DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Hilltop Securities Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Christian Coyle	Hilltop Securities Inc. other	Oppenheimer & Co. Inc. other	Other	May 6, 2011	Apr 18, 2011
Todd Russell Holubec	Hilltop Securities Inc. other	Ameriprise Financial Services, LLC national BD	Other	Mar 18, 2011	Feb 25, 2011
Lane Scott Swisher	Hilltop Securities Inc. other	LPL Financial LLC other	Other	Mar 15, 2011	Mar 8, 2011
Chris Arthur Galliano	Hilltop Securities Inc. other	Northern Trust Securities, Inc no RAUM	Other	Feb 24, 2011	Feb 5, 2015 (1442 d)
Darrell Todd	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Jan 28, 2011	Jan 3, 2011
Bruce Allen Lewin	Hilltop Securities Inc. other	LPL Financial LLC other	Other	Jan 21, 2011	Dec 17, 2010
Jeff Craig Dargatz	Hilltop Securities Inc. other	LPL Financial LLC other	Other	Jan 13, 2011	Dec 17, 2010
Sean Paul Weaver	Hilltop Securities Inc. other	Wwk Wealth Advisors other	Other	Dec 3, 2010	Nov 11, 2010
Donald Gene Blake	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Oct 26, 2010	Nov 1, 2010
Christopher Murray	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Sep 10, 2010	Aug 23, 2010
Leonard Anshelevich	Hilltop Securities Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 22, 2010	Mar 26, 2010
Stanley Eugene Allred	Hilltop Securities Inc. other	Raymond James & Associates, Inc. national BD	Other	Apr 13, 2010	Mar 19, 2010
Michael Richard Hostick	Hilltop Securities Inc. other	Oppenheimer & Co. Inc. other	Other	Mar 16, 2010	Mar 15, 2010
Susan Rena Boekeloo	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Feb 4, 2010	Feb 11, 2010
Elio Eduardo King	Hilltop Securities Inc. other	Bolton Global Asset Management other	Other	Jan 14, 2010	Jan 22, 2010
Ralph Dennis Barker	Hilltop Securities Inc. other	Momentum Independent Network Inc. BD affiliated	Other	Dec 31, 2009	Sep 9, 2026 (6096 d)
Monika A Bennett	Hilltop Securities Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 15, 2009	Dec 17, 2009
Radu Nicolaevich Prisakar	Hilltop Securities Inc. other	Wedbush Securities Inc. other	Other	Dec 10, 2009	Dec 8, 2009
Richard Eloy De La Garza	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Nov 20, 2009	Nov 20, 2009
Alan Aldo Waker	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Oct 19, 2009	Oct 27, 2009
John Anthony Magadini	Hilltop Securities Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 31, 2009	Dec 23, 2009 (145 d)
Edward Barnett	Hilltop Securities Inc. other	Newbury Capital Management, LLC independent RIA	Other	Jul 29, 2009	Nov 10, 2025 (5948 d)
Jon Christopher Lam	Hilltop Securities Inc. other	Newbury Capital Management, LLC other	Other	Jul 7, 2009	Jul 1, 2009
Morgan Thomas Gough	Hilltop Securities Inc. other	Wespac Advisors, LLC other	Other	Jul 7, 2009	Sep 23, 2009 (78 d)
Peter Pin Chen	Hilltop Securities Inc. other	Wespac Advisors, LLC other	Other	Jul 7, 2009	Sep 23, 2009 (78 d)
Wade Steven Perry	Hilltop Securities Inc. other	Wespac Advisors, LLC other	Other	Jul 7, 2009	Sep 23, 2009 (78 d)
Coco M Lorenzo	Hilltop Securities Inc. other	Wespac Advisors, LLC other	Other	Jul 7, 2009	Sep 23, 2009 (78 d)
Geoffrey F Hathhorn	Hilltop Securities Inc. other	Missionsquare Retirement other	Other	Jul 7, 2009	Jul 19, 2010 (377 d)
Joseph Peter Traba	Hilltop Securities Inc. other	Wespac Advisors, LLC other	Other	Jun 22, 2009	Mar 2, 2010 (253 d)
Dustin Tye Hellams	Hilltop Securities Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 3, 2009	Jun 15, 2009
