DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Commonwealth Financial Network
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Franklin Evans | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 14, 2025 |
| John Michael O'Shea | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 14, 2025 |
| David Raymond Bashaw | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 21, 2025 |
| Daniel Romaine | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Dec 1, 2025 |
| Edward Leo Bayarski | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 17, 2025 |
| Shawn Christena Quam-Schulz | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 17, 2025 |
| Paul Lansing Merritt | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 17, 2025 |
| Linda Jean Thomas | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Nicholas James Wilkins | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Ginger Marie Kessel | Commonwealth Financial Network national BD | Arkadios Wealth Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 17, 2025 |
| Steven Richard Fagan | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 19, 2025 |
| Nadezda Petrovna Scharnell | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Sara Danielle Kappos | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 20, 2025 |
| Matthew Haddock | Commonwealth Financial Network national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 18, 2025 |
| Emmanuel Rodriguez Dela Cerna | Commonwealth Financial Network national BD | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Jun 15, 2026 (210 d) |
| Luke Stortzum | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| John Bayarski | Commonwealth Financial Network national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 17, 2025 |
| Thomas Craig Clark | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Saraphina Ann Peters | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Dylan Delaney | Commonwealth Financial Network national BD | John Hancock Investment Management LLC asset manager | Other | Nov 17, 2025 | Mar 4, 2026 (107 d) |
| Michael John Powers | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 20, 2025 |
| Jacob Bevilacqua | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | Nov 25, 2025 |
| John Gillick | Commonwealth Financial Network national BD | Financial Council, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2025 | Aug 2, 2023 |
| Bryan Andrew Griffith | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 10, 2025 |
| John Philip Zinn | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 10, 2025 |
| Julia Renee Lindberg | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 23, 2025 |
| Matthew A Parsons | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 12, 2025 |
| Shawna Vernene Vanaken | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 10, 2025 |
| Brandon Thomas Parsons | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 10, 2025 |
| John P Zinn | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 10, 2025 |
| Tamara Lynne Stewart | Commonwealth Financial Network national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2025 | Nov 11, 2025 |
| Alexander William Hansen | Commonwealth Financial Network national BD | Commonwealth Continuum Advisors no RAUM | Other | Nov 7, 2025 | Apr 8, 2025 |
| Daniel Bendheim | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | May 28, 2026 (202 d) |
| Mark Richard Colgan | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Jacquelyn M Dohse | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Thomas J Muscato | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| Troy Jeffrey Nelson | Commonwealth Financial Network national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 6, 2025 |
| William Howell Cullens | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Brian Thomas Connelly | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Stephen Tyler Ingalls | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 4, 2025 |
| Ralph Lanier Rhodes | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Christian Richard Benard | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Oct 28, 2025 |
| Mark Joseph Ducharme | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Oct 24, 2025 |
| Kimberly Akins Young | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 4, 2025 |
| Edward R Wildermuth | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2025 | Nov 6, 2025 |
| William Nash Cullens | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Jan 13, 2026 (70 d) |
| Nick Lyons | Commonwealth Financial Network national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 4, 2025 |
| Elizabeth Kim Dignum | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Christopher Andrews Gwynn | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Robert Edward Kemper | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Daniel Peter Jeffery | Commonwealth Financial Network national BD | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Price Chipley French | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Gabor Alexander Nagy | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Robert Arthur Oliver Anderson | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Steven Scott Meier | Commonwealth Financial Network national BD | Savvy independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2025 | Nov 7, 2025 |
| Joshua James Hummel | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Terry Eugene Bevan | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| Ryan Andrew Dignum | Commonwealth Financial Network national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| James Randall Martinus | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
| David Rohdin Peerboom | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 3, 2025 |
2,250 moves match.