DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tower Square Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gregory Scott Raines	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 25, 2011	Aug 18, 2011
Jason L. Stone	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 25, 2011	Aug 18, 2011
Allan Wayne Cornman	Tower Square Securities, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Jul 25, 2011	Jul 15, 2011
Charles Alan Valenzuela	Tower Square Securities, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	May 16, 2011	Jun 29, 2023 (4427 d)
Kon Son	Tower Square Securities, Inc. other	Morgan Stanley wirehouse	Other	Apr 21, 2011	May 31, 2011 (40 d)
Michael Angelo Rosero	Tower Square Securities, Inc. other	Walnut Street Securities, Inc. other	Other	Jan 31, 2011	Feb 4, 2011
Caitlin Alicia Desoye	Tower Square Securities, Inc. other	Msi Financial Services, Inc. other	Other	Jan 28, 2011	Oct 6, 2008
Michael Eugene Pierce	Tower Square Securities, Inc. other	Financial Telesis, Inc. other	Other	Aug 4, 2010	Aug 2, 2010
Angel Ruben Tineo	Tower Square Securities, Inc. other	Msi Financial Services, Inc. other	Other	Mar 9, 2010	Mar 18, 2010
Marcia Lyn Wooley	Tower Square Securities, Inc. other	New England Securities Corporation other	Other	Feb 22, 2010	Jan 16, 2008
Frank Christian Germano	Tower Square Securities, Inc. other	Investors Capital Advisory other	Other	Feb 11, 2010	Feb 8, 2010
Michael David Reeves	Tower Square Securities, Inc. other	Wealthremedy, LLC unclassified	Other	Jan 6, 2010	May 4, 2017 (2675 d)
James Arthur Mashey	Tower Square Securities, Inc. other	Trustmont Advisory Group, Inc. other	Other	Dec 31, 2009	Feb 23, 2010 (54 d)
Jeffrey Scott Engler	Tower Square Securities, Inc. other	Investors Capital Advisory other	Other	Dec 31, 2009	Jan 4, 2010
Pamela Shields Cole	Tower Square Securities, Inc. other	Suntrust Investment Services, Inc. other	Other	Dec 11, 2009	Dec 9, 2009
Lawrence James Hubert	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 9, 2009	Mar 3, 2010 (114 d)
Michael Paul Capriotti	Tower Square Securities, Inc. other	Lincoln Investment other	Other	Jul 2, 2009	Jul 1, 2009
Scott John Parsons	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 24, 2009	Jun 17, 2009
Bradford John Parsons	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 24, 2009	Jun 24, 2009
Lara Finebloom	Tower Square Securities, Inc. other	New England Securities Corporation other	Other	Jun 16, 2009	Jul 22, 2009 (36 d)
David Robert Nicholson	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 21, 2009	Apr 16, 2009
Kenneth Jacob Lydecker	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 21, 2009	Apr 16, 2009
Paul Samuel Shuman	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 21, 2009	Apr 16, 2009
David John Obrien	Tower Square Securities, Inc. other	O'Brien Financial Planning, Inc. unclassified	Other	Dec 12, 2008	Dec 15, 2008
Leonard Joseph Del Gallo	Tower Square Securities, Inc. other	Del Gallo Financial Services, LLC state registered	Other	Dec 9, 2008	Dec 1, 2008
David Winfield Miller	Tower Square Securities, Inc. other	Edward Jones national BD	Other	Jun 6, 2008	Jun 6, 2008
Robert Eric Molinari	Tower Square Securities, Inc. other	Commonwealth Financial Network national BD	Other	Apr 4, 2008	Aug 10, 2010 (858 d)
Todd Alan Davis	Tower Square Securities, Inc. other	Pasi Investments, LLC other	Other	Feb 8, 2008	Feb 26, 2008
Mark William Sulpizio	Tower Square Securities, Inc. other	Main Street Financial Life Advisors, LLC other	Other	Dec 5, 2007	Apr 14, 2008 (131 d)
Theresa Ann Procida	Tower Square Securities, Inc. other	Main Street Financial Life Advisors, LLC other	Other	Dec 5, 2007	Apr 14, 2008 (131 d)
