DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fsc Securities Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael William Hesse | Fsc Securities Corporation BD affiliated | Texas Wealth Management, Inc. unclassified | Other | Nov 3, 2023 | Jul 14, 1987 |
| Michael John Klimis | Fsc Securities Corporation BD affiliated | Klimis & Associates Advisory, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2023 | Jul 27, 2006 |
| Jack Logan Barker | Fsc Securities Corporation BD affiliated | Bfs Advisory Group, LLC unclassified | Other | Nov 2, 2023 | Mar 6, 2023 |
| Bradley Scott Mills | Fsc Securities Corporation BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Oct 4, 2023 |
| Janet Weiler Wilson | Fsc Securities Corporation BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 5, 2023 |
| Christopher Timothy Murphy | Fsc Securities Corporation BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 5, 2023 |
| Kevin Andrew Patterson | Fsc Securities Corporation BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 5, 2023 |
| Hillary Lee Hawkins | Fsc Securities Corporation BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 5, 2023 |
| Michelle Lynn Patel | Fsc Securities Corporation BD affiliated | Patel Wealth Strategies, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 5, 2023 | Sep 6, 2023 |
| Christopher Frost Naquin | Fsc Securities Corporation BD affiliated | Evans Investment Advisors, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2023 | Jun 22, 2022 |
| Mark Joseph Stevens | Fsc Securities Corporation BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Jul 21, 2023 |
| Paul Allen Smallwood | Fsc Securities Corporation BD affiliated | Gateway Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 25, 2023 | Nov 7, 2024 (471 d) |
| Travis Trent Mccullough | Fsc Securities Corporation BD affiliated | Forthright Financial Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 21, 2023 | Jul 17, 2023 |
| Jacob Chandler Odom | Fsc Securities Corporation BD affiliated | Lee Financial Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2023 | Jun 24, 2023 (43 d) |
| Robert Walter Mcintosh | Fsc Securities Corporation BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Mar 24, 2023 |
| Edward Bryan Kucharski | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 9, 2023 | Feb 27, 2023 |
| Michael Andrew Rivera | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2023 | Feb 28, 2023 |
| Michael Paul Tekin | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 1, 2023 | Feb 27, 2023 |
| Jong Sook Oh | Fsc Securities Corporation BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Feb 16, 2023 |
| Carolyn Soohae Oh | Fsc Securities Corporation BD affiliated | Mariner Advisor Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Feb 15, 2023 |
| Jacob Kettwig | Fsc Securities Corporation BD affiliated | Diversified Financial Advisory Group, Inc. unclassified | Other | Feb 3, 2023 | Dec 7, 2015 |
| Sergio Gerardo Garcia | Fsc Securities Corporation BD affiliated | Bfs Advisory Group, LLC unclassified | Other | Jan 31, 2023 | Sep 22, 2020 |
| Luke Dominic Podbury | Fsc Securities Corporation BD affiliated | The Retirement Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Dec 12, 2022 |
| Heather O'Neill Fairbanks | Fsc Securities Corporation BD affiliated | Michigan Financial Advisors Corporation unclassified | Other | Jan 9, 2023 | Jun 4, 2010 |
| Loyd Benjamin Wellman | Fsc Securities Corporation BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 4, 2023 | Jan 31, 2023 |
| Brian Scott Thomas | Fsc Securities Corporation BD affiliated | Southland Equity Partners, LLC. no RAUM | Other | Dec 31, 2022 | Sep 17, 2014 |
| Raymond Edward Bolin | Fsc Securities Corporation BD affiliated | Southland Equity Partners, LLC. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2022 | Feb 3, 2021 |
| Bradley Jay Cure | Fsc Securities Corporation BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2022 | Sep 24, 2024 (633 d) |
| Troy Michael Knight-Miller | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2022 | Dec 15, 2022 |
| Paul Andrew Barr | Fsc Securities Corporation BD affiliated | Barr Asset Management unclassified | Other | Dec 13, 2022 | Dec 13, 1999 |
