DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Girard Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Gregory W Markman	LPL Financial LLC other	Girard Securities, Inc. other	Other	Dec 7, 2011	Jan 12, 2012 (36 d)
James P Donahue	LPL Financial LLC other	Girard Securities, Inc. other	Other	Nov 7, 2011	Oct 21, 2011
Brandon M Ross	LPL Financial LLC other	Girard Securities, Inc. other	Other	Nov 7, 2011	Oct 21, 2011
Konstantin Chrenow	Centaurus Financial, Inc. other	Girard Securities, Inc. other	Other	May 12, 2011	May 19, 2011
David John Allred	Equitable Advisors, LLC national BD	Girard Securities, Inc. other	Other	Apr 25, 2011	Apr 18, 2011
Lori Lynn Baneck	Securian Financial Services, Inc. other	Girard Securities, Inc. other	Other	Feb 28, 2011	Feb 28, 2011
William Ray Lindsey	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Feb 11, 2011	Mar 3, 2011
Jeffrey Reed Nesseth	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Feb 11, 2011	Feb 28, 2011
Dennis Dale Mesward	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Feb 11, 2011	Feb 15, 2011
Jeffrey Dalton Reddick	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Feb 11, 2011	Feb 25, 2011
Gerald Paul Dietz	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Feb 11, 2011	Apr 7, 2011 (55 d)
Jeffery Adam Hardin	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Feb 11, 2011	Feb 7, 2011
Clarence Joseph Anderson	Sterne Agee Investment Advisor Services, Inc. other	Girard Securities, Inc. other	Other	Dec 31, 2010	Dec 21, 2010
John Philip Edgar	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Nov 26, 2010	Nov 24, 2010
William Owen Wright	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Oct 6, 2010	Jan 3, 2011 (89 d)
Myron Anthony Owens	Strategic Legacy Advisors, Inc. unclassified	Girard Securities, Inc. other	Other	Sep 17, 2010	May 29, 2012 (620 d)
Dwain Lee Owens	Strategic Legacy Advisors, Inc. unclassified	Girard Securities, Inc. other	Other	Sep 17, 2010	Feb 17, 2012 (518 d)
Royce Todd Ruth	Strategic Legacy Advisors, Inc. unclassified	Girard Securities, Inc. other	Other	Sep 17, 2010	Feb 17, 2012 (518 d)
Bruce Edwin Johnson	Strategic Legacy Advisors, Inc. unclassified	Girard Securities, Inc. other	Other	Sep 17, 2010	Feb 17, 2012 (518 d)
Ryan Scott Ruth	Strategic Legacy Advisors, Inc. unclassified	Girard Securities, Inc. other	Other	Sep 17, 2010	Feb 17, 2012 (518 d)
James Matthew Chaney	Wells Fargo Advisors wirehouse	Girard Securities, Inc. other	Other	Aug 27, 2010	Sep 16, 2011 (385 d)
Shannon Lee Messersmith	Transamerica Financial Advisors, LLC other	Girard Securities, Inc. other	Other	Aug 16, 2010	Aug 20, 2010
Thad Robert Dunn	Wells Fargo Advisors wirehouse	Girard Securities, Inc. other	Other	Jul 15, 2010	Jul 15, 2010
Stace J Jensen	Osaic Fa, Inc. other	Girard Securities, Inc. other	Other	Jul 15, 2010	Oct 13, 2010 (90 d)
Jerald Larson Dunn	Wells Fargo Advisors wirehouse	Girard Securities, Inc. other	Other	Jul 15, 2010	Jul 15, 2010
Michael Paul Jurgensen	Northwestern Mutual Investment Services,LLC other	Girard Securities, Inc. other	Other	Jul 2, 2010	Jul 7, 2010
Christopher Keith Wilkinson	Micg Investment Management, LLC unclassified	Girard Securities, Inc. other	Other	May 7, 2010	May 12, 2010
Mark Ray Clark	Qa3 Financial LLC unclassified	Girard Securities, Inc. other	Other	Mar 11, 2010	Mar 4, 2010
Andrew Kent Toolson	Key Investment Services LLC other	Girard Securities, Inc. other	Other	Feb 1, 2010	Jan 25, 2012 (723 d)
Julia Rong Cheng	Pruco Securities, LLC other	Girard Securities, Inc. other	Other	Jan 21, 2010	Jan 4, 2010
