DFX Intelligence
Advisor moves
Arrivals at Seia
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Copeland Currall | Citigroup Global Markets Inc. BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 28, 2021 | Jul 26, 2021 |
| Damon Jeffrey Varady | Osaic Wealth, Inc. BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2020 | Oct 20, 2020 |
| Jae Yu | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2020 | Oct 14, 2020 |
| Martha Murphy Lord | Usaa Investment Services Company no RAUM | Seia independent RIA | Other | Jun 12, 2020 | Nov 18, 2020 (159 d) |
| Bradley Wright Mcintosh | Stifel, Nicolaus & Company, Incorporated national BD | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jun 2, 2020 (154 d) |
| Joseph Dean Lindley | Edward Jones national BD | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 24, 2019 | Oct 18, 2021 (664 d) |
| Jill Fletcher | Clearbrook Advisory Services, LLC unclassified | Seia independent RIA | Other | Dec 17, 2019 | Oct 14, 2022 (1032 d) |
| Alexander Cochran | Wealth Enhancement Advisory Services, LLC BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2019 | Jul 6, 2020 (286 d) |
| Christopher Michael Gardner | Towneley Capital Management, Inc. mixed wealth | Seia BD affiliated | RIA to affiliated broker-dealer or bank | Sep 20, 2019 | Jan 2, 2025 (1931 d) |
| Brian Stephen Schiazzano | Mariner independent RIA | Seia independent RIA | RIA to RIA | Feb 19, 2019 | Mar 29, 2019 (38 d) |
| Daryl Sean Brockman | Signator Investors, Inc. BD affiliated | Seia other | Other | Nov 2, 2018 | May 15, 2001 |
| Jesse Joel Brown | Signator Investors, Inc. BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2018 | Jun 28, 2018 |
| K Evan Kennedy | Edelman Financial Services, LLC BD affiliated | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2018 | Oct 25, 2018 |
| Robert C Papa | Mclean Asset Management Corp. independent RIA | Seia independent RIA | RIA to RIA | Aug 22, 2018 | Nov 9, 2018 (79 d) |
| Kelli Ann French | Strategic Advisers LLC national BD | Seia BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2018 | Jan 1, 2025 (2393 d) |
| Jared Le Chase | Charles Schwab & Co., Inc. national BD | Seia BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2018 | Jan 23, 2023 (1755 d) |
| Samuel Everritt Miller | United Capital Financial Advisors other | Seia independent RIA | Other | Oct 20, 2017 | May 16, 2018 (208 d) |
| Yevgeniy Lev | Global Retirement Partners LLC other | Seia BD affiliated | Other | Jul 24, 2017 | Jan 1, 2025 (2718 d) |
| Christina Anne Tunison | Mmc Securities LLC no RAUM | Seia other | Other | Jul 21, 2017 | Sep 27, 2017 (68 d) |
| Robert Glenn Mcgregor | Usaa Financial Planning Services no RAUM | Seia other | Other | Jul 20, 2017 | Sep 26, 2017 (68 d) |
| Hayley A Bates | Signature Investment Advisors, LLC other | Seia independent RIA | Other | Feb 6, 2017 | Oct 26, 2021 (1723 d) |
| Robert James Curtiss | D.A. Davidson & Co. other | Seia other | Other | Nov 2, 2016 | Nov 2, 2016 |
| Austin Pickle | Strategic Advisers LLC national BD | Seia BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2016 | Sep 1, 2026 (3760 d) |
| Ilya A Solovey | Charles Schwab & Co., Inc. national BD | Seia independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2015 | Oct 14, 2020 (1749 d) |
| Michael Jeff Fusi | Strategic Advisers LLC national BD | Seia BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2015 | Mar 24, 2023 (2738 d) |
| Scott Christopher Gaynor | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Seia other | Other | Jun 15, 2015 | Jul 22, 2015 (37 d) |
| Chad Michael Miller | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Seia other | Other | May 11, 2015 | Jul 9, 2015 (59 d) |
| Michael Macauley | Northwestern Mutual Investment Services,LLC other | Seia other | Other | Apr 2, 2015 | Apr 14, 2015 |
