DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Spire Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael David ErbaioSecurities America Advisors, Inc. otherSpire Wealth Management, LLC otherOtherJan 12, 2018Feb 15, 2018 (34 d)
Phillip Michael KrauseSecurities America Advisors, Inc. otherSpire Wealth Management, LLC BD affiliatedOtherJan 9, 2018Jan 1, 2025 (2549 d)
Michael Vincent PapaUnited Capital Financial Advisors otherSpire Wealth Management, LLC otherOtherJan 2, 2018Dec 21, 2017
Philip James FlueggeFsc Securities Corporation BD affiliatedSpire Wealth Management, LLC otherOtherDec 20, 2017Feb 28, 2018 (70 d)
Neal James HebertMML Investors Services, LLC otherSpire Wealth Management, LLC otherOtherDec 19, 2017Dec 19, 2017
Jason A HabbitOxford Asset Management, LLC otherSpire Wealth Management, LLC otherOtherNov 30, 2017Feb 1, 2017
Terry James DelhommeOxford Asset Management, LLC otherSpire Wealth Management, LLC otherOtherNov 30, 2017Feb 1, 2017
Ronald Joseph CarazoSecurities America Advisors, Inc. otherSpire Wealth Management, LLC otherOtherNov 3, 2017Nov 27, 2017
Santo BlumkeFsc Securities Corporation otherSpire Wealth Management, LLC otherOtherOct 26, 2017Oct 18, 2017
Mark Michael FryeWaddell & Reed otherSpire Wealth Management, LLC otherOtherOct 20, 2017Oct 18, 2017
Eric Anthony MajewskiMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpire Wealth Management, LLC otherOtherOct 2, 2017Oct 4, 2017
Tami Lynne AloisaUBS Financial Services Inc. wirehouseSpire Wealth Management, LLC otherOtherSep 15, 2017Oct 11, 2017
David BogonovichAtlas Private Wealth Management, LLC otherSpire Wealth Management, LLC otherOtherSep 12, 2017Sep 13, 2017
James Drew HarringtonStone Toro Investment Advisers otherSpire Wealth Management, LLC otherOtherAug 25, 2017Aug 29, 2017
Darren Christopher PortWaddell & Reed otherSpire Wealth Management, LLC otherOtherMay 23, 2017Jun 2, 2017
Christopher Alan RobertsEdward Jones national BDSpire Wealth Management, LLC otherOtherApr 24, 2017Oct 20, 2017 (179 d)
Lisa Sheedy OviattMorgan Stanley wirehouseSpire Wealth Management, LLC otherOtherMar 27, 2017Mar 23, 2017
Meagan Rae McguireMML Investors Services, LLC otherSpire Wealth Management, LLC otherOtherMar 10, 2017Mar 12, 2018 (367 d)
David L. SwensonUnited Capital Financial Advisors otherSpire Wealth Management, LLC otherOtherMar 3, 2017Mar 2, 2017
Jacqueline Elizabeth HughesCharles Schwab & Co., Inc. national BDSpire Wealth Management, LLC otherOtherFeb 3, 2017Mar 13, 2017 (38 d)
William K ChaoAdvice And Planning Services otherSpire Wealth Management, LLC otherOtherDec 2, 2016Dec 6, 2016
Christopher Allan OwensConvergent Wealth Advisors, LLC otherSpire Wealth Management, LLC otherOtherOct 31, 2016Nov 23, 2016
Jan Patrick LeeSsn Advisory, Inc. otherSpire Wealth Management, LLC otherOtherAug 22, 2016Aug 22, 2016
Matthew Edward GaffeySuntrust Investment Services, Inc. otherSpire Wealth Management, LLC otherOtherJul 7, 2016Jul 18, 2016
James Bernard ScanlonKapp/Scanlon Financial Group, LLC otherSpire Wealth Management, LLC otherOtherJan 15, 2016Jan 15, 2016
Mark Coleman MckaigLara, May & Associates, LLC otherSpire Wealth Management, LLC otherOtherNov 30, 2015Nov 13, 2015
Glenn Edward RyhanychFarr Miller & Washington LLC otherSpire Wealth Management, LLC otherOtherSep 15, 2015Sep 15, 2015
Joel Robert ZapfT. Rowe Price Advisory Services, Inc. no RAUMSpire Wealth Management, LLC otherOtherJun 5, 2015Jun 18, 2015
Daniel Cook GuyForefront Analytics, LLC otherSpire Wealth Management, LLC otherOtherApr 27, 2015Apr 29, 2015
Kevin Raymond HarperAlmanack Strategies I, LLC otherSpire Wealth Management, LLC otherOtherMar 31, 2015Jul 20, 2015 (111 d)
