DFX Intelligence
Advisor moves
Arrivals at Mariner Independent
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Adam Mazer | Cetera Investment Advisers LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 19, 2024 | Jan 17, 2024 |
| Craig Robert Norris | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 3, 2024 |
| Daniel Carl Saladino | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 2, 2024 | Jan 4, 2024 |
| John Han | United Capital Financial Advisors independent RIA | Mariner Independent independent RIA | RIA to RIA | Nov 9, 2023 | Oct 13, 2023 |
| Christopher Vail Maxtone-Graham | Morgan Stanley wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Nov 1, 2023 | Oct 30, 2023 |
| Brett James Thomas | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2023 | May 5, 2022 |
| Eden Jiwon Chang | Hightower Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 22, 2023 | May 19, 2026 (1001 d) |
| Christian Mclam Hutchins | Hightower Advisors, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 7, 2023 | Aug 4, 2023 |
| Aaron Mazer | J.P. Morgan Securities LLC wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Jul 31, 2023 | Jul 31, 2023 |
| Bryant Alexander Ruano | Vim Wealth Management, LLC state registered | Mariner Independent independent RIA | Other | Jul 17, 2023 | Jun 30, 2023 |
| Evan T Beach | Campbell Wealth Management, Inc. independent RIA | Mariner Independent independent RIA | RIA to RIA | Jul 10, 2023 | Jul 10, 2023 |
| Cheryl Ann Sutter | Ameriprise Financial Services, LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2023 | Dec 2, 2024 (518 d) |
| Michael Stanley Burr | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2023 | May 5, 2022 |
| David Adam Solomon | LPL Financial LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2023 | May 15, 2023 |
| Aryeh Moses Mentzel | Gladstone Wealth Partners BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2023 | May 15, 2023 |
| Daniel Adam Lindenberg | Goldman Sachs Wealth Services, L.P. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2023 | Sep 5, 2023 (133 d) |
| Keith Andrew Plywaczynski | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Apr 4, 2023 |
| Tara Marie Hill | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 3, 2023 | Apr 4, 2023 |
| Chad P Tramp | Choreo, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Mar 31, 2023 | Apr 24, 2025 (755 d) |
| Phillipe Elizee Paret | Vim Wealth Management, LLC state registered | Mariner Independent independent RIA | Other | Mar 31, 2023 | Feb 1, 2023 |
| Anthony Nicholas Ferraiolo | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2023 | May 4, 2022 |
| David Trejo | Valtrion Capital Management, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Jan 6, 2023 | Nov 7, 2023 (305 d) |
| Marcus Vann Griffin | Narrow Gate Wealth Management LLC unclassified | Mariner Independent independent RIA | Other | Dec 31, 2022 | Aug 29, 2022 |
| Alfred Alexander Cantilina | Ernst & Young Investment Advisers Llp no RAUM | Mariner Independent independent RIA | Other | Dec 20, 2022 | Dec 5, 2022 |
| Robert Everett Ciullo | Alera Investment Advisors, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Dec 6, 2022 | Apr 1, 2024 (482 d) |
| Christopher Sean Brown | Patriot Investment Management Group Inc independent RIA | Mariner Independent independent RIA | RIA to RIA | Nov 21, 2022 | Dec 2, 2022 |
| Joel Suarez | Voya Financial Advisors, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 10, 2022 | Nov 7, 2022 |
| Audry J Batiste | Redrock Wealth Management, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Oct 3, 2022 | Nov 1, 2022 |
| Fred Francis Liebau | Cwm, LLC BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2022 | Sep 14, 2022 |
| Niraj Chhabra | Ameriprise Financial Services, LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2022 | Jul 8, 2022 |
| Ian David Murray | Ameriprise Financial Services, LLC national BD | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2022 | Jul 11, 2022 |
| Rachel Ann Vega | Mariner BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Jun 2, 2022 |
| Brandon M Berman | Polaris Wealth Advisory Group independent RIA | Mariner Independent independent RIA | RIA to RIA | May 20, 2022 | Apr 22, 2022 |
| Omar A Morillo | Octavia Wealth Advisors LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | May 16, 2022 | May 24, 2022 |
| Chase Wilson Mauro | UBS Financial Services Inc. wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | May 3, 2022 | Apr 22, 2022 |
| Keith J. Feinberg | Cerity Partners LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Apr 25, 2022 | Apr 4, 2022 |
| Kevin Patrick Barlow | Composition Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Feb 28, 2022 | Mar 1, 2022 |
| Danielle Rebecca Bronner | Composition Wealth, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Feb 28, 2022 | Mar 1, 2022 |
| Chadwick Ryan Canine | Choreo, LLC independent RIA | Mariner Independent independent RIA | RIA to RIA | Feb 24, 2022 | Mar 10, 2022 |
| Geoffrey H Hoatson | Concourse Financial Group Advisors BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2021 | Dec 7, 2021 |
| Chase Rene Sandera | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Mariner Independent independent RIA | Wirehouse to independent RIA | Sep 27, 2021 | Sep 30, 2021 |
| Regan Michael Takes | Heacock & Jones Financial Services, Inc. independent RIA | Mariner Independent independent RIA | RIA to RIA | Jul 28, 2021 | Apr 8, 2026 (1715 d) |
| Erin Nicole Zylka | Resolute Wealth Advisor, Inc. independent RIA | Mariner Independent independent RIA | RIA to RIA | Jun 10, 2021 | Jun 3, 2021 |
| Gurpreet J Khalsa | Morgan Stanley wirehouse | Mariner Independent no RAUM | Other | Oct 29, 2020 | Oct 15, 2020 |
| Branch Patrick Lawson | Truewealth Management independent RIA | Mariner Independent no RAUM | Other | Aug 27, 2020 | Sep 4, 2020 |
| Charles Raymond Mays | Sloan Investment Management, L.L.C. independent RIA | Mariner Independent no RAUM | RIA to a newly registered adviser | Jul 13, 2020 | Jul 7, 2020 |
| Jesse Joel Brown | Osaic Wealth, Inc. BD affiliated | Mariner Independent independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2019 | Jan 30, 2024 (1552 d) |
| Amelia Clifford Ostenson | Homrich Berg other | Mariner Independent independent RIA | Other | Feb 26, 2018 | Oct 7, 2025 (2780 d) |
| Michael Stewart Glenn | Oppenheimer & Co. Inc. other | Mariner Independent independent RIA | Other | Oct 18, 2016 | Jan 6, 2025 (3002 d) |
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109 moves match.