| Joshua Eugene Land | J.P. Morgan Securities LLC wirehouse | Seia other | Other | Feb 25, 2015 | Mar 17, 2015 |
| James Michael Bray | Wells Fargo Advisors wirehouse | Seia other | Other | Feb 18, 2015 | Jul 17, 2017 (880 d) |
| Tony Quang Nguyen | RBC Securities, Inc. other | Seia other | Other | Sep 29, 2014 | Jan 6, 2015 (99 d) |
| Andrew Rome | Signator Investors, Inc. other | Seia BD affiliated | Other | Apr 7, 2014 | Jan 1, 2025 (3922 d) |
| Ali Catalina Salazar | J.P. Morgan Securities LLC wirehouse | Seia other | Other | Nov 1, 2013 | Jun 1, 2015 (577 d) |
| David Larry Johnson | Signator Investors, Inc. other | Seia other | Other | Oct 31, 2013 | Nov 5, 2013 |
| Kyle Christopher Smith | Signator Investors, Inc. other | Seia other | Other | Oct 31, 2013 | Nov 14, 2013 |
| Paula Jane Hart | Wells Fargo Advisors wirehouse | Seia other | Other | Sep 20, 2013 | Aug 4, 2017 (1414 d) |
| Troy A Franzen | RBC Securities, Inc. other | Seia other | Other | Sep 17, 2013 | Oct 29, 2013 (42 d) |
| David Nicholson | RBC Securities, Inc. other | Seia independent RIA | Other | Feb 27, 2013 | Apr 10, 2018 (1868 d) |
| Ricardo David Gonzalez | The Glowacki Group, LLC other | Seia other | Other | Jan 22, 2013 | Jan 22, 2013 |
| David Hugh Swift | Waddell & Reed other | Seia other | Other | Nov 14, 2012 | Nov 7, 2012 |
| Elizabeth Hilary Sharp | LPL Financial LLC other | Seia other | Other | Nov 13, 2012 | Sep 27, 2017 (1779 d) |
| Kathleen Ann Adams | Waddell & Reed other | Seia other | Other | Nov 8, 2012 | Nov 5, 2012 |
| Hampton Collier Adams | Gamble Jones Investment Counsel other | Seia other | Other | Jul 16, 2012 | Jul 16, 2012 |
| Eric David Hirsch | Signator Investors, Inc. other | Seia independent RIA | Other | Jun 20, 2012 | Sep 19, 2022 (3743 d) |
| Chadwick Ryan Canine | J.P. Morgan Securities LLC wirehouse | Seia other | Other | May 15, 2012 | Mar 4, 2013 (293 d) |
| Joseph David Dawkins | Raymond James Financial Services Advisors, Inc other | Seia other | Other | May 1, 2012 | Jun 28, 2012 (58 d) |
| Mary Elizabeth Williams | Sands Capital Management, LLC other | Seia independent RIA | Other | Mar 24, 2011 | Jan 2, 2020 (3206 d) |
| Thomas Caesar West | Signator Investors, Inc. other | Seia other | Other | Jan 7, 2011 | Jan 10, 2011 |
| Jeffrey Michael Zuanich | Crowell, Weedon & Co. other | Seia other | Other | Mar 3, 2009 | Apr 13, 2010 (406 d) |
| Jennifer Lee Embler | Morgan Stanley & Co. LLC unclassified | Seia other | Other | Nov 27, 2007 | Apr 13, 2010 (868 d) |
| Michael Thomas Van Kleeck | Equitable Advisors, LLC national BD | Seia other | Other | Nov 9, 2007 | Feb 23, 2010 (837 d) |
| Matthew Allen Weed | Banc Of America Investment Services, Inc. unclassified | Seia other | Other | Jul 27, 2007 | Sep 18, 2007 (53 d) |
| Canon Jill Price | Summit Wealth Management,Inc unclassified | Seia BD affiliated | Other | Apr 20, 2007 | Dec 3, 2024 (6437 d) |
| Eric Clayton Pritz | Signator Investors, Inc. other | Seia other | Other | Dec 15, 2006 | Dec 20, 2006 |
| Frederick Charles Miller | Signator Investors, Inc. other | Seia other | Other | Nov 15, 2006 | Oct 24, 2006 |
| Brian Stephen Schiazzano | LPL Financial LLC other | Seia other | Other | Jan 26, 2006 | Jun 12, 2006 (137 d) |
| John Patrick Keenan | Signator Investors, Inc. other | Seia other | Other | Jan 27, 2005 | Jan 28, 2005 |
| Todd Curtis Butler | Charles Schwab & Co., Inc. national BD | Seia other | Other | Sep 10, 2004 | Feb 15, 2005 (158 d) |
| Michael Joseph Evans | Charles Schwab & Co., Inc. national BD | Seia other | Other | Oct 9, 2003 | Nov 4, 2003 |
| Deron T Mccoy | Signator Investors, Inc. other | Seia other | Other | Dec 31, 2002 | Sep 14, 2001 |
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120 moves match.