Keith Ronan Nielsen	Next Financial Group, Inc. other	Girard Securities, Inc. other	Other	Dec 31, 2009	Feb 10, 2010 (41 d)
James Ordell Judd	Oswald Financial, Inc. unclassified	Girard Securities, Inc. other	Other	Dec 1, 2009	Feb 1, 2006
Guy Jude Landolfi	Avantax Advisory Services other	Girard Securities, Inc. other	Other	Nov 3, 2009	Dec 2, 2009
Jeffery Wayne Kesting	Equitable Advisors, LLC national BD	Girard Securities, Inc. other	Other	Jul 29, 2009	Aug 1, 2009
Erin Murray Williams	Financial Counseling Resources LLC other	Girard Securities, Inc. other	Other	Jul 28, 2009	Jul 17, 2009
Michael Bruce Keeler	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	May 7, 2009	May 5, 2009
Patrick Allen Lee	Cambridge Investment Research Advisors, Inc. other	Girard Securities, Inc. other	Other	Apr 13, 2009	Apr 8, 2009
Davee Nobuyoshi Hazama	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Mar 18, 2009	Mar 19, 2009
Michael William Jarvis	Equitable Advisors, LLC national BD	Girard Securities, Inc. other	Other	Mar 16, 2009	Mar 9, 2009
Natasha Cher Verbsky	Equitable Advisors, LLC national BD	Girard Securities, Inc. other	Other	Mar 16, 2009	Mar 12, 2009
Mark Angelo Militello	Next Financial Group, Inc. other	Girard Securities, Inc. other	Other	Jan 22, 2009	Jan 12, 2009
Stefany Tegeler Schade	Next Financial Group, Inc. other	Girard Securities, Inc. other	Other	Jan 21, 2009	Jan 15, 2009
Robert Styles Davenport	Voya Financial Advisors, Inc. other	Girard Securities, Inc. other	Other	Nov 5, 2008	Nov 3, 2008
Kathleen Hogan Fanelli	Oppenheimer & Co. Inc. other	Girard Securities, Inc. other	Other	Sep 18, 2008	Dec 2, 2015 (2631 d)
Kathleen Ashley Tyler	Security Capital Management other	Girard Securities, Inc. other	Other	Sep 16, 2008	Aug 15, 2008
Kwintone Wade Houberg-Lawton	Securian Financial Services, Inc. other	Girard Securities, Inc. other	Other	Aug 12, 2008	Aug 13, 2008
Andrew D Martin	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Jul 16, 2008	Jul 15, 2008
Gene Alen De Young	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Jun 13, 2008	Jun 13, 2008
Patrick Amaya	Msi Financial Services, Inc. other	Girard Securities, Inc. other	Other	Jan 25, 2008	Jan 28, 2008
Phillip Ernest Cook	Cambridge Investment Research Advisors, Inc. other	Girard Securities, Inc. other	Other	Aug 17, 2007	Jul 23, 2007
Kevin W Foote	Ken Stern & Associates Inc other	Girard Securities, Inc. other	Other	Mar 15, 2007	Jan 31, 2007
Kevin Michael Murphy	Securian Financial Services, Inc. other	Girard Securities, Inc. other	Other	Feb 1, 2007	Feb 5, 2007
Gary Wayne Morris	Professional Advisory Services,Inc. unclassified	Girard Securities, Inc. other	Other	Nov 23, 2006	Jul 8, 2008 (593 d)
Patricia Margaret Kappen	Investors Capital Advisory other	Girard Securities, Inc. other	Other	Sep 28, 2006	Sep 21, 2006
Constance Miller Cook	Td Ameritrade, Inc. no RAUM	Girard Securities, Inc. other	Other	Jun 15, 2006	Jun 8, 2006
Andrew Burton Labas	UBS Financial Services Inc. wirehouse	Girard Securities, Inc. other	Other	Mar 13, 2006	Feb 17, 2006
Brent Michael Pahnke	RBC Capital Markets, LLC national BD	Girard Securities, Inc. other	Other	Mar 10, 2006	Feb 22, 2006
Caroline Marie Girgis	Ameriprise Financial Services, LLC national BD	Girard Securities, Inc. other	Other	Mar 1, 2006	Mar 1, 2006
Andrew Yorisato Wasa	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Feb 17, 2006	Mar 2, 2010 (1474 d)
Henry Joseph Ferry	Sagepoint Financial, Inc. other	Girard Securities, Inc. other	Other	Feb 17, 2006	Mar 2, 2010 (1474 d)

Page 2 of 3Previous Next

146 moves match.