DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bb&T Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Wallace KlingJoyn Advisors, Inc. independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 3, 2018Oct 12, 2018
Michael Patrick O'KeefeTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2018Sep 25, 2018
David Noel BowmanTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 28, 2018Sep 25, 2018
Jason Blair DavisLPL Financial LLC independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 27, 2018Sep 18, 2018
David Philip KirbyJ.J.B. Hilliard, W.L. Lyons, LLC independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2018Aug 31, 2018
Matthew Alan HaleJ.J.B. Hilliard, W.L. Lyons, LLC independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 5, 2018Aug 31, 2018
Krista Tuell BowenLPL Financial LLC independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 27, 2018Aug 14, 2018
Jimmy Allen BarkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2018Aug 24, 2018
Carol Ann JacksonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2018Aug 24, 2018
Charles Thomas KeeneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 24, 2018Aug 24, 2018
Joseph W CremenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 20, 2018Aug 15, 2018
Jack BellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2018Aug 23, 2018
Owen Montgomery WilsonUBS Financial Services Inc. wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 16, 2018Aug 7, 2018
Nicholas Charles EyCetera Investment Advisers LLC BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2018Oct 12, 2018 (58 d)
Michael John CichonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 9, 2018Aug 8, 2018
Stephen Michael TucciTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 9, 2018Aug 6, 2018
Tabitha J ConcepcionTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2018Aug 15, 2018
Joseph Arthur DiorioWells Fargo Advisors wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 23, 2018Jul 18, 2018
Bradley Alan HippsStrategic Advisers LLC national BDBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 12, 2018Dec 27, 2018 (168 d)
Christopher MarshCapital Investment Advisory Services, LLC BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2018Jul 11, 2018
Mary Kay ElliottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2018Jun 21, 2018
Donald William BescherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2018Jun 21, 2018
Michelle A DeesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2018Jun 21, 2018
Christopher B PetersMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2018Jun 21, 2018
Kyle E. OrlinskiIntegrated Wealth Concepts LLC independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 15, 2018Jun 5, 2018
Tina Marie MunroeWells Fargo Advisors wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 12, 2018Jun 22, 2018
William Matthew PalmerTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2018Jun 7, 2018
Drewry IsaacsonFifth Third Securities, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2018Jun 7, 2018
Scott Allen TilleyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 6, 2018May 8, 2018
Vicki Underwood BertholomeyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 6, 2018May 8, 2018
Victoria Lynn TiehenTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2018Jun 4, 2018
Robert Derick WaltersJ.P. Morgan Securities LLC wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 31, 2018May 18, 2018
Jeremy Blaine StaussUmb Financial Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 30, 2018Jun 15, 2018
Justin Ray HissongPnc Wealth Management BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 18, 2018May 16, 2018
Edwin A WarrenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 16, 2018Jul 3, 2018 (48 d)
Diane L ManninoMML Investors Services, LLC BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 8, 2018May 23, 2018
Larry Carlton MiltonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2018May 7, 2018
Philip T. GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2018May 4, 2018
Michelle RoushMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2018May 4, 2018
Robert Edward BrownMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 7, 2018May 4, 2018
Robert Arthur NeedhamHorace Mann Investors, Inc. no RAUMBb&T Securities, LLC BD affiliatedOtherApr 30, 2018Nov 16, 2018 (200 d)
Joseph Dennis BeaudoinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 23, 2018Apr 18, 2018
Loren Joseph GlaserTruist Advisory Services, Inc. BD affiliatedBb&T Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 4, 2018Apr 19, 2018
Brian Robert PomanteTruist Advisory Services, Inc. otherBb&T Securities, LLC BD affiliatedOtherMar 19, 2018Apr 9, 2018
Diane Parke ParmeleIndependent Advisor Alliance, LLC otherBb&T Securities, LLC otherOtherMar 16, 2018Oct 10, 2017
Brian Paul KleinWells Fargo Advisors wirehouseBb&T Securities, LLC otherOtherMar 12, 2018Mar 14, 2018
Micah Jarett CharynFirst Horizon Advisors, Inc otherBb&T Securities, LLC BD affiliatedOtherMar 6, 2018Mar 30, 2018
Pamela Lee CallahanTruist Advisory Services, Inc. otherBb&T Securities, LLC otherOtherMar 5, 2018Mar 16, 2018
Fernando PosadaInvestment Professionals, Inc. otherBb&T Securities, LLC otherOtherMar 5, 2018Mar 6, 2018
Elizabeth K. BrownStrategic Advisers LLC national BDBb&T Securities, LLC otherOtherMar 4, 2018Feb 27, 2018
Thomas Goodwin RoedigerPnc Wealth Management BD affiliatedBb&T Securities, LLC otherOtherFeb 26, 2018Feb 26, 2018
Christopher Charles TurnerTruist Advisory Services, Inc. otherBb&T Securities, LLC otherOtherFeb 22, 2018Feb 21, 2018
Edward Ladd CurrensMorgan Stanley wirehouseBb&T Securities, LLC otherOtherFeb 20, 2018Mar 6, 2018
Robin Lanise GravesPnc Wealth Management BD affiliatedBb&T Securities, LLC otherOtherFeb 13, 2018Feb 26, 2018
James Douglas JonesThrivent Investment Management Inc. otherBb&T Securities, LLC otherOtherFeb 7, 2018Feb 6, 2018
Ernest O MillerCoppell Advisory Solutions LLC independent RIABb&T Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 1, 2018Mar 13, 2019 (405 d)
Eric Laurin JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBb&T Securities, LLC otherOtherJan 31, 2018Feb 1, 2018
Sarah B PollingerWells Fargo Advisors wirehouseBb&T Securities, LLC otherOtherJan 26, 2018Jan 18, 2018
Terry Charles PrinceWells Fargo Advisors wirehouseBb&T Securities, LLC otherOtherJan 24, 2018Jan 24, 2018
James Bryan ChandlerWells Fargo Advisors wirehouseBb&T Securities, LLC otherOtherJan 24, 2018Jan 24, 2018
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298 moves match.