| John Domenic Pettee | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Sep 3, 2013 | Oct 21, 2013 (48 d) |
| Alexander M Barrios | Alliancebernstein L.P. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 24, 2013 | Dec 15, 2025 (4557 d) |
| Gregory J Anderson | LPL Financial LLC other | Schwab Wealth Advisory, Inc. other | Other | May 20, 2013 | Jun 5, 2013 |
| Nikki Kay Polistina | Girard Advisory Services, LLC other | Schwab Wealth Advisory, Inc. other | Other | May 10, 2013 | May 28, 2013 |
| James J. Tully | Jackson Wealth Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Apr 25, 2013 | May 30, 2013 (35 d) |
| Nathan Kendrick Mccrillis | Raymond James Financial Services Advisors, Inc other | Schwab Wealth Advisory, Inc. BD affiliated | Other | Apr 8, 2013 | Jun 8, 2018 (1887 d) |
| Thao Lan Ta Ring | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Mar 25, 2013 | Jun 14, 2013 (81 d) |
| Joseph Alexander Gifford | Ashwood Advisors, LLC unclassified | Schwab Wealth Advisory, Inc. other | Other | Mar 13, 2013 | Jun 14, 2013 (93 d) |
| Demetra Paige Sullivan | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Feb 20, 2013 | Mar 15, 2013 |
| Sebastian Carl Coppola | Wells Fargo Advisors wirehouse | Schwab Wealth Advisory, Inc. other | Other | Feb 5, 2013 | Feb 6, 2015 (731 d) |
| Altug Dincturk | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Jan 11, 2013 | Jun 12, 2013 (152 d) |
| Andrew K Bennett | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 8, 2013 | Jan 3, 2019 (2186 d) |
| Nathan E Carmany | Financial Enhancement Group other | Schwab Wealth Advisory, Inc. other | Other | Dec 12, 2012 | Jan 2, 2013 |
| Corey J Burkhart | Principal Securities, Inc. other | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 10, 2012 | Jun 14, 2022 (3473 d) |
| Charles Whitlock Kunzelman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. other | Other | Nov 23, 2012 | Jan 3, 2013 (41 d) |
| Richard Yancy Kars | Securities America Advisors, Inc. other | Schwab Wealth Advisory, Inc. BD affiliated | Other | Oct 22, 2012 | Jan 2, 2020 (2628 d) |
| Courtney Neben Davis | Kummer Financial Strategies, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Oct 11, 2012 | Nov 1, 2012 |
| Christopher Brian Thom | Jwa Financial Group, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Oct 3, 2012 | Oct 24, 2012 |
| Darryl Craig Celkupa | Tamarac Inc unclassified | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 2, 2012 | Dec 15, 2025 (4822 d) |
| Shane Michael Donahue | Jackson Wealth Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Oct 1, 2012 | Sep 15, 2017 (1810 d) |
| Paul E Stovall | Foldes Financial Management other | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 26, 2012 | Jun 22, 2021 (3191 d) |
| Michael Donald Kortfelt | Essex National Securities, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Aug 30, 2012 | Jul 24, 2014 (693 d) |
| Christopher Michael Marnelos | Sagepoint Financial, Inc. other | Schwab Wealth Advisory, Inc. other | Other | May 25, 2012 | Apr 22, 2015 (1062 d) |
| Michael Raymond Abbott | UBS Financial Services Inc. wirehouse | Schwab Wealth Advisory, Inc. other | Other | Apr 23, 2012 | Feb 8, 2017 (1752 d) |
| Chad Roope | Colton Groome Financial Advisors, LLC independent RIA | Schwab Wealth Advisory, Inc. other | Other | Mar 16, 2012 | Mar 26, 2012 |
| Jane Espinosa | Pnc Wealth Management other | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 17, 2012 | May 27, 2020 (3053 d) |
| Paula Alma Dailer | Allen & Company Of Florida, LLC other | Schwab Wealth Advisory, Inc. other | Other | Sep 19, 2011 | Feb 6, 2015 (1236 d) |
| Sean Walter Moore | Choreo, LLC other | Schwab Wealth Advisory, Inc. other | Other | Aug 1, 2011 | Feb 17, 2012 (200 d) |
| Matthew Thomas Murray | Concourse Financial Group Advisors other | Schwab Wealth Advisory, Inc. other | Other | Jul 27, 2011 | Jan 3, 2012 (160 d) |
| Brandon Michael Sarlls | Edward Jones national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2011 | May 22, 2026 (5468 d) |
| Gabriel Scott Hanselman | Cetera Advisors LLC other | Schwab Wealth Advisory, Inc. other | Other | May 19, 2011 | Jan 3, 2012 (229 d) |
