DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Raul Cardenas | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2024 | Sep 16, 2024 |
| Joel F Dunfee | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2024 | Oct 21, 2024 |
| Michael S Orans | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2024 | Dec 11, 2024 (89 d) |
| Melissa Mao | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Dec 12, 2024 (91 d) |
| Adam Oliver Knott | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Dec 9, 2024 (88 d) |
| Mark Stephen Hewson | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 12, 2024 | Sep 18, 2024 |
| Saida Glass | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Oct 2, 2024 |
| Michael Fowler | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 11, 2024 | Sep 6, 2024 |
| Tiffany Dea Silva | Citigroup Global Markets Inc. BD affiliated | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2024 | Aug 26, 2026 (714 d) |
| Maria Palacio | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 4, 2024 | Apr 9, 2025 (217 d) |
| David Victor Gates | Citigroup Global Markets Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2024 | Sep 9, 2024 |
| Michael Joseph Baker | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2024 | Sep 5, 2024 |
| Jimmy Lazos | Citigroup Global Markets Inc. BD affiliated | Citi Private Advisory, LLC asset manager | Other | Aug 28, 2024 | Apr 13, 2022 |
| Stephanie Marie Cronin | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 28, 2024 | Oct 9, 2024 (42 d) |
| Jake Miller | Citigroup Global Markets Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 27, 2024 |
| Larry Siu Kwong Ngai | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Aug 9, 2024 |
| Diane Finch | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Sep 9, 2024 |
| Jude R Scaglione | Citigroup Global Markets Inc. BD affiliated | A&M Private Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2024 | Oct 10, 2024 (49 d) |
| Peter Salvatore Aloisi | Citigroup Global Markets Inc. BD affiliated | A&M Private Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 22, 2024 | Oct 1, 2024 (40 d) |
| Benjamin Carlsson Carr | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Dec 9, 2024 (123 d) |
| Ryan A Black | Citigroup Global Markets Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2024 | Sep 5, 2024 |
| Christopher J Klecka | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 7, 2024 | Sep 1, 2024 |
| Yingquan Zhang | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2024 | Aug 6, 2024 |
| Roger Ventura | Citigroup Global Markets Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2024 | Jan 15, 2025 (168 d) |
| Nur Eshmoili | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2024 | Sep 23, 2024 (54 d) |
| Otavio Peruzzo | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2024 | Aug 9, 2024 |
| Nelson Dume | Citigroup Global Markets Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jul 26, 2024 | Aug 29, 2024 (34 d) |
| Eric Olivier Mathurin | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jul 19, 2024 |
| Christianna Adrian Wymbs Palma | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2024 | Aug 16, 2024 |
| Katherine Markham | Citigroup Global Markets Inc. BD affiliated | Citi Private Advisory, LLC asset manager | Other | Jul 26, 2024 | Oct 13, 2022 |
| Morton Bill Lembeck | Citigroup Global Markets Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 9, 2024 |
| Matthew Edward Brady | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 25, 2024 | Aug 9, 2024 |
| Angel Matos | Citigroup Global Markets Inc. BD affiliated | Bankers Life Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Oct 30, 2024 (98 d) |
| Alexandra H Benas | Citigroup Global Markets Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2024 | Jul 9, 2024 |
| Moe M. El Turkey | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 24, 2024 | Aug 9, 2024 |
| Stephen Vincent Dolan | Citigroup Global Markets Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 9, 2024 |
| Miguel Pablo Velazquez | Citigroup Global Markets Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 23, 2024 | Jul 5, 2024 |
| Isabel Cristina Duchemin | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 22, 2024 | Jul 3, 2024 |
| Alexandra Romeo Boyles | Citigroup Global Markets Inc. BD affiliated | Alpha Capital Family Office, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2024 | Jul 24, 2024 |
| Keith A Gertsen | Citigroup Global Markets Inc. BD affiliated | Bitterroot Capital Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | May 22, 2026 (674 d) |
| Jason M. Garden | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2024 | Aug 6, 2024 |
| Jason Tabares | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 17, 2024 | Jul 2, 2024 |
| William Coughlin | Citigroup Global Markets Inc. BD affiliated | Alpha Capital Family Office, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Jul 24, 2024 |
| Gaston Adriano Piscicelli | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 9, 2024 | Jul 25, 2024 |
| Cynthia Guadalupe Ramirez Figueroa | Citigroup Global Markets Inc. BD affiliated | Bbva Global Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Jul 18, 2024 |
| Jessie Hall | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 4, 2024 | Aug 6, 2024 (33 d) |
| Devon Eberling | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 4, 2024 | Jul 18, 2024 |
| Emil Manzano | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2024 | Jul 3, 2024 |
| Timothy Murphy | Citigroup Global Markets Inc. BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Nov 19, 2024 (141 d) |
| Viswanathan Venugopala | Citigroup Global Markets Inc. BD affiliated | Fortis Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Aug 29, 2024 (59 d) |
| Joseph Nader | Citigroup Global Markets Inc. BD affiliated | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2024 | Sep 17, 2024 (83 d) |
| Haocheng Cai | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2024 | Jun 28, 2024 |
| Laurie Michele Moore | Citigroup Global Markets Inc. BD affiliated | Blueprint Investment Partners LLC asset manager | Other | Jun 19, 2024 | Jul 9, 2024 |
| Steve Lee | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2024 | Jun 27, 2024 |
| Ku Hei Mo | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2024 | Jul 1, 2024 |
| Antonina Sabelnik | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2024 | Jan 27, 2025 (223 d) |
| Daniel Jemibewon | Citigroup Global Markets Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Dec 19, 2025 (549 d) |
| Oren Yaccobe | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jun 27, 2024 |
| Timothy Dj Roche | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Oct 1, 2024 (113 d) |
| Elvis Dobro | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 10, 2024 | Jun 24, 2024 |
5,932 moves match.