DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fifth Third Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Phillip Anthony Hogan | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Oct 25, 2022 |
| Dennis P Shaw | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2022 | Dec 13, 2022 (77 d) |
| Benjamin M Hout | Fifth Third Securities, Inc. BD affiliated | Cerity Partners Ocio LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2022 | Sep 27, 2022 |
| Alan E. Shenker | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2022 | Feb 21, 2023 (152 d) |
| Jonathan Lee | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2022 | Dec 6, 2022 (85 d) |
| Jason R Vaughn | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 7, 2022 | Sep 12, 2022 |
| Stephen George Scaccia | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 2, 2022 | Sep 2, 2022 |
| Ernest William Ross | Fifth Third Securities, Inc. BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 6, 2022 |
| Eugene J Weber | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2022 | Sep 2, 2022 |
| Bradley Cooper | Fifth Third Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 6, 2022 |
| William Adrian Thompson | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Oct 20, 2022 (50 d) |
| Samantha King | Fifth Third Securities, Inc. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 25, 2022 | Aug 26, 2022 |
| Patrick Duggan | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Aug 23, 2022 |
| Kylee Brooke Marcy | Fifth Third Securities, Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2022 | Sep 1, 2022 |
| Marion John Charicki | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2022 | Aug 5, 2022 |
| Franklin Meade Graves | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Sep 20, 2022 (46 d) |
| Jacob Butler | Fifth Third Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2022 | Aug 9, 2022 |
| Jeremy W Block | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2022 | Aug 15, 2022 |
| Santo Blumke | Fifth Third Securities, Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Aug 11, 2022 |
| Kevin Robert Osborn | Fifth Third Securities, Inc. BD affiliated | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2022 | Jul 28, 2022 |
| Jonathan Eugene Patterson | Fifth Third Securities, Inc. BD affiliated | Wintrust Investments mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Jul 15, 2022 |
| Jonathan Collins | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2022 | Jul 11, 2022 |
| Grzegorz Szymczak | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | Jun 27, 2022 |
| Jackie N Martin | Fifth Third Securities, Inc. BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2022 | Jul 27, 2022 |
| Ernest Michael Hartlieb | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2022 | Aug 1, 2022 |
| Angel Kelley | Fifth Third Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jul 6, 2022 |
| Christopher Derstine | Fifth Third Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 21, 2022 |
| Theresa Susan Dutridge | Fifth Third Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Jun 24, 2022 |
| Kristian Phillip Malcontento | Fifth Third Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 12, 2024 (729 d) |
| Charles J Rahn | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2022 | Jun 17, 2022 |
| Brian Adams | Fifth Third Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 10, 2022 |
| Barry Whitmore Croteau | Fifth Third Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 7, 2022 | Jul 6, 2022 |
| Christine A Wirtschoreck | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2022 | Jun 2, 2022 |
| Vivian K Morgan | Fifth Third Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2022 | Jul 21, 2022 (50 d) |
| Melissa Warren | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2022 | Jun 16, 2022 |
| Lawrence W Taylor | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 25, 2022 | May 24, 2022 |
| Mark J Ramseth | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 25, 2022 | Jun 10, 2022 |
| Patricia Lynn Morisette | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | Jul 1, 2022 (45 d) |
| Rebecca A Mclean | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2022 | May 26, 2022 |
| Steven Scott Howard | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 16, 2022 | May 10, 2022 |
| Nathan J. Paulson | Fifth Third Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2022 | May 17, 2022 |
| Laura Lee Cardinal | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2022 | May 6, 2022 |
| Aaron Paul Puff | Fifth Third Securities, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 11, 2022 |
| James M Fox | Fifth Third Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2022 | Jun 22, 2022 (51 d) |
| Bethany Dawn Conrad | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2022 | Apr 29, 2022 |
| Robert F Killinger | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2022 | Jun 24, 2022 (66 d) |
| Widneliz Morales De Jesus | Fifth Third Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2022 | Nov 7, 2022 (202 d) |
| Christina N Israel | Fifth Third Securities, Inc. BD affiliated | Buckingham Capital Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 13, 2022 | Apr 20, 2022 |
| Kyleigh Karell | Fifth Third Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 13, 2022 | Apr 20, 2022 |
| William Albert Behrend | Fifth Third Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2022 | Apr 14, 2022 |
| Luis A Guzman | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2022 | Mar 31, 2022 |
| Zachary Bryce Benning | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 30, 2022 | Mar 25, 2022 |
| Stacey M Crosby | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Apr 7, 2022 |
| Tammi Wood | Fifth Third Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Mar 22, 2022 |
| Joseph Anthony Cajka | Fifth Third Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2022 | Mar 4, 2022 |
| Lucyna K Gavrylyuk | Fifth Third Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 16, 2022 | Mar 24, 2022 |
| Patrick Edward Newman | Fifth Third Securities, Inc. BD affiliated | Morningstar Investment Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 16, 2022 | Jul 19, 2022 (125 d) |
| Nicholas A Harden | Fifth Third Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Mar 22, 2022 |
| Garrett S Dunahugh | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2022 | Jun 23, 2022 (101 d) |
| Karin Lynn Hawkins | Fifth Third Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2022 | May 23, 2022 (75 d) |
1,258 moves match.