DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bancwest Investment Services, Inc. (Bwis)

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Hamza FarooqueeRaymond James & Associates, Inc. national BDBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherJul 3, 2019Jul 3, 2019
Luke James GebertMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJun 7, 2019Jun 13, 2019
Robert GallagherVoya Investment Management Co. LLC asset managerBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMay 31, 2019Jun 23, 2020 (389 d)
Robby William EngeldingerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankMay 21, 2019May 21, 2019
Sadia HasanU.S. Bancorp Advisors, LLC BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherApr 8, 2019Apr 26, 2019
Ronald FisherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankMar 15, 2019Apr 9, 2019
Mathew MillerJ.P. Morgan Securities LLC wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankMar 15, 2019Apr 8, 2019
Jae YuBny Mellon Advisors, Inc. independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankMar 1, 2019May 7, 2019 (67 d)
Jacob Andrew GolterWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2019Feb 27, 2019
Landon Mark JensenWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 27, 2019Dec 4, 2019 (280 d)
Matthew ParkerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 21, 2019May 23, 2019 (91 d)
Diane CoffmanWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 20, 2019Feb 28, 2019
Ricardo J SantamariaMorgan Stanley wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 19, 2019Mar 8, 2019
Jason Masaaki TajimaWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJan 22, 2019Jan 22, 2019
Batkhuu BatjargalEdward Jones national BDBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherJan 3, 2019Feb 14, 2019 (42 d)
Jared Millard Joseph SkinnerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankDec 18, 2018Dec 10, 2018
Christian MasariegoFidelity Personal And Workplace Advisors BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2018Apr 16, 2019 (119 d)
Kwadwo Opoku AdutwumCitigroup Global Markets Inc. BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherNov 28, 2018Nov 6, 2018
Jordan Albert QuinnPersonal Capital Advisors Corporation independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankNov 15, 2018Nov 2, 2018
Adam Christopher BeckMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankNov 9, 2018Nov 19, 2018
Amr ElgamalWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankOct 19, 2018Oct 18, 2018
Alton Sidney FabreMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankOct 2, 2018Oct 17, 2019 (380 d)
Randall SilvaPnc Managed Account Solutions, Inc. BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherSep 12, 2018Apr 25, 2019 (225 d)
Brunai Alia JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankSep 11, 2018Sep 12, 2018
Matthew OrianTd Ameritrade, Inc. no RAUMBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherSep 7, 2018Mar 28, 2022 (1298 d)
Ruben TarkhanyanAssetmark, Inc. BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherAug 30, 2018Apr 4, 2019 (217 d)
Jacob Christopher SomeroMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankAug 28, 2018Aug 24, 2018
Oscar Ruben RamirezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankAug 22, 2018Sep 12, 2018
Skyler HulslanderPrivate Advisor Group, LLC independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2018Jul 2, 2018
Joseph AdaFidelity Personal And Workplace Advisors BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2018Aug 24, 2018
Cameron L DotyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2018Aug 3, 2018
John Alfred MathisonWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJul 31, 2018Aug 9, 2018
Luke Austin MccaslinWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJul 19, 2018Jul 20, 2018
Jason MeiwesWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJul 17, 2018Aug 8, 2018
Frank N. LizotteJ.P. Morgan Securities LLC wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJul 11, 2018Jul 17, 2018
Jeff Brian YankauskasMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJul 3, 2018Jul 6, 2018
Ross Warren BensonWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJun 29, 2018Jul 19, 2018
Chad Ryan MilesMML Investors Services, LLC BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherJun 26, 2018Jul 5, 2018
Jeremy J. HolmWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankJun 19, 2018Jul 2, 2018
Joan Lynn StoddardLearnvest Planning Services, LLC no RAUMBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherJun 11, 2018Aug 29, 2019 (444 d)
Cristian Patrick SpenceMorgan Stanley wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankMay 21, 2018Jul 11, 2018 (51 d)
Charles O HopkinsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankMay 14, 2018May 3, 2018
Eric PenaThornburg Investment Management Inc asset managerBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMay 3, 2018May 3, 2018
Robert Clifford GeweckeE*Trade Capital Management, LLC independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankApr 30, 2018Sep 1, 2018 (124 d)
Carlos Sergio Torres NegronMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankApr 23, 2018May 4, 2018
Robert Douglas WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankApr 2, 2018Nov 26, 2018 (238 d)
Derek Paul SubotickiStrategic Advisers LLC national BDBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherMar 31, 2018Sep 14, 2018 (167 d)
Richard AbarcaPruco Securities, LLC BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherMar 30, 2018Apr 9, 2018
Scott Allan WilsonCetera Investment Advisers LLC otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 28, 2018Apr 10, 2018
John LeeTd Ameritrade Investment Management, LLC independent RIABancwest Investment Services, Inc. (Bwis) BD affiliatedRIA to affiliated broker-dealer or bankMar 28, 2018Apr 4, 2018
Stephen In Hee LeeAdvice And Planning Services otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 18, 2018Apr 21, 2018 (34 d)
Frank SanchezComerica Securities bank affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 16, 2018Mar 21, 2018
Michael Adams RouseArbor Point Advisors otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 13, 2018Mar 20, 2018
Robert J LewisSecurities America Advisors, Inc. otherBancwest Investment Services, Inc. (Bwis) BD affiliatedOtherMar 12, 2018Mar 20, 2018
Anthony M DomenellaScottrade Investment Management BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018May 16, 2018 (69 d)
Jacob Joseph MeisScottrade Investment Management BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Jan 28, 2019 (326 d)
Elaine Yefun LeeU.S. Bancorp Advisors, LLC BD affiliatedBancwest Investment Services, Inc. (Bwis) BD affiliatedAffiliated broker-dealer or bank to anotherMar 6, 2018Mar 15, 2018
Samuel Thomas CarlsonMorgan Stanley wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankMar 6, 2018Jun 20, 2018 (106 d)
Dan Michael SantillanWells Fargo Advisors wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 21, 2018Feb 28, 2018
Andrew JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBancwest Investment Services, Inc. (Bwis) BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 9, 2018Feb 6, 2018
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503 moves match.