DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Investment Centers Of America, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Dale Allen CarlsonCetera Investment Advisers LLC otherInvestment Centers Of America, Inc. otherOtherNov 24, 2014Nov 24, 2014
Adam M LeachFintegra, LLC otherInvestment Centers Of America, Inc. otherOtherNov 21, 2014Nov 21, 2014
Merissa Joleen PerkinsFintegra, LLC otherInvestment Centers Of America, Inc. otherOtherNov 21, 2014Nov 21, 2014
Craig Albert WassenaarLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherNov 13, 2014Nov 3, 2014
Guy Lamar JamesInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherOct 14, 2014Oct 1, 2014
Cody Ray FlattUsadvisors Wealth Management, LLC otherInvestment Centers Of America, Inc. otherOtherOct 9, 2014Oct 3, 2014
Tony ChangBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherSep 29, 2014Sep 18, 2014
David Todd GibbBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherSep 29, 2014Sep 18, 2014
Jaret Clinton MutterSuntrust Investment Services, Inc. otherInvestment Centers Of America, Inc. otherOtherAug 25, 2014Aug 18, 2014
Tiffany Renee RawlingSuntrust Investment Services, Inc. otherInvestment Centers Of America, Inc. otherOtherAug 21, 2014Aug 15, 2014
Andrew Thomas SchenkerSuntrust Investment Services, Inc. otherInvestment Centers Of America, Inc. otherOtherAug 21, 2014Aug 21, 2014
Cara Diane SnowdonMorgan Stanley wirehouseInvestment Centers Of America, Inc. otherOtherAug 5, 2014Aug 4, 2014
Kevin Paul MorkasselEdward Jones national BDInvestment Centers Of America, Inc. otherOtherJul 21, 2014Jul 31, 2014
Derrick GirardPark Avenue Securities LLC otherInvestment Centers Of America, Inc. otherOtherJul 16, 2014Aug 28, 2014 (43 d)
Eric Alan BrownRichardson Capital Management, LLC otherInvestment Centers Of America, Inc. otherOtherJul 11, 2014Jul 15, 2014
Nathan W RainboltU.S. Bancorp Investments, Inc. otherInvestment Centers Of America, Inc. otherOtherJul 8, 2014Jul 2, 2014
Tim Xuan HaEquitable Advisors, LLC national BDInvestment Centers Of America, Inc. otherOtherMay 19, 2014Jul 8, 2014 (50 d)
Michelle Lynn TolmoffLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherMay 13, 2014Jun 12, 2014
Karla Jill BrownNorthwestern Mutual Investment Services,LLC otherInvestment Centers Of America, Inc. otherOtherMay 8, 2014May 9, 2014
Samuel T MortonInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherMar 4, 2014Feb 27, 2014
Louis Joseph WasilewskiMidwestern Securities Trading Co.,LLC otherInvestment Centers Of America, Inc. otherOtherFeb 28, 2014Feb 28, 2014
Jeffrey David BittnerMainstay Capital Management, LLC otherInvestment Centers Of America, Inc. otherOtherFeb 13, 2014Feb 10, 2014
Lauren Grace PepeT. Rowe Price Advisory Services, Inc. no RAUMInvestment Centers Of America, Inc. otherOtherJan 16, 2014Jan 23, 2014
Norman Todd CoatesCapital One Financial Advisors LLC unclassifiedInvestment Centers Of America, Inc. otherOtherDec 23, 2013Jan 3, 2014
Darin Gerard SvihovecSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherNov 18, 2013Nov 1, 2013
Steven J LynchCetera Investment Advisers LLC otherInvestment Centers Of America, Inc. otherOtherNov 12, 2013Nov 12, 2013
Jesse David WagnerSii Investments, Inc. otherInvestment Centers Of America, Inc. otherOtherSep 6, 2013Apr 9, 2009
Brian Deen LahueLincoln Investment otherInvestment Centers Of America, Inc. otherOtherAug 28, 2013Aug 26, 2013
Andrew J HaskellMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseInvestment Centers Of America, Inc. otherOtherAug 2, 2013Aug 1, 2013
Kenneth Alan VargasCapital One Financial Advisors LLC unclassifiedInvestment Centers Of America, Inc. otherOtherJul 23, 2013Jul 17, 2013
