DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sheri Hall Haugabook | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 12, 2025 |
| Phillip Ryan Emory | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 12, 2025 |
| Margaret Lesley Greer | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 13, 2025 |
| George Smith Greer | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Mar 12, 2025 |
| Maithili V Kulkarni | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 13, 2025 | Mar 13, 2025 |
| George H Moreland | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2025 | Jan 22, 2026 (316 d) |
| Gregory Gene Dellinger | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2025 | Mar 3, 2025 |
| Brendan Joseph Hamill | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2025 | Apr 8, 2025 (32 d) |
| Jordan William Pence | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2025 | Jan 26, 2026 (326 d) |
| Karina Ludwika Kopaniecka | Raymond James & Associates, Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2025 | Mar 3, 2025 |
| Khalil M Williams | Raymond James & Associates, Inc. national BD | Omni Wealth Planning, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 27, 2025 | Feb 19, 2025 |
| Saul Vladimir Lola Lopez | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2025 | Mar 11, 2025 |
| John R Delgado | Raymond James & Associates, Inc. national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2025 | Sep 25, 2025 (213 d) |
| Carl Thorson | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | May 30, 2025 (98 d) |
| Jeffrey Wilson Cornell | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 20, 2025 | Feb 14, 2025 |
| Adam Darius Barncard | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 20, 2025 | Feb 14, 2025 |
| Geoffrey Charles Palilla | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2025 | Feb 14, 2025 |
| Robyn J Roberts | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2025 | Feb 28, 2025 |
| Sandra Wagner | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 14, 2025 | Mar 3, 2025 |
| Jack Robert Fisher | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Feb 13, 2025 | Feb 10, 2025 |
| Gabriel Jackson Steagall | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 12, 2025 | Feb 7, 2025 |
| Brian Dubyk | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2025 | Mar 3, 2025 |
| Ana Fernandez Hata | Raymond James & Associates, Inc. national BD | Akpride Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 12, 2025 | Feb 11, 2025 |
| Carl Andrew Keil | Raymond James & Associates, Inc. national BD | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2025 | Jul 21, 2025 (160 d) |
| Abigail Langenderfer | Raymond James & Associates, Inc. national BD | Lazard Asset Management LLC other | Other | Feb 11, 2025 | Mar 10, 2025 |
| Ryan W Greer | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 10, 2025 | Feb 3, 2025 |
| Bryant R Carpenter | Raymond James & Associates, Inc. national BD | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2025 | Feb 3, 2025 |
| Joel Houston Hall | Raymond James & Associates, Inc. national BD | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2025 | Feb 3, 2025 |
| Jackson S Smith | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 5, 2025 | Feb 3, 2025 |
| Angela May Mecha | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 4, 2025 | Feb 3, 2025 |
| Jordan Hyde Domin | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2025 | Jan 31, 2025 |
| Jarrod Edward Biebel | Raymond James & Associates, Inc. national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Jan 24, 2025 |
| Shepard Martin Fargotstein | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 23, 2025 |
| Angelica R Walter | Raymond James & Associates, Inc. national BD | Rfg Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Jan 23, 2025 |
| Stephanie Renee Ames | Raymond James & Associates, Inc. national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Jan 20, 2026 (357 d) |
| Robert Austin Schetty | Raymond James & Associates, Inc. national BD | Castfirm Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 28, 2025 | Feb 7, 2025 |
| Scott Steven Carter | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 15, 2025 |
| Leslie Ann Fisher | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2025 | Jan 13, 2025 |
| Jonathan Steven Koester | Raymond James & Associates, Inc. national BD | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jan 17, 2025 |
| Jason Lewis | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 13, 2025 |
| John Robert Mcketta | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 10, 2025 |
| Aaron W Hollister | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 6, 2025 |
| Lauren Poindexter | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2025 | Jan 8, 2025 |
| Kevin Michael Phillips | Raymond James & Associates, Inc. national BD | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2025 | Mar 11, 2025 (63 d) |
| Juan David Canas | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 7, 2025 | Jan 29, 2025 |
| Lydia L Ruppenthal | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | Jan 3, 2025 |
| Wesley A Hopkins | Raymond James & Associates, Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 26, 2024 | Jan 16, 2025 |
| Vasilios Paul Rajendra | Raymond James & Associates, Inc. national BD | Range Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2024 | Feb 9, 2025 (47 d) |
| Martin Gaganelov | Raymond James & Associates, Inc. national BD | Sequoia Financial Group, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2024 | Jan 17, 2025 |
| Daniel Chapman | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 23, 2024 | Jan 23, 2025 (31 d) |
| Vincent Michael Tassone | Raymond James & Associates, Inc. national BD | Realta Investment Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2024 | Mar 24, 2026 (459 d) |
| Richard James Bucenec | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Dec 12, 2024 |
| Brynne Lee Kuberski-Garris | Raymond James & Associates, Inc. national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Jan 10, 2025 |
| Joshua Magette | Raymond James & Associates, Inc. national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2024 | Dec 16, 2024 |
| Tristan Truman Cooper | Raymond James & Associates, Inc. national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2024 | Jun 23, 2025 (189 d) |
| Emilie Colette George | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 9, 2024 |
| John Jacob Wire | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 9, 2024 |
| Jeffrey Gearld Wahl | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 9, 2024 |
| Thomas Francesco Sabatini | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Dec 9, 2024 |
| Ethan L Copeland | Raymond James & Associates, Inc. national BD | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2024 | Feb 19, 2025 (71 d) |
2,767 moves match.