LLC BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 17, 2024 |
| Robert George Vail | Pruco Securities, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Oct 22, 2024 (33 d) |
| William Shallenberger | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 17, 2024 |
| Dalton Seth Adams | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Oct 8, 2024 |
| Ebdon Cole Darling | Pruco Securities, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2024 | Oct 15, 2024 (33 d) |
| Omar K Aburadi | Pruco Securities, LLC BD affiliated | Star Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 12, 2024 | Jul 1, 2025 (292 d) |
| Tara Lavarias | Pruco Securities, LLC BD affiliated | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Oct 9, 2024 |
| Jason Amos Tan | Pruco Securities, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 11, 2024 |
| Lynette N Russell | Pruco Securities, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Nov 12, 2024 (64 d) |
2,235 moves match.