DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hornor, Townsend & Kent, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Amalfis E Sepulveda | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Jun 30, 2025 (293 d) |
| Jonathan Andrew Rains | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Aug 19, 2024 | Jul 2, 2024 |
| Shawn Mcgoveran | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 9, 2024 |
| Stephen Neal Karp | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Jul 11, 2024 |
| Bryce Hefner | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jul 11, 2024 | Jul 2, 2024 |
| Rory Patrick Faherty | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 17, 2024 |
| Jordan Raul Foe | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2024 | Aug 22, 2024 (62 d) |
| Karolyn Joy Wotring | Northwestern Mutual Investment Services,LLC no RAUM | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jun 7, 2024 | Jan 8, 2025 (215 d) |
| Spencer Phillips | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 20, 2024 |
| Steven Dolan | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 13, 2024 |
| Kristy Hillukka | Thrivent Investment Management Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | May 29, 2024 |
| Robert Paul Wilson | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | May 20, 2024 |
| Jeffrey Alan Duncan | Triumph Wealth Advisors, Inc. independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 20, 2024 | May 20, 2024 |
| Elizabeth Janine Kassen | LPL Financial LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2024 | Apr 24, 2024 |
| Charles Abraham Chomali | Equitable Advisors, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Jun 7, 2024 |
| Troy Arlington Barrow | Federal Prep independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2024 | Jul 3, 2024 (58 d) |
| Drew Harshaw | Truist Advisory Services, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | May 6, 2024 |
| Jeffery Keith Belzeski | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Jul 26, 2024 (92 d) |
| Micah Tiensung Wei | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Jul 2, 2024 (70 d) |
| Kyle Alan Ruiter | Transamerica Financial Advisors, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 19, 2024 | Apr 11, 2024 |
| Aaron Wesley Howard | Delphi Wealth Partners state registered | Hornor, Townsend & Kent, LLC BD affiliated | Other | Mar 25, 2024 | Jan 25, 2024 |
| Anthony Conde | Principal Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2024 | Mar 18, 2024 |
| Mirmehdi Hussain | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2024 | Apr 26, 2024 (81 d) |
| Kendra Gray | LPL Financial LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 23, 2024 |
| Allen Keller | G. A. Repple & Company BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 24, 2024 |
| Gregory James Kallus | Calderwood Financial Strategies, Inc. institutional | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jan 11, 2024 | Mar 20, 2024 (69 d) |
| Philip Chukwuezugo Onochie | Transamerica Financial Advisors, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Mar 11, 2025 (436 d) |
| Douglas Henderson Frye | Brookstone Capital Management LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 17, 2023 | Nov 20, 2023 |
| Kaylynne Elise Willis | Valic Financial Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 16, 2023 | Oct 3, 2023 |
| Ashok Hiralal Sanghavi | Retirement Income Management, Inc. unclassified | Hornor, Townsend & Kent, LLC BD affiliated | Other | Nov 3, 2023 | Nov 1, 2023 |
| Timothy Schumacher | Cambridge Investment Research Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 16, 2023 |
| Micheal James Foster | Valic Financial Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2023 | Dec 7, 2023 (37 d) |
| Leah Grace Williams | Eagle Strategies LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Nov 10, 2023 |
| David Earl Hartley | Valic Financial Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2023 | Oct 5, 2023 |
| Alan Scott Barrier | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2023 | Sep 5, 2023 |
| Kenneth Roger Lake | Park Avenue Securities LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2023 | Sep 5, 2023 |
| Pegge Ann Barrier | Osaic Wealth, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2023 | Sep 5, 2023 |
| Matthew Black | Alphastar Capital Management independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 31, 2023 | Nov 22, 2023 (83 d) |
| Larry Dale Roby | Brookstone Capital Management LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2023 | Aug 16, 2023 |
| David Eric Globke | Brookstone Capital Management LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2023 | Aug 30, 2023 |
| Melody Joy Pinkston | Brookstone Capital Management LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2023 | Aug 30, 2023 |
| Kristopher Olsen | LPL Financial LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 15, 2023 | Aug 7, 2023 |
| Daniel John Wilson | Main Street Investors, LLC state registered | Hornor, Townsend & Kent, LLC BD affiliated | Other | Aug 7, 2023 | Jan 1, 2025 (513 d) |
| Franklin Mauricio Canales Navas | Alphastar Capital Management independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 3, 2023 | Aug 23, 2023 |
| John Donald Stover | Alphastar Capital Management independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 2, 2023 | Aug 2, 2023 |
| Mustaque Haider Choudhury | Oneamerica Securities, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2023 | Aug 1, 2023 |
| Joseph V Guevara | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jan 8, 2025 (539 d) |
| Cliff S Duester | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Jul 12, 2023 |
| Christopher Michael Davey | Excel Wealth Management, LLC institutional | Hornor, Townsend & Kent, LLC BD affiliated | Other | Jul 11, 2023 | Jan 30, 2024 (203 d) |
| Janssen Gray Breeden | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 11, 2023 |
| Paul Bednarczyk | Ameriprise Financial Services, LLC national BD | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jan 29, 2024 (216 d) |
| Ben Jeffrey Hamblen | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2023 | Jun 30, 2023 |
| Timothy Ryan Hall | Cwm, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jan 7, 2025 (581 d) |
| Roman Inochovsky | Modern Capital Advisors, LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | May 3, 2023 |
| Isaac Mark Critchlow | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 22, 2023 | May 18, 2023 |
| Jhereg Fillmore | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | Dec 19, 2023 (214 d) |
| Darcy Campbell Ridge | Vineyard Financial Partners unclassified | Hornor, Townsend & Kent, LLC BD affiliated | Other | May 2, 2023 | May 2, 2023 |
| Olivia Brown | Strategic Advocates, LLC independent RIA | Hornor, Townsend & Kent, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2023 | May 17, 2023 |
| Anthony Joseph D'Angelo | Tlg Advisors, Inc. BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2023 | Apr 6, 2023 |
| Bradley Patrick Konawalik | MML Investors Services, LLC BD affiliated | Hornor, Townsend & Kent, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Mar 23, 2023 |
639 moves match.