DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Hilltop Securities Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Jude Laborde | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2021 | Jul 15, 2021 |
| Hunter Ryan Sims | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 1, 2021 |
| Nicholas C. Mcmahan | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 4, 2021 |
| Jennifer Lee Huber | Momentum Independent Network Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2021 | Oct 22, 2025 (1636 d) |
| Juan A Guerrero | Focus Financial independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 27, 2021 | May 10, 2021 |
| Megan Marissa Rahmes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 3, 2021 | Dec 6, 2021 (278 d) |
| Hunter Lee Coleman | Raymond James & Associates, Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2021 | Jan 25, 2021 |
| Diane Tyll Binford | Momentum Independent Network Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 4, 2021 | May 7, 2021 (123 d) |
| Grant Everette Finney | Fidelity Personal And Workplace Advisors BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2020 | Mar 4, 2022 (470 d) |
| Parrish Ketely Braden | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 15, 2020 | Sep 11, 2020 |
| Victoria Leigh Capella | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2020 | Aug 3, 2022 (694 d) |
| Michael Joseph Kane | Pnc Managed Account Solutions, Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2020 | Aug 21, 2020 |
| Eric Gerard Kloppers | Raymond James Financial Services Advisors, Inc BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 19, 2020 |
| Jarett Alan Brugger | Raymond James Financial Services Advisors, Inc BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2020 | Jun 19, 2020 |
| Reno Edward Jones | Raymond James Financial Services Advisors, Inc BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | Apr 30, 2020 |
| Daniel Wayne Steffes | Ameriprise Financial Services, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2019 | Nov 8, 2019 |
| Jonathan Evan Mcclellan | Fidelity Personal And Workplace Advisors BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2019 | Aug 29, 2019 |
| Jeffrey Neal Vanover | Ameriprise Financial Services, LLC national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 11, 2019 |
| William Fredric Kellogg | Iht Wealth Management LLC independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2019 | Jul 8, 2019 |
| Wesley James Darilek | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jun 17, 2019 |
| Saul Ernesto Lico | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 18, 2019 | Jun 14, 2019 |
| Ricardo De La Torre | Horace Mann Investors, Inc. no RAUM | Hilltop Securities Inc. BD affiliated | Other | Jun 17, 2019 | Dec 12, 2019 (178 d) |
| Nicholas Jon Damico | Personal Capital Advisors Corporation independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2019 | Feb 19, 2019 |
| Maricelda Franco | Momentum Independent Network Inc. BD affiliated | Hilltop Securities Inc. other | Other | Feb 8, 2019 | Dec 19, 2016 |
| Traci Kurtz | Next Financial Group, Inc. independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 6, 2019 | Mar 4, 2019 |
| Jeffrey Garland Keene | Edward Jones national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 28, 2019 |
| Eric Ralph Prall | Ross, Sinclaire & Associates, LLC independent RIA | Hilltop Securities Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 20, 2018 | Nov 19, 2018 |
| Christopher Murray | Momentum Independent Network Inc. BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Oct 24, 2018 |
| Patrick Michael Sweeney | Morgan Stanley wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2018 | May 28, 2019 (239 d) |
| Yichuan Li | Morgan Stanley wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 17, 2018 | Apr 21, 2020 (613 d) |
