DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Alphastar Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Michael GoodmanCoppell Advisory Solutions LLC independent RIAAlphastar Capital Management independent RIARIA to RIAAug 30, 2023Oct 24, 2023 (55 d)
Joseph M AltmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAlphastar Capital Management independent RIAWirehouse to independent RIAJul 10, 2023Jan 1, 2025 (541 d)
Conrad Jordan PhillipsTactical Investment Advisors, LLC state registeredAlphastar Capital Management independent RIAOtherJun 5, 2023Jul 24, 2023 (49 d)
Curtis Dean ConeSymmetry Partners independent RIAAlphastar Capital Management otherOtherApr 12, 2023Jul 10, 2017
Donald Ray RiceSolomon Api LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 24, 2023Mar 28, 2024 (398 d)
David Ryan SpethmannAmeriprise Financial Services, LLC national BDAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2022Oct 25, 2022
Matthew M StrzelczykBrookstone Capital Management LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJul 5, 2022Jun 30, 2026 (1456 d)
Jeff S. CalhounTransamerica Financial Advisors, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2022Jul 19, 2022 (46 d)
Lisa Lorraine SpurlockAe Wealth Management, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2022Apr 2, 2024 (725 d)
Stephen James SchneiderAe Wealth Management, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2022Aug 20, 2025 (1230 d)
Kia Xiong-YangAe Wealth Management, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 15, 2022Apr 12, 2022
Douglas David HorneSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Aug 9, 2021
Darwin Douglas JohnsonSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jun 23, 2021
John Fulton EvansSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Aug 2, 2021
David Leon CoweeSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
Jarrod Paul NullSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
Lukas Ray SmithSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 16, 2021
Jeffrey Pierce AtchisonSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
Patrick Joseph WehrlySageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 21, 2021
Joseph William WehrlySageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 19, 2021
David Orlando PerezSageguard Financial Group, LLC independent RIAAlphastar Capital Management independent RIARIA to RIADec 7, 2021Jul 16, 2021
Jimmy Dale LongBison Wealth, LLC mixed wealthAlphastar Capital Management independent RIARIA to RIANov 12, 2021Nov 16, 2021
Robin Michael SlaughterMaximum Advisory state registeredAlphastar Capital Management independent RIAOtherOct 20, 2021Dec 20, 2021 (61 d)
Duke Michael SmithRooted Wealth Advisors independent RIAAlphastar Capital Management independent RIARIA to RIASep 1, 2021Jan 6, 2022 (127 d)
Paul Scott TaylorAdvisory Alpha, LLC mixed wealthAlphastar Capital Management independent RIARIA to RIAJul 8, 2021Aug 4, 2021
Gina MazzadraMorgan Stanley wirehouseAlphastar Capital Management independent RIAWirehouse to independent RIAJun 8, 2021Jun 17, 2021
Eric Rogers GaddyShankland Financial Advisors, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAApr 15, 2021Oct 18, 2023 (916 d)
Rufus Mack HunleyArp Advisors, LLC unclassifiedAlphastar Capital Management independent RIAOtherApr 15, 2021Oct 23, 2020
Nicholas Adam BourAgile Wealth Partners state registeredAlphastar Capital Management independent RIAOtherMar 24, 2021Feb 16, 2021
Kevin DauphineeEagle Strategies LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2021Mar 9, 2021
Thomas Brian HayesMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 17, 2021 (34 d)
Richard Todd BakerMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 16, 2021 (33 d)
Michael David AushermanMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 17, 2021 (34 d)
Shawn Patrick LeeMilestone Asset Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAFeb 11, 2021Mar 17, 2021 (34 d)
Logan Scott RamerRegal Investment Advisors LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Dec 14, 2020
Nicholas Bryant SmithRegal Investment Advisors LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 4, 2021Dec 14, 2020
Jonathan Patrick BlevinsAdvice And Planning Services BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIANov 13, 2020Feb 16, 2021 (95 d)
Debra Jeanne CarmodyShankland Financial Advisors, LLC independent RIAAlphastar Capital Management independent RIARIA to RIASep 24, 2020Aug 31, 2022 (706 d)
Jacob Alexander SerfasAe Wealth Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJul 31, 2020Nov 6, 2020 (98 d)
John Nicholas MurphyBankers Life Advisory Services, Inc. BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2020Jun 12, 2020
Benjamin A FuchsSimplyria Advisor Network independent RIAAlphastar Capital Management independent RIARIA to RIAJul 6, 2020Jun 22, 2020
Troy Michael DipreAe Wealth Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJul 2, 2020Jun 29, 2020
Kimsey Allen HollifieldBrookstone Wealth Advisors, LLC independent RIAAlphastar Capital Management independent RIARIA to RIAJun 25, 2020Jun 25, 2020
Brian R BachMML Investors Services, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2020Jul 2, 2020
Scott James JacobMML Investors Services, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJun 15, 2020Jul 2, 2020
Richard JakielCambridge Investment Research Advisors, Inc. BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 24, 2020Mar 24, 2020
Richard Anthony BerryBerry Financial Securities, LLC unclassifiedAlphastar Capital Management independent RIAOtherFeb 14, 2020Feb 6, 2020
Reid MathewsBerry Financial Securities, LLC unclassifiedAlphastar Capital Management independent RIAOtherFeb 14, 2020Feb 5, 2020
Belinda Rose FoxTransamerica Financial Advisors, LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 29, 2020Jan 28, 2020
Lawrence Neil LotwinGlobal Financial Private Capital, Inc. independent RIAAlphastar Capital Management independent RIARIA to RIAJan 17, 2020Oct 29, 2020 (286 d)
David Andrew WeilandRegal Investment Advisors LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2020Feb 18, 2020 (39 d)
Isaiah SmithRegal Investment Advisors LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAJan 3, 2020Jan 16, 2020
Shannon Matthew DuggerWoodbury Financial Services, Inc. BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2019Jan 8, 2020
Michael Kent PetticordHorter Investment Management, LLC independent RIAAlphastar Capital Management independent RIARIA to RIANov 29, 2019Dec 10, 2019
Amanda Mchugh StilwellRegal Investment Advisors LLC BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIANov 26, 2019Dec 3, 2019
Robert Anthony BeargieRaymond James Financial Services Advisors, Inc BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 24, 2019Feb 15, 2022 (845 d)
Alan Brokenburr RayMutual Of Omaha Investor Services, Inc. no RAUMAlphastar Capital Management independent RIAOtherOct 10, 2019Nov 4, 2019
John Donald StoverTriumph Wealth Advisors, Inc. independent RIAAlphastar Capital Management independent RIARIA to RIAOct 9, 2019Jul 15, 2019
Phillip HuffGolden Reserve Retirement, LLC independent RIAAlphastar Capital Management independent RIARIA to RIASep 30, 2019Oct 23, 2019
Joseph Frank GrimsicPnc Wealth Management BD affiliatedAlphastar Capital Management independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2019Oct 23, 2019 (78 d)
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204 moves match.