DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Timothy Lavine | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Andrew James Cloose | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2026 | Apr 20, 2026 |
| Dakota M Boughton | Edward Jones national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2026 | Apr 16, 2026 |
| David Morgan | Simplicity Wealth mixed wealth | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2026 | Sep 2, 2026 (140 d) |
| James Emery Schutz | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Apr 15, 2026 |
| Randy Wayne Schwartz | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 10, 2026 |
| Shannon Jeanette Ross | Lighthouse Financial LLC no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Apr 14, 2026 | Jun 1, 2020 |
| Jodi Michele Amos | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 13, 2026 |
| Newlin Van Kirk Archinal | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 13, 2026 | Apr 13, 2026 |
| Darin Gene Luze | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 2, 2026 |
| Tamira Dee Eberhardt | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| James Lavern Cox | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Matthew Lawrence Dixon | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Jacob Miller | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Alexander Daniel Dixon | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Talya Dineen Shellito | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 1, 2026 |
| Stuart Wally Blankenship | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Apr 20, 2026 |
| Melissa Marie Dixon | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 6, 2026 |
| Daniel Frederick Baumgold | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 6, 2026 |
| Jason Matthew Selzer | Morgan Stanley wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 6, 2026 | Apr 9, 2026 |
| Jesse Julian Griffin | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Nov 26, 2025 |
| Gregory Gaston Gibson | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Mar 5, 2026 |
| Daniel H Motyl | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Dec 3, 2025 |
| Adam Scott Weiner | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Dec 1, 2025 |
| Michael Sean Primo | Dempsey Lord Smith, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 3, 2026 | Nov 25, 2025 |
| David Mathew Parent | Financial Vision Advisory Services, LLC unclassified | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Apr 2, 2026 | Dec 2, 2025 |
| Christopher Andrew Maniscalco | LPL Enterprise, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Jul 8, 2026 (97 d) |
| Stephen Russell Story | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 30, 2026 |
| Jordan Johnson | Edward Jones national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | May 19, 2026 (48 d) |
| Pablo Sotomayor | Corient independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 1, 2026 | Apr 3, 2026 |
| Eric Mcintyre | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 30, 2026 |
| Marco Fragnito | Prospera Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Apr 1, 2026 |
| Robert Ricardo Fragnito | Prospera Financial Services, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2026 | Mar 31, 2026 |
| Stephan Claus Oster | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 26, 2026 |
| Amanda S Fischer | Osaic Wealth, Inc. BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 26, 2026 |
| Karey Hensley Rebello | Lsf Capital LLC unclassified | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Mar 26, 2026 | Feb 22, 2026 |
| Darryl Jerome Fyall | LPL Enterprise, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 21, 2026 |
| Christopher Turner | J.P. Morgan Securities LLC wirehouse | Cambridge Investment Research Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 25, 2026 | May 5, 2026 (41 d) |
| Krystal M Massey | Edward Jones national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 17, 2026 |
| Vanessa Anne Colburn | Edward Jones national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Mar 17, 2026 |
| Joseph Michael Bozo | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 22, 2026 (36 d) |
| Darien Scott Vvenker | Belpointe Asset Management LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2026 | Mar 25, 2026 |
| Caden Robert Lee | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 23, 2026 (37 d) |
| Jordan John Olson | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Apr 23, 2026 (37 d) |
| Michelle Lynn Martin | Phillips Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2026 | Feb 27, 2026 |
| Michael J Sedam | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 11, 2026 |
| Ryan Michael Evans | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 9, 2026 |
| Jay Ronald Otto | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 24, 2026 |
| Fred G Horrocks | International Assets Investment Management, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Feb 17, 2026 |
| Cecilia Christina Shepherd | Navigation Wealth Management independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2026 | Dec 16, 2025 |
| Harriet Clare Hubbell | Dmkc Advisory Services, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2026 | Jul 22, 2026 (140 d) |
| Robert Munroe | Commonwealth Financial Network national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 2, 2026 |
| Shannon H Hardiek | Phillips Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Feb 27, 2026 |
| Tyler Charles Linkowski | Maia Wealth independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Mar 24, 2026 |
| Bradley A.J. Wadkins | Phillips Financial independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 2, 2026 | Feb 27, 2026 |
| Charlene Ann Laney | LPL Financial LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Feb 17, 2026 |
| Christopher Robert Sampers | Sfi Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2026 | Jan 2, 2026 |
| Connor Tarleton | Sfi Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2026 | Jan 12, 2026 |
| Garrett Austin Futch | Sfi Advisors, LLC independent RIA | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 19, 2026 | Jan 5, 2026 |
| Lauren Louise Clark | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 23, 2026 |
4,179 moves match.