| David Steven Dennerll | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | May 8, 2009 | Apr 30, 2009 |
| James Matthew Hager | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | May 8, 2009 | Apr 20, 2009 |
| Benjamin R Stacy | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | May 8, 2009 | Apr 20, 2009 |
| Lauren J Palacio | Fifth Third Securities, Inc. other | Raymond James & Associates, Inc. national BD | Other | May 8, 2009 | Apr 20, 2009 |
| J Christopher Hammond | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | May 4, 2009 | Apr 9, 2009 |
| Brian Steinbach | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Apr 3, 2009 | May 11, 2009 (38 d) |
| Christopher Ren-Da Chang | Fifth Third Securities, Inc. other | Old Mission Investment Company, LLC independent RIA | Other | Mar 19, 2009 | Nov 7, 2023 (5346 d) |
| Logan Van Reed | Fifth Third Securities, Inc. other | Empower Advisory Group, LLC BD affiliated | Other | Mar 19, 2009 | Nov 19, 2025 (6089 d) |
| Gary William Medley | Fifth Third Securities, Inc. other | Sageous Capital Management, LLC unclassified | Other | Mar 10, 2009 | Oct 22, 2009 (226 d) |
| Kevin David Thompson | Fifth Third Securities, Inc. other | Waddell & Reed other | Other | Mar 6, 2009 | Sep 23, 2009 (201 d) |
| Andrew Burnham Cannon | Fifth Third Securities, Inc. other | Onedigital institutional | Other | Feb 20, 2009 | Dec 5, 2025 (6132 d) |
| Melinda Jo Hansen | Fifth Third Securities, Inc. other | Robert W. Baird & Co. Incorporated other | Other | Feb 20, 2009 | May 15, 2009 (84 d) |
| Elizabeth Anne Windisch | Fifth Third Securities, Inc. other | World Equity Group, Inc. other | Other | Feb 20, 2009 | Feb 25, 2009 |
| Andrew Paul Fox | Fifth Third Securities, Inc. other | Hsbc Securities (USA) Inc. other | Other | Feb 6, 2009 | Jun 12, 2009 (126 d) |
| Matthew John Palazzolo | Fifth Third Securities, Inc. other | First Heartland Consultants, Inc. other | Other | Feb 6, 2009 | Mar 3, 2009 |
| Michael David Mohlman | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 6, 2009 | Feb 24, 2009 |
| Douglas Ryan Magers | Fifth Third Securities, Inc. other | Huntington Financial Advisors other | Other | Jan 30, 2009 | Jan 29, 2009 |
| Michael Severin Kennedy | Fifth Third Securities, Inc. other | Forum Financial Management, LP other | Other | Jan 30, 2009 | Aug 26, 2010 (573 d) |
| Tom Harry Hornak | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jan 23, 2009 | Jan 16, 2009 |
| Daniel Michael Doyle | Fifth Third Securities, Inc. other | Td Ameritrade Investment Management, LLC other | Other | Jan 20, 2009 | Jan 27, 2009 |
| Charles Sprunger | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Jan 16, 2009 | Jan 20, 2009 |
| Mike T Collins | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jan 9, 2009 | Dec 24, 2008 |
| January K. Johnson | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 19, 2008 | Jun 10, 2009 (173 d) |
| Nicholas Frank Nauta | Fifth Third Securities, Inc. other | Cuna Brokerage Services, Inc. other | Other | Dec 5, 2008 | Dec 12, 2008 |
| Jane Ellen Welch | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 3, 2008 | Nov 13, 2008 |
| John Raymond Schablein | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 3, 2008 | Nov 12, 2008 |
| Scott Charles Petranek | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 3, 2008 | Nov 13, 2008 |
| John Brian Weigel | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Dec 3, 2008 | Nov 12, 2008 |
| Shari Lynn Lyle | Fifth Third Securities, Inc. other | First Horizon Advisors, Inc other | Other | Nov 28, 2008 | Dec 16, 2008 |
| Tonda L. Davis | Fifth Third Securities, Inc. other | Natcity Investments, Inc. unclassified | Other | Nov 21, 2008 | Dec 16, 2008 |
