Advisor moves

Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael LewisNew England Securities Corporation otherTransamerica Financial Advisors, Inc. unclassifiedOtherAug 15, 2006Jan 22, 2008 (525 d)
John Richard HeiseNew England Securities Corporation otherMML Investors Services, LLC otherOtherAug 14, 2006Aug 4, 2006
Bradley Dean PatrickNew England Securities Corporation otherCedar Mountain Advisors, LLC otherOtherAug 2, 2006Aug 4, 2006
Adam Lee WoodsNew England Securities Corporation otherCedar Mountain Advisors, LLC otherOtherAug 2, 2006Jun 29, 2016 (3619 d)
Matthew R CarbrayNew England Securities Corporation otherKestra Advisory Services, LLC otherOtherAug 1, 2006Apr 19, 2016 (3549 d)
Brian M LarawayNew England Securities Corporation otherAmerican General Securities Incorporated unclassifiedOtherJul 24, 2006Aug 17, 2006
Jeffrey Alan WilcoxNew England Securities Corporation otherLPL Financial LLC otherOtherJul 12, 2006Jul 6, 2006
Philip Steven ScottNew England Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJun 19, 2006Aug 23, 2006 (65 d)
Gordon L WilloughbyNew England Securities Corporation otherDfc Investor Services unclassifiedOtherJun 15, 2006Jun 20, 2006
James ThomasNew England Securities Corporation otherHarvest Capital Advisors, LLC unclassifiedOtherJun 12, 2006Jun 12, 2006
Matthew Alan KilburnNew England Securities Corporation otherCetera Investment Advisers LLC BD affiliatedOtherJun 2, 2006Mar 21, 2024 (6502 d)
Dustin Robert AlexanderNew England Securities Corporation otherVoya Financial Advisors, Inc. otherOtherMay 12, 2006Jun 14, 2006 (33 d)
Richard Alan RaybinNew England Securities Corporation otherLifetime Legacy Services, LLC unclassifiedOtherMay 12, 2006Jul 17, 2006 (66 d)
Lawrence William BroxtermanNew England Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherApr 18, 2006Apr 17, 2006
Christopher Michael WellsNew England Securities Corporation otherNext Financial Group, Inc. otherOtherApr 17, 2006May 17, 2006
Pedro Antonio MartinezNew England Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherApr 13, 2006Apr 13, 2006
Jake Eugene MckeeNew England Securities Corporation otherSmith Hayes Advisers Inc otherOtherMar 28, 2006Apr 3, 2006
Steven Howard HornsteinNew England Securities Corporation otherLPL Financial LLC otherOtherMar 24, 2006Mar 23, 2006
Scott Christopher AdamsNew England Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 10, 2006Mar 10, 2006
Heath Tyler BurchNew England Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherMar 10, 2006Mar 10, 2006
Richard John LiburdiNew England Securities Corporation otherEge Advisors, Ltd. unclassifiedOtherMar 9, 2006Mar 2, 2006
Mark Robert SchererNew England Securities Corporation otherVoya Financial Advisors, Inc. otherOtherMar 8, 2006Mar 10, 2006
Paul Henry CoutureNew England Securities Corporation otherOsaic Fs, Inc. otherOtherFeb 28, 2006Feb 24, 2006
Eric Mark FilipponeNew England Securities Corporation otherPruco Securities, LLC BD affiliatedOtherFeb 21, 2006Mar 24, 2021 (5510 d)
Marc Mitsuru TakenagaNew England Securities Corporation otherTlg Advisors, Inc. otherOtherFeb 11, 2006Mar 23, 2006 (40 d)
Brian Arthur RosoffNew England Securities Corporation otherSterne Agee Investment Advisor Services, Inc. otherOtherFeb 2, 2006Jun 5, 2006 (123 d)
Eric Bradley ThompsonNew England Securities Corporation otherPruco Securities, LLC otherOtherJan 31, 2006Mar 21, 2006 (49 d)
Justin Todd HalpennyNew England Securities Corporation otherUsallianz Securities, Inc. unclassifiedOtherJan 31, 2006Feb 15, 2006
James John WilsonNew England Securities Corporation otherOsaic Fs, Inc. otherOtherJan 18, 2006Apr 3, 2006 (75 d)
Andrew B AdamsNew England Securities Corporation otherCalton & Associates, Inc. otherOtherJan 11, 2006Jun 19, 2006 (159 d)