| Marion Grace Cuff | Fsc Securities Corporation BD affiliated | World Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 13, 2022 | Dec 14, 2022 |
| Tonya Lee Willis | Fsc Securities Corporation BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 9, 2022 | Feb 23, 2023 (76 d) |
| John Robert Gerling | Fsc Securities Corporation BD affiliated | Beacon Pointe Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2022 | Dec 22, 2022 |
| Garrett George Gatch | Fsc Securities Corporation BD affiliated | Anacapa Financial, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 1, 2022 | Dec 2, 2024 (732 d) |
| Brooke Natalie Bastiaans | Fsc Securities Corporation BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2022 | Mar 24, 2023 (135 d) |
| Tony Lee Brown | Fsc Securities Corporation BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2022 | Jan 30, 2023 (87 d) |
| Joshua Andrew Dandurand | Fsc Securities Corporation BD affiliated | Walden Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 2, 2022 | Oct 28, 2022 |
| John R Martin | Fsc Securities Corporation BD affiliated | Dai Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2022 | Oct 10, 2022 |
| Brent James Beverly | Fsc Securities Corporation BD affiliated | The Advisory Group other | Other | Oct 12, 2022 | Aug 2, 2000 |
| Christian Francis Li | Fsc Securities Corporation BD affiliated | The Advisory Group other | Other | Oct 11, 2022 | Aug 2, 2000 |
| Gregory Paul Schill | Fsc Securities Corporation BD affiliated | The Advisory Group other | Other | Oct 11, 2022 | Aug 2, 2000 |
| Manuel F Chinchay | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 11, 2022 | Oct 3, 2022 |
| Maria Krista Piechocki | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2022 | Oct 4, 2022 |
| Vivian G Monahan | Fsc Securities Corporation BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2022 | Oct 4, 2022 |
| Cameron Hall | Fsc Securities Corporation BD affiliated | Brennan Wealth Advisors, LLC unclassified | Other | Oct 6, 2022 | Sep 14, 2022 |
| Lowell Mccarthy | Fsc Securities Corporation BD affiliated | Integrity Financial Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 26, 2022 | Nov 11, 2022 (46 d) |
| Michael Chun Lee | Fsc Securities Corporation BD affiliated | The Retirement Group, LLC other | Other | Sep 14, 2022 | Jan 29, 2018 |
| John Ronald Atchley | Fsc Securities Corporation BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 13, 2022 | Sep 19, 2022 |
| Matthew Land | Fsc Securities Corporation BD affiliated | Dempsey Lord Smith, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2022 | Aug 19, 2022 |
| Aaron Theo Reyer | Fsc Securities Corporation BD affiliated | Strategic Wealth Advisors Group other | Other | Jul 19, 2022 | Sep 26, 2008 |
| Shala L Walker | Fsc Securities Corporation BD affiliated | Scf Private Wealth Holdings, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2022 | Mar 31, 2020 |
| Lindsay Diane Zentner | Fsc Securities Corporation BD affiliated | Bfs Advisory Group, LLC unclassified | Other | Jul 7, 2022 | Aug 11, 2016 |
| Tobias Jude Wilhelm | Fsc Securities Corporation BD affiliated | Fbl Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Feb 24, 2023 (239 d) |
| Edward Parks | Fsc Securities Corporation BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jun 15, 2022 | Jun 29, 2022 |
| Dustin Jay Zuck | Fsc Securities Corporation BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 23, 2022 |
| James Lyle Cannon | Fsc Securities Corporation BD affiliated | Compass Advisory Partners LLC other | Other | Jun 8, 2022 | Sep 11, 2015 |
| Pamela Diana Fitzpatrick | Fsc Securities Corporation BD affiliated | Compass Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Apr 15, 2019 |
| Chris Hall Wakefield | Fsc Securities Corporation BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Jan 1, 2025 (939 d) |
| Blake James Dellabough | Fsc Securities Corporation BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2022 | Jun 28, 2022 |
| Alicia Nicole Murray | Fsc Securities Corporation BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 16, 2022 | May 16, 2022 |
903 moves match.