Sterling Dwight NeblettLara, May & Associates, LLC otherSpire Wealth Management, LLC otherOtherFeb 23, 2015Feb 20, 2015
Wendy Ann PayneLara, May & Associates, LLC otherSpire Wealth Management, LLC otherOtherFeb 23, 2015Feb 20, 2015
James William JudgeGkfo, LLC otherSpire Wealth Management, LLC otherOtherFeb 4, 2015Mar 20, 2015 (44 d)
Gary Alexander KorolevSymphonic Financial Advisors LLC otherSpire Wealth Management, LLC otherOtherDec 2, 2014Dec 4, 2014
Kevin Michael MurphyChamberlain Consulting Group, LLC otherSpire Wealth Management, LLC otherOtherMar 31, 2014Oct 15, 2012
Brian J MoserWells Fargo Advisors wirehouseSpire Wealth Management, LLC otherOtherFeb 27, 2014Feb 26, 2014
David L. SwensonArax Advisory Partners otherSpire Wealth Management, LLC otherOtherApr 15, 2013Apr 18, 2013
Bharat Nandiram MulchandaniMorgan Stanley wirehouseSpire Wealth Management, LLC otherOtherDec 11, 2012Nov 30, 2012
Michael Paul JurgensenGirard Securities, Inc. otherSpire Wealth Management, LLC otherOtherOct 15, 2012Oct 15, 2012
Jeffrey Scott MarkewichIntervest International, Inc. otherSpire Wealth Management, LLC otherOtherMay 2, 2012May 11, 2012
Jeffrey Paul MccoyCharles Schwab & Co., Inc. national BDSpire Wealth Management, LLC otherOtherNov 15, 2011Jan 12, 2012 (58 d)
Owen L SchrumMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpire Wealth Management, LLC otherOtherMay 12, 2011May 6, 2011
Mary J AtkinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpire Wealth Management, LLC otherOtherMay 12, 2011Jun 8, 2011
Neetul K SharmaEquitable Advisors, LLC national BDSpire Wealth Management, LLC otherOtherFeb 24, 2011Jul 27, 2015 (1614 d)
Robert Scott PulsiferCorestates Capital Advisors, LLC otherSpire Wealth Management, LLC otherOtherNov 9, 2010Nov 5, 2010
Matthew Franklin MitchellMorgan Stanley wirehouseSpire Wealth Management, LLC otherOtherOct 29, 2010Oct 15, 2010
Christopher Keith WilkinsonLPL Financial LLC otherSpire Wealth Management, LLC otherOtherSep 13, 2010Oct 25, 2011 (407 d)
Richard EllerSecurities America Advisors, Inc. otherSpire Wealth Management, LLC otherOtherFeb 18, 2010Feb 11, 2010
Emily Anna JohnsonStifel, Nicolaus & Company, Incorporated national BDSpire Wealth Management, LLC otherOtherNov 13, 2009Nov 18, 2009
William Nicholson PriceMedallion Advisory Services, LLC unclassifiedSpire Wealth Management, LLC otherOtherNov 2, 2009Oct 30, 2009
Tracey Douglas FrankSecurities America Advisors, Inc. otherSpire Wealth Management, LLC otherOtherOct 8, 2009Oct 14, 2009
Steven Michael DigregorioBanc Of America Investment Services, Inc. unclassifiedSpire Wealth Management, LLC otherOtherSep 8, 2009Sep 8, 2009
Stephen Nicholas ReceskiRBC Capital Markets, LLC national BDSpire Wealth Management, LLC otherOtherAug 6, 2009Aug 10, 2009
Midhat QuadriMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSpire Wealth Management, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 12, 2009Sep 14, 2020 (4232 d)
Corinne Elizabeth DoreyMsi Financial Services, Inc. otherSpire Wealth Management, LLC otherOtherJan 13, 2009Jun 12, 2009 (150 d)
Peter Theodore MichaelsHsbc Securities (USA) Inc. otherSpire Wealth Management, LLC otherOtherSep 22, 2008Nov 20, 2008 (59 d)
Jerry Edward GuidoThrivent Investment Management Inc. otherSpire Wealth Management, LLC otherOtherSep 2, 2008Oct 20, 2008 (48 d)
Dennis Miles CampbellWolf Group Capital Advisors otherSpire Wealth Management, LLC otherOtherJan 8, 2008Feb 8, 2008 (31 d)
Robert B JorgensenAscentia Capital Partners, LLC otherSpire Wealth Management, LLC otherOtherDec 31, 2007Aug 29, 2016 (3164 d)
Liliana Niloufar MolinaAmeriprise Financial Services, LLC national BDSpire Wealth Management, LLC otherOtherAug 16, 2007Aug 17, 2007
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130 moves match.