| Vickie Sue Wise | Bok Financial Advisors BD affiliated | Hilltop Securities Inc. other | Other | Apr 20, 2018 | Mar 23, 2018 |
| Ronnie Carrol Davis | Bok Financial Advisors BD affiliated | Hilltop Securities Inc. other | Other | Apr 20, 2018 | Mar 23, 2018 |
| Leigh Ann Jeter Stanford | Charles Schwab & Co., Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2018 | Apr 24, 2018 |
| Javier Jaime Cardenas | Oppenheimer & Co. Inc. other | Hilltop Securities Inc. other | Other | Dec 1, 2017 | Nov 29, 2017 |
| Jonathan Mark Rawlings | Cetera Advisor Networks LLC other | Hilltop Securities Inc. BD affiliated | Other | Nov 13, 2017 | Sep 5, 2023 (2122 d) |
| John Christian Coyle | Oppenheimer & Co. Inc. other | Hilltop Securities Inc. other | Other | Aug 15, 2017 | Aug 11, 2017 |
| Thomas Brian Allred | Wells Fargo Advisors wirehouse | Hilltop Securities Inc. other | Other | Jun 1, 2017 | May 26, 2017 |
| Lacy Nicole Rogers | Morgan Stanley wirehouse | Hilltop Securities Inc. other | Other | Jun 1, 2017 | May 30, 2017 |
| Victor Fernand Medina | Morgan Stanley wirehouse | Hilltop Securities Inc. other | Other | Apr 26, 2017 | Apr 21, 2017 |
| Michael Rose | Morgan Stanley wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 4, 2017 | Jul 19, 2018 (471 d) |
| Tyler Paul Teter | Coppell Advisory Solutions LLC other | Hilltop Securities Inc. other | Other | Mar 29, 2017 | Mar 28, 2017 |
| Steven Jay Balaban | Wfg Advisors, LP other | Hilltop Securities Inc. other | Other | Feb 10, 2017 | Feb 10, 2017 |
| Jacob Andrew Edwards | Fsw Advisory Services Inc. other | Hilltop Securities Inc. other | Other | Dec 31, 2016 | Jan 25, 2016 |
| William Allen Barton | Msi Financial Services, Inc. other | Hilltop Securities Inc. other | Other | Dec 13, 2016 | Jan 9, 2017 |
| James Frederick Martin | UBS Financial Services Inc. wirehouse | Hilltop Securities Inc. other | Other | Sep 20, 2016 | Sep 9, 2016 |
| James Harold Harding | Morgan Stanley wirehouse | Hilltop Securities Inc. other | Other | Aug 16, 2016 | Jul 29, 2016 |
| Lisa A Fasse | Stifel, Nicolaus & Company, Incorporated national BD | Hilltop Securities Inc. other | Other | Jul 28, 2016 | Jul 8, 2016 |
| Lawrence Jude Messina | Stifel, Nicolaus & Company, Incorporated national BD | Hilltop Securities Inc. other | Other | Jul 28, 2016 | Jul 8, 2016 |
| Jennifer Lee Huber | Prospera Financial Services, Inc. other | Hilltop Securities Inc. other | Other | Jul 6, 2016 | Jul 5, 2016 |
| Paige Rexrode | Waddell & Reed other | Hilltop Securities Inc. other | Other | May 20, 2016 | May 9, 2016 |
| Karen Laura Caulfield | Voya Financial Advisors, Inc. other | Hilltop Securities Inc. other | Other | May 9, 2016 | Oct 7, 2016 (151 d) |
| Diarvonda Shicole Ransom | Momentum Independent Network Inc. other | Hilltop Securities Inc. other | Other | Feb 11, 2016 | Sep 25, 2015 |
| Andrew Corey Fass | Beverly Hills Wealth Management, LLC other | Hilltop Securities Inc. other | Other | Jan 19, 2016 | Dec 7, 2015 |
| Steven William Stahlberg | Beverly Hills Wealth Management, LLC other | Hilltop Securities Inc. other | Other | Jan 19, 2016 | Dec 7, 2015 |
| Kevin William Reilly | Cedar Capital, LLC no RAUM | Hilltop Securities Inc. other | Other | Sep 30, 2015 | Oct 19, 2015 |
| Matthew Arjeh Wollmann | Morgan Stanley wirehouse | Hilltop Securities Inc. other | Other | Sep 15, 2015 | Sep 8, 2015 |
| Michael Edward Forner | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. other | Other | Aug 25, 2015 | Aug 21, 2015 |
| Richard Louis Galen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. other | Other | Aug 25, 2015 | Aug 21, 2015 |
| Matthew M Sikorski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. other | Other | Jul 6, 2015 | Mar 15, 2016 (253 d) |
| Christine R Pagliaro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Hilltop Securities Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 2, 2015 | Oct 23, 2024 (3401 d) |
249 moves match.