| Matthew Garrett Edmiston | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Nov 21, 2008 | Nov 17, 2008 |
| Christopher Lee Browning | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Nov 14, 2008 | Feb 27, 2009 (105 d) |
| Nolan D Kamerer | Fifth Third Securities, Inc. other | Mariner Wealth Advisors other | Other | Oct 31, 2008 | Feb 26, 2015 (2309 d) |
| John Payton | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 17, 2008 | Jun 28, 2017 (3176 d) |
| Alexandra Joy Moran | Fifth Third Securities, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Oct 17, 2008 | Oct 10, 2008 |
| Joseph Troy Schmeing | Fifth Third Securities, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Oct 9, 2008 | Oct 9, 2008 |
| Patricia Mary Long | Fifth Third Securities, Inc. other | Advice And Planning Services other | Other | Oct 9, 2008 | Oct 22, 2008 |
| John Matthew Broughton | Fifth Third Securities, Inc. other | Wells Fargo Investments, LLC unclassified | Other | Oct 9, 2008 | Oct 3, 2008 |
| Craig A Harris | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Oct 3, 2008 | Oct 2, 2008 |
| Ronald Edward Mohr | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Sep 26, 2008 | Sep 22, 2008 |
| Nathan Lee Parrish | Fifth Third Securities, Inc. other | Natcity Investments, Inc. unclassified | Other | Sep 11, 2008 | Sep 12, 2008 |
| Joseph Query | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Sep 11, 2008 | Sep 17, 2008 |
| Jeffrey Scott Flamm | Fifth Third Securities, Inc. other | Key Investment Services LLC other | Other | Aug 15, 2008 | Aug 7, 2008 |
| Mark W. Young | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 25, 2008 | Aug 21, 2008 |
| John Marshall Williams | Fifth Third Securities, Inc. other | Constellation Wealth Advisors other | Other | Jun 27, 2008 | Dec 20, 2010 (906 d) |
| Donald G Heatherly | Fifth Third Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Jun 20, 2008 | Apr 23, 2010 (672 d) |
| Lisa Anne Dean | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 20, 2008 | Jun 30, 2008 |
| Robert Jay Davis | Fifth Third Securities, Inc. other | LPL Financial LLC other | Other | Jun 2, 2008 | Nov 18, 2008 (169 d) |
| Donald W. William Harden | Fifth Third Securities, Inc. other | UBS Financial Services Inc. wirehouse | Other | May 19, 2008 | Apr 28, 2008 |
| Michael Hollis Stewart | Fifth Third Securities, Inc. other | Sound Income Strategies, LLC other | Other | May 2, 2008 | May 28, 2015 (2582 d) |
| Mary Elizabeth Schall | Fifth Third Securities, Inc. other | Aspiriant, LLC independent RIA | Other | Apr 25, 2008 | Nov 17, 2019 (4223 d) |
| Sarah H Willson | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Apr 25, 2008 | May 6, 2008 |
| Harley Parker Evans | Fifth Third Securities, Inc. other | Successful Portfolios LLC independent RIA | Other | Apr 22, 2008 | May 2, 2025 (6219 d) |
| James Patrick Kapala | Fifth Third Securities, Inc. other | Bmo Harris Financial Advisors, Inc other | Other | Apr 18, 2008 | Apr 21, 2008 |
| Robert Charles Lorenz | Fifth Third Securities, Inc. other | Cetera Investment Advisers LLC other | Other | Apr 18, 2008 | Apr 17, 2008 |
| Eric Robert Abbott | Fifth Third Securities, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Mar 14, 2008 | Sep 15, 2008 (185 d) |
| Todd Morgan | Fifth Third Securities, Inc. other | Chase Investment Services Corp. other | Other | Mar 14, 2008 | Apr 24, 2008 (41 d) |
| Julie Izzo Wander | Fifth Third Securities, Inc. other | Wells Fargo Advisors wirehouse | Other | Feb 21, 2008 | Feb 19, 2008 |
| Timothy A Francis | Fifth Third Securities, Inc. other | Investment Advisors International, Inc. unclassified | Other | Feb 15, 2008 | Apr 30, 2008 (75 d) |
| Christopher Robin Kleman | Fifth Third Securities, Inc. other | Strategic Advisers LLC national BD | Other | Feb 8, 2008 | Feb 26, 2008 |