| Daniel James Pessagno | Waddell & Reed other | Cadaret Grant & Co Inc other | Other | Aug 18, 2015 | Aug 11, 2015 |
| Mitchell Manning | Waddell & Reed other | Edward Jones national BD | Other | Aug 14, 2015 | Aug 7, 2015 |
| Fazel Mostashari | Waddell & Reed other | Mostashar & Associates, Wealth Specialists unclassified | Other | Aug 13, 2015 | Jul 19, 2016 (341 d) |
| Paul Edward Malec | Waddell & Reed other | Charles Schwab & Co., Inc. national BD | Other | Aug 13, 2015 | Jan 6, 2016 (146 d) |
| John Joseph Cordeiro | Waddell & Reed other | Financial Advocates Investment Management other | Other | Aug 12, 2015 | Jul 23, 2015 |
| Joseph Michael Geronimo | Waddell & Reed other | Pnc Wealth Management other | Other | Aug 11, 2015 | Oct 6, 2015 (56 d) |
| Terek Wilson | Waddell & Reed other | Allstate Financial Advisors, LLC no RAUM | Other | Aug 7, 2015 | Aug 24, 2015 |
| Andrew Ruthenberg Lafontain | Waddell & Reed other | Pruco Securities, LLC other | Other | Aug 4, 2015 | Aug 6, 2015 |
| Peter Hedge King | Waddell & Reed other | Raymond James & Associates, Inc. national BD | Other | Jul 28, 2015 | Jul 27, 2015 |
| Jody Green Zellner | Waddell & Reed other | Jeffrey Matthews Advisory Group LLC no RAUM | Other | Jul 28, 2015 | Aug 5, 2015 |
| Karl Byron Kime | Waddell & Reed other | Simmons First Investment Group, Inc. other | Other | Jul 27, 2015 | Oct 8, 2015 (73 d) |
| Taylor Marie Johnson | Waddell & Reed other | Scottrade Investment Management other | Other | Jul 24, 2015 | Jun 5, 2017 (682 d) |
| Angela Yvonne Denna | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jul 23, 2015 | Jul 23, 2015 |
| Matthew Henry Riesenweber | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jul 23, 2015 | Jul 23, 2015 |
| Matthew David Wiser | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jul 23, 2015 | Jul 23, 2015 |
| James Walter Dimarco | Waddell & Reed other | Financial Advocates Investment Management other | Other | Jul 23, 2015 | Jul 24, 2015 |
| Bryan Michael Reft | Waddell & Reed other | Pnc Wealth Management other | Other | Jul 20, 2015 | Jan 22, 2016 (186 d) |
| Henry Albert Darnell | Waddell & Reed other | Pnc Wealth Management other | Other | Jul 13, 2015 | Jul 28, 2015 |
| Samuel Colton Sharples | Waddell & Reed other | LPL Financial LLC other | Other | Jul 8, 2015 | Jul 13, 2015 |
| Emily Catherine Burdett | Waddell & Reed other | MML Investors Services, LLC BD affiliated | Other | Jul 7, 2015 | Jul 8, 2021 (2193 d) |
| Carey A Droznek | Waddell & Reed other | Mid Atlantic Financial Management, Inc. other | Other | Jul 6, 2015 | Apr 15, 2016 (284 d) |
| John David Crawford | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jul 1, 2015 | Aug 14, 2015 (44 d) |
| Burke Driscoll | Waddell & Reed other | Concourse Financial Group Advisors other | Other | Jun 25, 2015 | Aug 18, 2015 (54 d) |
| Robert Grant Hendrickson | Waddell & Reed other | State Farm Investment Management Corp. asset manager | Other | Jun 25, 2015 | Aug 9, 2018 (1141 d) |
| Joel E Marius | Waddell & Reed other | Primerica Advisors national BD | Other | Jun 24, 2015 | Apr 27, 2017 (673 d) |
| Vanessa Aldape | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jun 24, 2015 | Jun 15, 2015 |
| Ki Ho Shin | Waddell & Reed other | Msi Financial Services, Inc. other | Other | Jun 23, 2015 | Dec 1, 2016 (527 d) |
| Jackson Miller | Waddell & Reed other | Edward Jones national BD | Other | Jun 10, 2015 | Jun 29, 2016 (385 d) |
| Salvador Barrales Abarca | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Jun 10, 2015 | Jun 9, 2015 |
