DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Citigroup Global Markets Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason D Amato | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2024 | Sep 24, 2024 (169 d) |
| Georin Lagrant | Citigroup Global Markets Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Dec 12, 2024 (248 d) |
| Fei Fang | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2024 | Mar 4, 2025 (330 d) |
| Georgeen Renea Cepeda | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | May 14, 2024 (36 d) |
| Claude Daniel Gianetto | Citigroup Global Markets Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Oct 14, 2024 (192 d) |
| Denise Hei Kan Lo | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | May 9, 2024 (34 d) |
| Edward Ray Vesely | Citigroup Global Markets Inc. BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | May 9, 2024 (34 d) |
| Dominic A Levato | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 29, 2024 |
| Athena Yang | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Aug 9, 2024 (126 d) |
| Daniel Lyon | Citigroup Global Markets Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Apr 12, 2024 |
| David Meier | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Feb 18, 2025 (319 d) |
| Esteban Zorrilla Calvo | Citigroup Global Markets Inc. BD affiliated | Pinvest no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 5, 2024 | Jun 24, 2024 (80 d) |
| Eduardo Da Silveira Gomes | Citigroup Global Markets Inc. BD affiliated | Bradesco Global Advisors asset manager | Other | Apr 5, 2024 | May 28, 2024 (53 d) |
| Derek Tyghe Carstens | Citigroup Global Markets Inc. BD affiliated | Wolf Group Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 5, 2024 | Jun 25, 2024 (81 d) |
| Chad D Allen | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2024 | Jun 6, 2024 (62 d) |
| Alexander Russo | Citigroup Global Markets Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Jul 9, 2024 (96 d) |
| Alfonso Roberto Tangherlini | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Jan 29, 2025 (300 d) |
| Andrea Maria Prado Bing Zaremba | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 4, 2024 | Aug 19, 2024 (137 d) |
| Brandon C Truong | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Apr 18, 2024 |
| Albert Yousoufian | Citigroup Global Markets Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Sep 19, 2024 (168 d) |
| Chase T Jackson | Citigroup Global Markets Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2024 | Aug 14, 2024 (132 d) |
| Alejandra Borge | Citigroup Global Markets Inc. BD affiliated | Measured Wealth Private Client Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | Jul 1, 2024 (88 d) |
| Ciara I Deane | Citigroup Global Markets Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Apr 24, 2024 |
| Ajet Metaliaj | Citigroup Global Markets Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2024 | Mar 28, 2024 |
| Andrew Dean Purdy | Citigroup Global Markets Inc. BD affiliated | Spectrum Asset Management, Inc. asset manager | Other | Apr 3, 2024 | Oct 2, 2024 (182 d) |
| Arsalan Ahmed Khan | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 3, 2024 | May 31, 2024 (58 d) |
| Brett Longfield | Citigroup Global Markets Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Aug 15, 2024 (135 d) |
| Adam S Lawlor | Citigroup Global Markets Inc. BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Jan 2, 2025 (275 d) |
| Jonathan Steven Chubak | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 26, 2024 |
| Sean James Henderson | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2024 | Mar 29, 2024 |
| Eireni Girgis | Citigroup Global Markets Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2024 | Mar 26, 2024 |
| Conor Monigal | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2024 | Oct 3, 2024 (195 d) |
| Jeffery Alan Wimer | Citigroup Global Markets Inc. BD affiliated | Wimer Investment Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 21, 2024 | Jun 6, 2024 (77 d) |
| Katherine A Rash | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2024 | Apr 8, 2024 |
| Boban Tunjic | Citigroup Global Markets Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 28, 2024 |
| Valene Samuels | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 18, 2024 | Mar 27, 2024 |
| Marzana Zaman | Citigroup Global Markets Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2024 | Mar 12, 2024 |
| Mike Larrea | Citigroup Global Markets Inc. BD affiliated | Bci Securities, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2024 | Mar 14, 2024 |
| Christopher Power | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2024 | Mar 13, 2024 |
| Ursmar Omozuapo Asimegbe | Citigroup Global Markets Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 11, 2024 |
| Joshua Ivan Rodriguez | Citigroup Global Markets Inc. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 13, 2024 |
| Cody Knight | Citigroup Global Markets Inc. BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2024 | Mar 22, 2024 |
| Carringhton Alexander Powell | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 4, 2024 | Mar 21, 2024 |
| Iliana Leslie Levy | Citigroup Global Markets Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Mar 19, 2024 |
| Laurie Chan | Citigroup Global Markets Inc. BD affiliated | Pgim Investments LLC asset manager | Other | Mar 1, 2024 | Mar 4, 2026 (733 d) |
| Douglas Poetzsch | Citigroup Global Markets Inc. BD affiliated | Ieq Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2024 | Feb 23, 2024 |
| Ulises Diaz | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2024 | May 27, 2025 (454 d) |
| David Michael Ogman | Citigroup Global Markets Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 8, 2024 |
| John Vittorini | Citigroup Global Markets Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2024 | May 24, 2024 (88 d) |
| Chen Chen | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2024 | Mar 7, 2024 |
| Ximena Valenzuela | Citigroup Global Markets Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2024 | Mar 20, 2024 |
| Daniel William Hinch | Citigroup Global Markets Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2024 | Feb 16, 2024 |
| Bradley Karkula | Citigroup Global Markets Inc. BD affiliated | Calamos Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2024 | Feb 16, 2024 |
| Alvin R Lopez | Citigroup Global Markets Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Sep 18, 2024 (219 d) |
| Stephen Marshall | Citigroup Global Markets Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2024 | Feb 7, 2024 |
| Joao Raul Decastro | Citigroup Global Markets Inc. BD affiliated | Vontobel Swiss Financial Advisers independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | May 13, 2025 (466 d) |
| Rafael I. Montilla | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 31, 2024 | Apr 16, 2024 (76 d) |
| Stephanie Cordeiro Cesar | Citigroup Global Markets Inc. BD affiliated | Azimut Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Apr 15, 2024 (75 d) |
| Michael Nelson | Citigroup Global Markets Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 23, 2024 | Jun 27, 2024 (156 d) |
| Maya Aly | Citigroup Global Markets Inc. BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 19, 2024 |
5,932 moves match.