| Jason Forsythe | Lincoln Financial Distributors, Inc. unclassified | Schwab Wealth Advisory, Inc. no RAUM | Other | Feb 24, 2011 | Jul 2, 2026 (5607 d) |
| Daniel Charles Cummins | Wells Fargo Advisors wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jan 7, 2011 | Jan 7, 2026 (5479 d) |
| Dale Louise Rottschafer | Metamorphosis Money Management LLC unclassified | Schwab Wealth Advisory, Inc. no RAUM | Other | Nov 30, 2010 | May 23, 2023 (4557 d) |
| Charles Anthony Boggs | Chase Investment Services Corp. other | Schwab Wealth Advisory, Inc. other | Other | Nov 30, 2010 | Apr 14, 2014 (1231 d) |
| James Francis Baurichter | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. other | Other | Nov 2, 2010 | Aug 19, 2016 (2117 d) |
| Matthew James Lipari | Independent Financial Group, LLC other | Schwab Wealth Advisory, Inc. other | Other | Jul 22, 2010 | Dec 1, 2014 (1593 d) |
| Brian James Dost | Td Ameritrade Investment Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | Jul 1, 2010 | Feb 10, 2015 (1685 d) |
| Timothy Jordan Cunningham | Weatherstone Capital Management other | Schwab Wealth Advisory, Inc. other | Other | Jun 24, 2010 | Jan 3, 2012 (558 d) |
| Richard Chadwick Mays | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2010 | May 29, 2019 (3271 d) |
| Drew Fitzgerald Stuart | MML Investors Services, LLC other | Schwab Wealth Advisory, Inc. other | Other | Apr 27, 2010 | Mar 4, 2015 (1772 d) |
| Darrell Anthony Woehler | Charles Schwab & Co., Inc. national BD | Schwab Wealth Advisory, Inc. other | Other | Apr 21, 2010 | Jan 3, 2012 (622 d) |
| Daniel A Baron | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Mar 10, 2010 | Jul 1, 2014 (1574 d) |
| Jonathan Robinson Wilkin | Wells Fargo Advisors wirehouse | Schwab Wealth Advisory, Inc. other | Other | Jan 28, 2010 | Oct 21, 2015 (2092 d) |
| Tammy Presley Santi | Edward Jones national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2010 | Sep 2, 2021 (4241 d) |
| Michael Edward Brennan | Quest Securities, Inc. unclassified | Schwab Wealth Advisory, Inc. no RAUM | Other | Jan 4, 2010 | Apr 25, 2022 (4494 d) |
| Owen Philip Endris | Edward Jones national BD | Schwab Wealth Advisory, Inc. other | Other | Dec 17, 2009 | Apr 10, 2015 (1940 d) |
| Lindsey Joy Underwood | Raymond James Financial Services Advisors, Inc other | Schwab Wealth Advisory, Inc. other | Other | Sep 24, 2009 | May 11, 2012 (960 d) |
| David Stuart York | Usaa Financial Planning Services no RAUM | Schwab Wealth Advisory, Inc. other | Other | Sep 2, 2009 | Aug 3, 2015 (2161 d) |
| Carey Muluhya Muloma | Equitable Advisors, LLC national BD | Schwab Wealth Advisory, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2009 | Apr 17, 2019 (3530 d) |
| Stephen Marcus Meyer | First Command Financial Planning, Inc. other | Schwab Wealth Advisory, Inc. other | Other | Aug 13, 2009 | Jan 17, 2017 (2714 d) |
| Jennifer Joyce Cuprill | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 11, 2009 | May 19, 2021 (4299 d) |
| Anthony R. Johnson | Morgan Stanley wirehouse | Schwab Wealth Advisory, Inc. other | Other | Jul 16, 2009 | Mar 10, 2014 (1698 d) |
| Kyle Lawrence Dofelmier | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Wirehouse to a newly registered adviser (no RAUM reported yet) | Jul 7, 2009 | May 22, 2025 (5798 d) |
| Jonathan Peter Fritsche | E*Trade Capital Management, LLC other | Schwab Wealth Advisory, Inc. BD affiliated | Other | Jun 19, 2009 | Feb 20, 2020 (3898 d) |
| Robert Wells Kay | Ameriprise Financial Services, LLC national BD | Schwab Wealth Advisory, Inc. other | Other | May 29, 2009 | Mar 6, 2017 (2838 d) |
| David Kenneth Johnson | Cuna Brokerage Services, Inc. other | Schwab Wealth Advisory, Inc. other | Other | May 26, 2009 | Feb 21, 2012 (1001 d) |
| Gary Alan Gould | E*Trade Capital Management, LLC other | Schwab Wealth Advisory, Inc. other | Other | May 19, 2009 | Feb 21, 2012 (1008 d) |
| Alejandro Benedetti | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Schwab Wealth Advisory, Inc. other | Other | Apr 6, 2009 | Feb 15, 2012 (1045 d) |
| Matthew Elliott Jarrett | Strategic Advisers LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 21, 2009 | Jan 21, 2026 (6178 d) |