David Ashley Iobst	Tower Square Securities, Inc. other	Directed Services LLC other	Other	Nov 12, 2007	Aug 13, 2009 (640 d)
Samuel Toskin	Tower Square Securities, Inc. other	MML Investors Services, LLC BD affiliated	Other	Jul 20, 2007	Apr 22, 2022 (5390 d)
Elizabeth Anne Logrande	Tower Square Securities, Inc. other	Lincoln Financial Distributors, Inc. unclassified	Other	Mar 28, 2007	Mar 23, 2007
Michael Stanley Blaszczak	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Feb 21, 2007	Feb 15, 2007
Young Noh Lee	Tower Square Securities, Inc. other	Cetera Investment Services LLC other	Other	Jan 11, 2007	Jan 4, 2007
Stephen Joseph Locke	Tower Square Securities, Inc. other	Alphastar Capital Management other	Other	Dec 20, 2006	Nov 30, 2012 (2172 d)
Robert Bradley Knowles	Tower Square Securities, Inc. other	Voya Financial Advisors, Inc. other	Other	Sep 28, 2006	Apr 23, 2007 (207 d)
Laurence Seiden	Tower Square Securities, Inc. other	Psa Financial Advisors Inc other	Other	Aug 18, 2006	May 20, 2008 (641 d)
Manuel Ramos	Tower Square Securities, Inc. other	Spc other	Other	Jul 31, 2006	Mar 15, 2007 (227 d)
Richard Douglas Gann	Tower Square Securities, Inc. other	LPL Financial LLC other	Other	Jul 25, 2006	Jul 11, 2006
Steven Michael Stratton	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 10, 2006	Jun 30, 2006
Charles Stuart Tyler	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 10, 2006	Jun 30, 2006
Kenneth Charles Noonan	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jul 10, 2006	Mar 18, 2019 (4634 d)
Don Frederick Eves	Tower Square Securities, Inc. other	Voya Financial Partners, LLC other	Other	Jun 13, 2006	May 31, 2006
Val Gaylord Vogel	Tower Square Securities, Inc. other	Voya Financial Partners, LLC other	Other	Jun 8, 2006	Jun 22, 2006
Jeffrey Charles Reynolds	Tower Square Securities, Inc. other	Voya Financial Partners, LLC other	Other	Jun 8, 2006	Jun 7, 2006
James Thomas Murfee	Tower Square Securities, Inc. other	Voya Financial Partners, LLC other	Other	Jun 8, 2006	May 24, 2006
Tabitha Marshall Watson	Tower Square Securities, Inc. other	Anderson & Strudwick, Incorporated other	Other	Jun 7, 2006	Oct 31, 2006 (146 d)
Gary Clark Cook	Tower Square Securities, Inc. other	Voya Financial Partners, LLC other	Other	May 31, 2006	May 2, 2006
Sandra Renee Lackman	Tower Square Securities, Inc. other	Qa3 Financial LLC unclassified	Other	May 23, 2006	Feb 27, 2007 (280 d)
Kyle Francis Quinn	Tower Square Securities, Inc. other	Cbiz Retirement Plan Advisory Services other	Other	May 12, 2006	Jun 4, 2009 (1119 d)
Michael John Argiro	Tower Square Securities, Inc. other	Securities America Advisors, Inc. other	Other	May 11, 2006	Apr 20, 2006
Guy Philip Jones	Tower Square Securities, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	May 10, 2006	May 1, 2006
Douglas Haig Alexander	Tower Square Securities, Inc. other	Equitable Advisors, LLC national BD	Other	May 8, 2006	May 4, 2006
Andrea Mary Ritch	Tower Square Securities, Inc. other	Triad Advisors, LLC other	Other	Apr 26, 2006	May 5, 2006
Jeffrey James Brown	Tower Square Securities, Inc. other	Brown Advisory Group, LLC state registered	Other	Apr 26, 2006	May 2, 2006
Joseph Patrick Callahan	Tower Square Securities, Inc. other	Associated Securities Corp. unclassified	Other	Apr 17, 2006	Jul 24, 2006 (98 d)
Brad Alan Murphy	Tower Square Securities, Inc. other	Voya Financial Partners, LLC other	Other	Apr 13, 2006	Mar 9, 2007 (330 d)
Louis Robert Bojorquez	Tower Square Securities, Inc. other	Aggregate Financial Services, Inc. state registered	Other	Apr 6, 2006	Feb 12, 2025 (6887 d)
Susan Lorraine Tate	Tower Square Securities, Inc. other	Woodbury Financial Services, Inc. other	Other	Mar 8, 2006	May 4, 2006 (57 d)

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162 moves match.