DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reagan Leann Helfand | Ameriprise Financial Services, LLC national BD | Oakwell Private Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2024 | Nov 13, 2024 |
| Matthew Stiebler | Ameriprise Financial Services, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Oct 30, 2024 | Jan 14, 2026 (441 d) |
| Garrett Lawton Cole | Ameriprise Financial Services, LLC national BD | Shufro, Rose & Co., LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 30, 2024 | Dec 2, 2024 (33 d) |
| Shane J Kochon | Ameriprise Financial Services, LLC national BD | Harvestwise Wealth Planning no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 29, 2024 | Oct 25, 2024 |
| Ian Matthew Myers | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2024 | Jan 16, 2025 (79 d) |
| Ryan D Dundon | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 28, 2024 | Oct 23, 2024 |
| William James Duncan | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Oct 23, 2024 |
| Bryan Collins | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Oct 24, 2024 |
| Nicholas George Needs | Ameriprise Financial Services, LLC national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2024 | Oct 23, 2024 |
| Barbara Paige | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2024 | Oct 23, 2024 |
| Matthew J Barhorst | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2024 | Nov 13, 2024 |
| William Lapko | Ameriprise Financial Services, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2024 | Dec 9, 2024 (46 d) |
| Brad Douglas Goracke | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 22, 2024 |
| Stephen Dale Hernandez | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 16, 2024 |
| Abisola Nakia Lockhart | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 18, 2024 | Oct 21, 2024 |
| Stuart Becherer Smith | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Oct 16, 2024 |
| Colt Richard Pierotti | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2024 | Oct 14, 2024 |
| Brooke Pilant | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2024 | Oct 14, 2024 |
| Bryan Nicholas Grisak | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 18, 2024 |
| Amy Marie Johnson | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Jan 29, 2025 (107 d) |
| Aaron Smith | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 14, 2024 | Oct 25, 2024 |
| Joseph D Shults | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | Nov 18, 2024 (38 d) |
| Brandon Hendricks | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2024 | May 21, 2025 (222 d) |
| Nicholas Pecoraro | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 10, 2024 |
| Martin James Young | Ameriprise Financial Services, LLC national BD | Fhwv Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 10, 2024 | Oct 30, 2024 |
| Robert James Pecoraro | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2024 | Oct 9, 2024 |
| Andrew William Minker | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Oct 9, 2024 | Oct 8, 2024 |
| Brett Justin Howard | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Sep 9, 2024 |
| Brooks Dodson Crissey | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Sep 9, 2024 |
| Henry Marshall Desjardins | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Sep 9, 2024 |
| Brooke J Robertson | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 8, 2024 | Oct 21, 2024 |
| Dawn Sanchez Nicoles | Ameriprise Financial Services, LLC national BD | Sanchez Wealth Management Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 7, 2024 | Oct 4, 2024 |
| Calista Lee Bergstrom | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2024 | Nov 7, 2024 (31 d) |
| Michael R Otradovec | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2024 | Oct 2, 2024 |
| Nikole L Middleton | Ameriprise Financial Services, LLC national BD | Vestia Personal Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2024 | Oct 14, 2024 |
| Robert Veenstra | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | Oct 18, 2024 |
| Jack Kuhlman | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 4, 2024 | May 5, 2025 (213 d) |
| Brian Thomas Keith | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Nov 12, 2024 (40 d) |
| Ann Lucy Herrero | Ameriprise Financial Services, LLC national BD | Dunhill Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Nov 12, 2024 (40 d) |
| Christopher Jay Edelman | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 26, 2024 |
| Jeffrey Michael Staley | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 27, 2024 |
| Talia Rae Benson | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 4, 2024 |
| John Michael Nixon | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Sep 27, 2024 |
| Jon Edward Drinkwater | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2024 | Oct 2, 2024 |
| Allen Stuart Hamilton | Ameriprise Financial Services, LLC national BD | Liberty Square Wealth Partners LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 30, 2024 | Aug 20, 2024 |
| Andrew Joseph Barkley | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Sep 26, 2024 |
| Jeffrey S Waters | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2024 | Sep 30, 2024 |
| Andrea C Jevne | Ameriprise Financial Services, LLC national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2024 | Jan 29, 2025 (121 d) |
| Shannon Scott Gaskin | Ameriprise Financial Services, LLC national BD | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2024 | Oct 10, 2024 |
| Christi M Noren | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Sep 20, 2024 |
| Brandon Michael Trefcer | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 27, 2024 | Oct 27, 2025 (395 d) |
| Erin E Yake | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2024 | Oct 23, 2024 |
| Michael Patrick Gomez | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2024 | Sep 24, 2024 |
| Gregory A Lemon | Ameriprise Financial Services, LLC national BD | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2024 | Oct 30, 2024 (34 d) |
| Donovan Dsean Love | Ameriprise Financial Services, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2024 | Jan 6, 2025 (105 d) |
| Bryan James Staniszewski | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Nov 8, 2024 (49 d) |
| Douglas William Kenoyer | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2024 | Sep 19, 2024 |
| Cole Hunter Mendenhall | Ameriprise Financial Services, LLC national BD | Mendenhall Capital Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 20, 2024 | Jul 13, 2026 (661 d) |
| Ryan Joel Mason | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 9, 2024 |
| Kevin Patten Bondi | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2024 | Sep 17, 2024 |