Richard B SugarmanNew England Securities Corporation otherGoldman Sachs Wealth Services, L.P. otherOtherJan 10, 2006Jun 21, 2006 (162 d)
George Matthew BarberichNew England Securities Corporation otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherDec 20, 2005Oct 16, 2008 (1031 d)
John Newton PeacockNew England Securities Corporation otherMutual Service Corporation unclassifiedOtherDec 5, 2005Dec 7, 2005
Mark DydzuhnNew England Securities Corporation otherWamu Investments, Inc. unclassifiedOtherDec 2, 2005Jan 9, 2006 (38 d)
Richard Laurence DavidmanNew England Securities Corporation otherLPL Financial LLC otherOtherNov 23, 2005Nov 9, 2005
Edward Ryan LoughryNew England Securities Corporation otherSchwab Wealth Advisory, Inc. otherOtherNov 11, 2005Jun 15, 2016 (3869 d)
Benjamin Joseph SkillingNew England Securities Corporation otherWaddell & Reed otherOtherNov 7, 2005Feb 20, 2007 (470 d)
Michael William RadakovichNew England Securities Corporation otherSummit Financial otherOtherOct 20, 2005Jul 20, 2007 (638 d)
Edward Charles SmithNew England Securities Corporation otherCetera Advisor Networks LLC otherOtherOct 20, 2005Nov 7, 2005
Jeffrey A KirkNew England Securities Corporation otherCreative Financial Designs, Inc. otherOtherOct 13, 2005Oct 14, 2005
James Patrick ScanlanNew England Securities Corporation otherOsaic Fs, Inc. otherOtherSep 30, 2005May 2, 2006 (214 d)
Robert Joseph DavisNew England Securities Corporation otherFinancial Leadership Advisors, Inc. unclassifiedOtherSep 30, 2005Nov 16, 2006 (412 d)
Dirk Matthew DixonNew England Securities Corporation otherAmeritas Advisory Services otherOtherSep 13, 2005Aug 16, 2005
Gregory Thomas CimminoNew England Securities Corporation otherCantella & Co., Inc. otherOtherSep 7, 2005Sep 6, 2005
Nancy Barton FellingerNew England Securities Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 7, 2005Oct 6, 2005
Joe OkabeNew England Securities Corporation otherUBS Financial Services Inc. wirehouseOtherAug 16, 2005Aug 12, 2005
David Anthony HockerNew England Securities Corporation otherSpectrum Strategies, L.L.C. state registeredOtherJul 27, 2005Apr 27, 2006 (274 d)
James Curtis ClaiborneNew England Securities Corporation otherPrism Financial Group, L.L.C. otherOtherJul 21, 2005Aug 4, 2005
Edward Michael BrennanNew England Securities Corporation otherPrincipal Securities, Inc. otherOtherJul 20, 2005Jan 30, 2006 (194 d)
Keith Richard SoltisNew England Securities Corporation otherMML Investors Services, LLC otherOtherJul 12, 2005Jul 8, 2005
Lynn Seldon BridgesNew England Securities Corporation otherBrookstone Capital Management LLC otherOtherJul 11, 2005Jan 4, 2018 (4560 d)
Christopher Thomas SloneckerNew England Securities Corporation otherFirst Horizon Advisors, Inc otherOtherJul 7, 2005Jul 18, 2005
Jeffrey Spencer SargentNew England Securities Corporation otherPrincipal Securities, Inc. otherOtherJun 3, 2005Oct 24, 2005 (143 d)
Bruce Alan MeyerNew England Securities Corporation otherCambridge Investment Research Advisors, Inc. otherOtherJun 2, 2005Jun 9, 2005
Cortland Robert BradburyNew England Securities Corporation otherPrincipal Securities, Inc. otherOtherMay 18, 2005Jul 27, 2005 (70 d)
Scott S MckeeverNew England Securities Corporation otherLasalle Financial Services, Inc. unclassifiedOtherMay 5, 2005May 6, 2005
Walter Frank WilliamsNew England Securities Corporation otherOsaic Fa, Inc. otherOtherMay 2, 2005Jun 13, 2005 (42 d)
Dominic B SchioppoNew England Securities Corporation otherNorthwestern Mutual Investment Services,LLC otherOtherApr 28, 2005Jun 14, 2005 (47 d)
David Thomas HowellNew England Securities Corporation otherMML Investors Services, LLC otherOtherApr 21, 2005May 10, 2005
Andre J DoucetteNew England Securities Corporation otherUBS Financial Services Inc. wirehouseOtherApr 18, 2005Apr 15, 2005
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1,041 moves match.