Thomas Jason CowellMidwestern Securities Trading Co.,LLC otherInvestment Centers Of America, Inc. otherOtherJul 19, 2013Jul 22, 2013
Glenn Homer GriffinInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 10, 2013May 13, 2013
Daniel Joseph DurantPark Avenue Securities LLC otherInvestment Centers Of America, Inc. otherOtherApr 2, 2013Mar 22, 2013
Shannon London SmithSecurities America Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherFeb 22, 2013Mar 27, 2013 (33 d)
David Samuel BarryBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherFeb 21, 2013Mar 11, 2013
Susan Agnes HancockBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherFeb 11, 2013Feb 19, 2013
Bradley Ray DewaldEagle Strategies LLC otherInvestment Centers Of America, Inc. otherOtherJan 11, 2013Jul 15, 2013 (185 d)
Joseph Carl DellutriT. Rowe Price Advisory Services, Inc. no RAUMInvestment Centers Of America, Inc. otherOtherJan 4, 2013Jan 15, 2013
Donn L RutledgeMorgan Stanley wirehouseInvestment Centers Of America, Inc. otherOtherNov 1, 2012Oct 21, 2013 (354 d)
Michael P BrunoT. Rowe Price Advisory Services, Inc. no RAUMInvestment Centers Of America, Inc. otherOtherOct 5, 2012Oct 30, 2012
James Robert AbernethyLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherOct 3, 2012Sep 19, 2012
Daniel Alan BenzerEdward Jones national BDInvestment Centers Of America, Inc. otherOtherSep 4, 2012Sep 4, 2012
John Eric NewellBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherAug 28, 2012Aug 21, 2012
Jim Alan YockeyInvestment Professionals, Inc. otherInvestment Centers Of America, Inc. otherOtherAug 20, 2012Aug 6, 2012
John Arthur MartinFintegra, LLC otherInvestment Centers Of America, Inc. otherOtherAug 17, 2012Sep 4, 2012
Douglas AllenLPL Financial LLC otherInvestment Centers Of America, Inc. otherOtherJul 26, 2012Jul 11, 2012
William James MarkovichRaymond James Financial Services Advisors, Inc otherInvestment Centers Of America, Inc. otherOtherJul 11, 2012Jul 10, 2012
Dustin WeaverCuso Financial Services, L.P. otherInvestment Centers Of America, Inc. otherOtherJun 29, 2012Jun 26, 2012
Jason Paul WardSecurian Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 22, 2012Jun 21, 2012
Jason Lee KleemeierWoodbury Financial Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 7, 2012Jun 4, 2012
Stephanie Lynn LeducRaymond James Financial Services Advisors, Inc otherInvestment Centers Of America, Inc. otherOtherJun 5, 2012Jul 10, 2012 (35 d)
Rock Allen MirichValic Financial Advisors, Inc. otherInvestment Centers Of America, Inc. otherOtherFeb 16, 2012Feb 13, 2012
Steven John BerryWells Fargo Advisors wirehouseInvestment Centers Of America, Inc. otherOtherJan 24, 2012Jan 20, 2012
Jeffrey Allan EckertBancwest Investment Services, Inc. (Bwis) otherInvestment Centers Of America, Inc. otherOtherJan 19, 2012Jan 17, 2012
Andrew BarnickCuna Brokerage Services, Inc. otherInvestment Centers Of America, Inc. otherOtherJan 17, 2012Jan 23, 2014 (737 d)
Spencer Reed HuggettH. Beck, Inc. otherInvestment Centers Of America, Inc. otherOtherOct 26, 2011Oct 27, 2011
Kevin Michael BettingerMorgan Stanley wirehouseInvestment Centers Of America, Inc. otherOtherOct 25, 2011Oct 17, 2011
William Lister MastenUvest Financial Services Group, Inc. unclassifiedInvestment Centers Of America, Inc. otherOtherSep 21, 2011Sep 19, 2011
Jerry D PylesUvest Financial Services Group, Inc. unclassifiedInvestment Centers Of America, Inc. otherOtherSep 8, 2011Sep 8, 2011
Gregory Allen CovaltUvest Financial Services Group, Inc. unclassifiedInvestment Centers Of America, Inc. otherOtherSep 8, 2011Sep 6, 2011
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187 moves match.