| Todd Paul Redd | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Jul 21, 2022 | Feb 22, 2013 |
| Chandra Ellen Halverson | Bok Financial Advisors BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jun 3, 2022 | Oct 6, 2022 (125 d) |
| Dak H Spivey | Morgan Stanley wirehouse | Creative Planning Institutional Advisors, LLC institutional | Other | May 18, 2022 | Aug 10, 2022 (84 d) |
| Michelle Klein | Edward Jones national BD | Creative Planning Institutional Advisors, LLC institutional | Other | May 11, 2022 | Aug 2, 2022 (83 d) |
| Cullen Krull Reif | Kestra Advisory Services, LLC BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | May 4, 2022 | Aug 10, 2022 (98 d) |
| Stephen Adam Mazer | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Apr 14, 2022 | Apr 15, 2022 |
| Cord Anthony Adams | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Apr 14, 2022 | Apr 19, 2022 |
| Jonathan Clinton Campbell | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Apr 14, 2022 | Apr 19, 2022 |
| Bradford Peter White | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Apr 14, 2022 | Apr 14, 2022 |
| Marie Norkett | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Apr 14, 2022 | Apr 19, 2022 |
| Kyle Robert Seeman | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Apr 14, 2022 | Apr 15, 2022 |
| Steven Samuel Sansone | World Investment Advisors, LLC institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Mar 16, 2022 | Mar 17, 2022 |
| Stephan John Miskjian | World Investment Advisors, LLC institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Mar 16, 2022 | Mar 17, 2022 |
| Ryan A Maglio | Capital One Investing, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Mar 15, 2022 | Mar 17, 2022 |
| Henry Dean Levis | Beacon Pointe Advisors, LLC independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Feb 18, 2022 | Feb 17, 2023 (364 d) |
| Nolan James Early | Osaic Advisory Services, LLC BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 26, 2022 | Mar 9, 2022 (42 d) |
| James Dean Mcdonald | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Nov 9, 2021 |
| Jennifer Marie Jorgenson | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Nov 18, 2021 |
| Daniel Robert Stewart | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Sep 30, 2022 (267 d) |
| John Michael Ehlers | Onedigital institutional | Creative Planning Institutional Advisors, LLC institutional | Other | Jan 6, 2022 | Dec 22, 2021 |
| Matthew Craig Hammonds | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2021 | Sep 22, 2003 |
| William Robert Posch | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2021 | Jan 9, 2015 |
| Arlie Wilson Green | Mjm401k, LLC no RAUM | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 14, 2021 | Dec 22, 2021 |
| Irving Monroe Isaacson | Mjm401k, LLC no RAUM | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 14, 2021 | Nov 9, 2021 |
| Maria Linda Kamin | C-J Advisory, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 8, 2021 | Dec 22, 2021 |
| Janet Lucinda Josselyn | C-J Advisory, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 8, 2021 | Nov 3, 2021 |
| Thomas William Goldman | C-J Advisory, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 8, 2021 | Nov 9, 2021 |
| Alexis Erin Gallati | Forta Financial Group, Inc. independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Oct 4, 2021 | Jan 1, 2026 (1550 d) |
| Marc A Schmeeckle | Principal Securities, Inc. BD affiliated | Creative Planning Institutional Advisors, LLC institutional | Other | Jul 27, 2021 | Jul 27, 2021 |
| Lukas Joseph Arnerich | Arnerich Massena, Inc. mixed wealth | Creative Planning Institutional Advisors, LLC institutional | Other | Dec 31, 2020 | Apr 1, 2021 (91 d) |
| Panfilo Costantini | World Investment Advisors, LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Nov 18, 2020 | Dec 3, 2020 |
| Scott Robertson Ondek | World Investment Advisors, LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Nov 4, 2020 | Nov 5, 2020 |
| Margarita Cross | Morgan Stanley wirehouse | Creative Planning Institutional Advisors, LLC other | Other | Aug 21, 2020 | Sep 17, 2020 |