| Frank Joshua Alvarez | Waddell & Reed other | LPL Financial LLC other | Other | Jun 10, 2015 | Jun 16, 2015 |
| Michael S Dunavant | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 3, 2015 | Jul 10, 2015 (37 d) |
| Eneo Dhimiter Dashi | Waddell & Reed other | T. Rowe Price Advisory Services, Inc. no RAUM | Other | May 27, 2015 | Nov 6, 2015 (163 d) |
| Justin Michael Gibson | Waddell & Reed other | Wealthplan Partners other | Other | May 12, 2015 | Apr 22, 2015 |
| Antone Steven Bulich | Waddell & Reed other | Protected Investors Of America other | Other | May 7, 2015 | May 1, 2015 |
| Charles Nathan Meeks | Waddell & Reed other | Cetera Advisors LLC other | Other | May 4, 2015 | Apr 29, 2015 |
| Robert K Ruby | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 29, 2015 | Apr 27, 2015 |
| Curtis Lynn Krueger | Waddell & Reed other | Wealthplan Partners other | Other | Apr 27, 2015 | Apr 22, 2015 |
| Joel Timothy Wing | Waddell & Reed other | Wealthplan Partners other | Other | Apr 27, 2015 | Apr 22, 2015 |
| John Andrew Stewart | Waddell & Reed other | Morgan Stanley wirehouse | Other | Apr 27, 2015 | Apr 27, 2015 |
| Joseph Furman Bishop | Waddell & Reed other | Curian Capital, LLC other | Other | Apr 27, 2015 | May 6, 2015 |
| Andrew H Falla | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 23, 2015 | Apr 14, 2015 |
| Aaron Lynn Suriff | Waddell & Reed other | Morgan Stanley wirehouse | Other | Apr 20, 2015 | Apr 13, 2015 |
| Skylar Wayne Smith | Waddell & Reed other | Cetera Investment Advisers LLC other | Other | Apr 17, 2015 | May 14, 2015 |
| Elizabeth Ann Reilly | Waddell & Reed other | Horace Mann Investors, Inc. no RAUM | Other | Apr 15, 2015 | May 27, 2015 (42 d) |
| Steven Lee | Waddell & Reed other | LPL Financial LLC other | Other | Apr 13, 2015 | May 21, 2015 (38 d) |
| Jered Roger Hunt | Waddell & Reed other | Pruco Securities, LLC other | Other | Apr 7, 2015 | Jan 12, 2016 (280 d) |
| Steven Chappelear Kenny | Waddell & Reed other | Pnc Wealth Management other | Other | Apr 1, 2015 | Apr 8, 2015 |
| James Gerald Lewis | Waddell & Reed other | Equitable Advisors, LLC national BD | Other | Mar 26, 2015 | Apr 7, 2015 |
| Jeremy Benjamin Kohn | Waddell & Reed other | Advice And Planning Services BD affiliated | Other | Mar 24, 2015 | Feb 17, 2025 (3618 d) |
| John Parnell Ronan | Waddell & Reed other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Mar 23, 2015 | Mar 27, 2015 |
| Paul Edward Novak | Waddell & Reed other | T2 Asset Management, LLC independent RIA | Other | Mar 19, 2015 | Mar 11, 2015 |
| Alexander Israel Behm | Waddell & Reed other | Precision Fiduciary Partners, LLC institutional | Other | Mar 19, 2015 | Dec 9, 2025 (3918 d) |
| Brian J Webb | Waddell & Reed other | MML Investors Services, LLC other | Other | Mar 11, 2015 | May 12, 2015 (62 d) |
| Michael Jay Milas | Waddell & Reed other | Transamerica Financial Advisors, LLC other | Other | Mar 6, 2015 | Mar 11, 2015 |
| Matthew Orian | Waddell & Reed other | Bancwest Investment Services, Inc. (Bwis) other | Other | Mar 4, 2015 | May 13, 2015 (70 d) |
| Christopher John Huhman | Waddell & Reed other | Edward Jones national BD | Other | Mar 3, 2015 | Feb 23, 2015 |
| Christine Renee Lang | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Feb 27, 2015 | Feb 20, 2015 |
| Heather May Lyle | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Feb 27, 2015 | Feb 20, 2015 |
| Dustin Mabry Mcwhirter | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Feb 27, 2015 | Feb 20, 2015 |
| Ehren Gabriel Feldmeyer | Waddell & Reed other | Cetera Investment Advisers LLC other | Other | Feb 26, 2015 | Mar 3, 2015 |