DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,504 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer Lynn Poe | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2019 | Jun 13, 2019 |
| Matthew Scott Hilton | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2019 | Sep 3, 2019 (85 d) |
| Michelle Lynne Swint | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2019 | Sep 12, 2019 (99 d) |
| Christopher Fetzer | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | May 31, 2019 |
| Jason Oliver Will | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | May 31, 2019 |
| Jason Victor Sponholtz | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2019 | May 20, 2019 |
| Robert Michael Moss | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 30, 2019 | May 28, 2019 |
| Patrick Carl Gherity | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2019 | May 20, 2019 |
| Phillip Victor Swayze | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | May 13, 2019 |
| Joseph Lee Hoffmeyer | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2019 | May 19, 2020 (370 d) |
| Matthew Gafoa Fetui | Wedbush Securities Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 10, 2019 |
| Rocco Anthony Difranco | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2019 | Jun 17, 2019 (39 d) |
| Jessica Sarah Lui | Equitable Advisors, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2019 | Jul 8, 2019 (66 d) |
| Andrew Todd Beasley | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 1, 2019 | Apr 29, 2019 |
| Nichole Dove Jansen | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2019 | Apr 22, 2019 |
| Karl Diebold | Pruco Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2019 | Apr 29, 2019 |
| Ryan Burdell Clark | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 30, 2019 | Jun 4, 2019 (35 d) |
| Chris A. Luttman | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | Apr 22, 2019 |
| Stephen A. Shepherd | Nationwide Investment Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2019 | May 7, 2019 |
| Barry Asher Wellins | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2019 | May 8, 2019 |
| Deborah Lee-Kavousi | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2019 | May 16, 2019 (37 d) |
| Dalip Singh Chadha | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 5, 2019 | Apr 29, 2019 |
| Aimee P Grant | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Jul 1, 2019 (88 d) |
| Robert James Gil | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2019 | Apr 26, 2019 |
| Subha Shankar | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Apr 3, 2019 |
| Modupe Amber Omoyayi | Eagle Strategies LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2019 | Mar 28, 2019 |
| Frank Vaeth | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 26, 2019 | Mar 25, 2019 |
| Jason Khing Ong | Equitable Advisors, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Apr 17, 2019 |
| Jerome David Pickar | Kms Financial Services, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Mar 26, 2019 |
| Eric Charles Hudson | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Apr 3, 2019 |
| John William Ratey | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2019 | May 15, 2019 (56 d) |
| Steven Michael Blume | Wealth Enhancement Advisory Services, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2019 | Feb 6, 2020 (324 d) |
| Mohammed Safieddine Ayala | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2019 | Mar 15, 2019 |
| Mark Burns | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 15, 2019 | Mar 26, 2019 |
| Megan Dean Richter | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 14, 2019 | Mar 4, 2019 |
| Tiffany Wenzel | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 6, 2019 | Feb 6, 2019 |
| Kim Huong Sliger | UBS Financial Services Inc. wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2019 | Feb 21, 2019 |
| Michael James Rodgers | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2019 | Feb 20, 2019 |
| Jacob Tyler Kohut | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2019 | Feb 8, 2019 |
| Russell Millner Cleveland | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2019 | Feb 4, 2019 |
| Michael J Schumacher | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2019 | Feb 15, 2019 |
| Antonio Rafael Rosado | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2019 | Mar 14, 2019 (36 d) |
| Ashley Richard Langham | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2019 | Jul 19, 2019 (168 d) |
| Evelyn Kaye White | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 30, 2019 | Jan 29, 2019 |
| John Burton Rowoldt | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 18, 2019 | Jan 22, 2019 |
| Cynthia Alexandra Jackson | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 16, 2019 | Apr 17, 2019 (91 d) |
| Shawn Scott Lorion | Exodus Wealth, LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2019 | Jan 2, 2019 |
| Teresa A Hayes | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2018 | Jan 15, 2019 |
| Linda Kay Winkelman | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Jan 11, 2019 |
| Sheryl Lynn Dutcher | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2018 | Mar 25, 2019 (96 d) |
| Joseph William Lamont | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2018 | Jan 22, 2019 (46 d) |
| Chevonne Wrenn Farler | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2018 | Jan 14, 2019 (40 d) |
| Jacob John Wire | Raymond James & Associates, Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2018 | Dec 4, 2018 |
| Michael Azzaro | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Dec 4, 2018 |
| Brian Alfredo Salguero | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Jan 9, 2019 (41 d) |
| Ashley Leandra Ottens | Thrivent Investment Management Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2018 | Nov 30, 2018 |
| Robert Haug | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2018 | Dec 7, 2018 |
| Michael Shane Kundinger | Morgan Stanley wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2018 | Dec 6, 2018 |
| Marilu Hernandez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 16, 2018 | Nov 15, 2018 |
| Bradley Joseph Lange | Cetera Advisor Networks LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2018 | Nov 7, 2018 |