| Rodney Balbuena | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Jul 6, 2020 | May 6, 2015 |
| Robert John Noll | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | May 11, 2020 | Sep 14, 2016 |
| James Derrick Henry | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 20, 2019 | Dec 8, 2016 |
| Deanna Powell Spivey | Principal Securities, Inc. BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 20, 2019 | Jan 29, 2020 (40 d) |
| Chad Kennedy Olson | RBC Capital Markets, LLC national BD | Creative Planning Institutional Advisors, LLC other | Other | Dec 4, 2019 | Nov 21, 2019 |
| Derrick Kyle Byrd | First Horizon Advisors, Inc mixed wealth | Creative Planning Institutional Advisors, LLC other | Other | Sep 27, 2019 | Apr 20, 2020 (206 d) |
| John Ahern Lockwood | Invesco Advisers, Inc. asset manager | Creative Planning Institutional Advisors, LLC institutional | Other | Sep 11, 2019 | Oct 26, 2023 (1506 d) |
| Brandon Loza | E*Trade Capital Management, LLC independent RIA | Creative Planning Institutional Advisors, LLC institutional | Other | Jul 18, 2019 | Apr 30, 2024 (1748 d) |
| Lisa Marie Drake | Wealthspire Retirement Advisory institutional | Creative Planning Institutional Advisors, LLC other | Other | May 20, 2019 | Jul 29, 2019 (70 d) |
| Thomas John Demko | Bay Mutual Financial LLC other | Creative Planning Institutional Advisors, LLC other | Other | Jan 2, 2019 | Aug 27, 2018 |
| Richard A Ginel | Cetera Advisor Networks LLC BD affiliated | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2018 | Aug 14, 2013 |
| Zachary Craig Smith | J.P. Morgan Securities LLC wirehouse | Creative Planning Institutional Advisors, LLC other | Other | Oct 12, 2018 | Oct 30, 2018 |
| Nicholas Stephen Lamb | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Creative Planning Institutional Advisors, LLC other | Other | Oct 11, 2018 | Oct 8, 2018 |
| Lucas M Barton | Lockton Investment Advisors, LLC institutional | Creative Planning Institutional Advisors, LLC other | Other | Sep 17, 2018 | Oct 10, 2018 |
| Eric Zachary Weissman | Forusall other | Creative Planning Institutional Advisors, LLC other | Other | Mar 6, 2018 | Apr 3, 2018 |
| Matthew Thomas Anderson | Cetera Advisor Networks LLC other | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2017 | Apr 20, 2015 |
| Maria Louise Callaghan | Twin Focus Capital Partners, LLC other | Creative Planning Institutional Advisors, LLC other | Other | Sep 7, 2017 | Nov 7, 2017 (61 d) |
| Ryan Scott Manaker | Sageview Private Client Group, LLC no RAUM | Creative Planning Institutional Advisors, LLC other | Other | Jul 12, 2017 | Aug 24, 2018 (408 d) |
| Christopher Charles Martin | U.S. Bancorp Investments, Inc. other | Creative Planning Institutional Advisors, LLC other | Other | Mar 24, 2017 | Apr 4, 2017 |
| Ji Mi Kim | Park Avenue Securities LLC other | Creative Planning Institutional Advisors, LLC other | Other | Dec 20, 2016 | May 9, 2017 (140 d) |
| Daniel John Costigan | Amundi Pioneer Institutional Asset Management, Inc. other | Creative Planning Institutional Advisors, LLC other | Other | Aug 19, 2016 | Jun 25, 2020 (1406 d) |
| Jacob Samuel Oshaughnessy | Arnerich Massena, Inc. other | Creative Planning Institutional Advisors, LLC other | Other | Jun 10, 2016 | Apr 13, 2016 |
| Stuart James Payment | Arnerich Massena, Inc. other | Creative Planning Institutional Advisors, LLC other | Other | Jun 10, 2016 | Apr 8, 2016 |
| Ann Felkner Cheu | Precept Advisory Group LLC other | Creative Planning Institutional Advisors, LLC other | Other | May 13, 2016 | May 11, 2016 |
| John Mack Majors | Sageview Private Client Group, LLC no RAUM | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2015 | Dec 14, 2011 |
| Douglas Anthony Webster | Sageview Private Client Group, LLC no RAUM | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2015 | Sep 26, 2011 |
| Brien Todd Stewart | Sageview Private Client Group, LLC no RAUM | Creative Planning Institutional Advisors, LLC other | Other | Dec 31, 2015 | Jan 3, 2012 |