DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Allworth Financial, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| B Brandon Mackie | Mariner BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2025 | Apr 3, 2025 |
| Simone Oscoff Devenny | Pasadena Private Wealth, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 10, 2025 | Jan 8, 2026 (332 d) |
| Brady Brandt | Aw Securities no RAUM | Allworth Financial, L.P. BD affiliated | Other | Jan 21, 2025 | May 29, 2024 |
| Brent Walker | Wealthpoint Advisors LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Dec 2, 2024 |
| Matthew Patrick Holmes | Wealthpoint Advisors LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Dec 2, 2024 |
| Miguel Mayagoitia | Vanguard Advisers, Inc. BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2024 | May 6, 2026 (491 d) |
| Jack Newcomer | Wealthpoint Advisors LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Dec 2, 2024 |
| James Ross Hall | First Command Advisory Services BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Feb 27, 2025 (73 d) |
| Robert M Gentry | Stewart & Patten Co LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Jun 5, 2024 |
| Lori E Sherman | Stewart & Patten Co LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Jun 5, 2024 |
| Alexandre Pierre Lilles | Stewart & Patten Co LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 12, 2024 | Jun 6, 2024 |
| Gianna Marie Viele | Facet independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 10, 2024 | Dec 11, 2024 |
| Charles Michael Abbott | J.P. Morgan Securities LLC wirehouse | Allworth Financial, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 8, 2024 | Dec 11, 2024 |
| Kelly Jandreau | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| Jeffrey Brooks | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| G Scott Lowe | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 6, 2024 |
| Wendi Elizabeth Ouellette | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Jun 9, 2025 (216 d) |
| Matthew James Pulsipher | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 7, 2024 |
| Candace Jo Stogin | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 6, 2024 |
| Jerod Patterson | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2024 | Nov 7, 2024 |
| Phillip Monroe | LPL Financial LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2024 | Nov 5, 2024 |
| Robert Augustus Giunco | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Richard Looney | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Michael Messinger | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Daravy Son | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Kim Trzeciak | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Kimberly Ann Van Houtte | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Jessica Catherine Baumgartner | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| John C Alexander | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Paige Catherine Foley | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Robert Gould Mckelvey | George Mckelvey Co., LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 22, 2024 | Oct 2, 2024 |
| Dominic Ross | Advice And Planning Services BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 23, 2024 |
| Gretchen T Mclaughlin | Wealth Enhancement Advisory Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2024 | Oct 14, 2024 (61 d) |
| Jacob Angulo-Bailey | LPL Financial LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 13, 2024 |
| Zachary James Brenner | Pruco Securities, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2024 | Aug 8, 2024 |
| Stratton Harrison | Robert W. Baird & Co. Incorporated mixed wealth | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 29, 2024 | Jul 22, 2024 |
| Michael Joseph Bogard | Heck Capital Advisors, LLC mixed wealth | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 23, 2024 | Aug 22, 2024 |
| Lisa Fulco | Morgan Stanley wirehouse | Allworth Financial, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 12, 2024 | Jan 8, 2026 (545 d) |
| Robin Christina Luckett | Morgan Stanley wirehouse | Allworth Financial, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 21, 2024 | Jul 10, 2024 |
| Callum Harris | Lido independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2024 | Jun 10, 2024 |
| Richard M Del Monte | Del Monte Group, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2024 | Jan 12, 2026 (578 d) |
| Jerry He | Kestra Advisory Services, LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2024 | Jul 1, 2024 |
| Leonardo Sepulveda Bojorquez | Del Monte Group, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 12, 2024 | Jun 6, 2024 |
| John Tufts Dippel | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2024 | Jun 17, 2024 |
| John David Kraunelis | Nuveen Asset Management, LLC mixed wealth | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 29, 2024 | May 29, 2024 |
| Dean E Eisenbraun | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Sep 30, 2025 (546 d) |
| Kent Bryan Erickson | Highway Financial Networks other | Allworth Financial, L.P. BD affiliated | Other | Mar 26, 2024 | Jun 6, 2024 (72 d) |
| Michelle Lea Phillips | Portside Wealth Group, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2024 | Jun 17, 2024 (88 d) |
| Allison Modrak | Northwestern Mutual Investment Services,LLC no RAUM | Allworth Financial, L.P. BD affiliated | Other | Feb 13, 2024 | Feb 13, 2024 |
| Robert Walter Brennan | LPL Financial LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Feb 2, 2024 |
| Connor Branch | Equitable Advisors, LLC national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2024 | Sep 11, 2025 (583 d) |
| Michael David Hostetler | The Strategic Financial Alliance BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Jun 17, 2024 (139 d) |
| Allison Elinor Scoggin | Arbor Point Advisors BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 30, 2024 |
| John Michael Selzer | Capital Point Financial Group, Ltd. independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Jan 2, 2024 |
| David Matthews | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | May 1, 2024 (114 d) |
| Randall Scott Ponder | Silicon Valley Wealth Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 7, 2023 |
| Scott Preston Yang | Silicon Valley Wealth Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 21, 2023 |
| Tracy Frank Lasecke | Silicon Valley Wealth Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 8, 2023 |
| Charles Duc Huy Tran | Silicon Valley Wealth Advisors, LLC independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2024 | Dec 7, 2023 |
| Russell Merton Hall | Hall Private Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2023 | Nov 9, 2023 |
252 moves match.