Joel Erickson	Hilltop Securities Inc. other	Chase Investment Services Corp. other	Other	Jun 3, 2009	Apr 13, 2010 (314 d)
John William Madison	Hilltop Securities Inc. other	Wells Fargo Advisors wirehouse	Other	May 22, 2009	May 26, 2009
Keith Douglas Weinbaum	Hilltop Securities Inc. other	Mainstreet Asset Management, LLC unclassified	Other	Apr 15, 2009	Jun 25, 2009 (71 d)
Anthony Ryan Madonna	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Feb 19, 2009	Feb 19, 2009
Shawn Baxter	Hilltop Securities Inc. other	1st Global Advisors Inc other	Other	Dec 8, 2008	Dec 15, 2008
Edward Joseph Schiavi	Hilltop Securities Inc. other	Msi Financial Services, Inc. other	Other	Aug 7, 2008	Nov 3, 2009 (453 d)
John Andrew Schick	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Aug 5, 2008	Aug 12, 2008
Kari Michelle Riggs	Hilltop Securities Inc. other	Bok Financial Advisors other	Other	Jun 19, 2008	Jul 2, 2008
Christina Kay Robb	Hilltop Securities Inc. other	Cetera Advisors LLC BD affiliated	Other	Jan 4, 2008	May 17, 2021 (4882 d)
Heather M Candler	Hilltop Securities Inc. other	Citigroup Global Markets Inc. other	Other	Dec 17, 2007	Jan 14, 2008
Joseph Lane Knox	Hilltop Securities Inc. other	Raymond James Financial Services, Inc. unclassified	Other	Mar 5, 2007	Mar 9, 2007
Donald R Laurence	Hilltop Securities Inc. other	Wells Fargo Advisors wirehouse	Other	Feb 6, 2007	Feb 2, 2007
Benjamin Herschel Dean	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Jan 3, 2007	Jan 3, 2003
Kerry Mark Rigdon	Hilltop Securities Inc. other	Evolve Securities, Inc. unclassified	Other	Dec 12, 2006	Dec 8, 2006
Thomas Preston Brashear	Hilltop Securities Inc. other	Evolve Securities, Inc. unclassified	Other	Dec 12, 2006	Dec 8, 2006
David Boyers	Hilltop Securities Inc. other	Investment Professionals, Inc. other	Other	Aug 22, 2006	Aug 7, 2006
Marcia Sue Schoolfield Spellman	Hilltop Securities Inc. other	Carter Advisory Services, Inc state registered	Other	Jun 8, 2006	Apr 25, 2007 (321 d)
Jonathan Richard Meaney	Hilltop Securities Inc. other	Carter Advisory Services, Inc state registered	Other	Mar 28, 2006	May 9, 2007 (407 d)
Henry Lequence Smith	Hilltop Securities Inc. other	Southwest Texas Capital, L.L.C unclassified	Other	Nov 4, 2005	Apr 14, 2006 (161 d)
Billie Garza	Hilltop Securities Inc. other	Wells Fargo Advisors wirehouse	Other	Oct 26, 2005	Nov 1, 2024 (6946 d)
Mark Jeffrey Kashar	Hilltop Securities Inc. other	MML Investors Services, LLC other	Other	Sep 27, 2005	May 1, 2008 (947 d)
Steven Sarosy	Hilltop Securities Inc. other	Avantax Advisory Services other	Other	Aug 1, 2005	Apr 4, 2007 (611 d)
Jon Scott Blair	Hilltop Securities Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	May 10, 2005	May 6, 2005
Darrell Ward Jayroe	Hilltop Securities Inc. other	Bok Financial Advisors other	Other	Oct 21, 2004	Oct 25, 2012 (2926 d)
Stephen Kevin Garvin	Hilltop Securities Inc. other	Milkie/Ferguson Investments, Inc. unclassified	Other	Oct 8, 2004	Jul 10, 2006 (640 d)
David Hansson Tobin	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Sep 14, 2004	Sep 14, 2004
Jerry Odell Mcdonald	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Sep 8, 2004	Sep 8, 2004
Jay Owen Brainard	Hilltop Securities Inc. other	Momentum Independent Network Inc. other	Other	Sep 1, 2004	Sep 1, 2004
Randall Currie Mardell	Hilltop Securities Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jun 28, 2004	Nov 28, 2016 (4536 d)
Steve Mangold	Hilltop Securities Inc. other	Nfp Advisor Services, LLC other	Other	May 4, 2004	Mar 21, 2005 (321 d)

Page 4 of 5Previous Next

243 moves match.