| John Ryuichi Uyeki | Ifmg Securities, Inc. unclassified | Citizens Securities, Inc. other | Other | Aug 9, 2007 | Aug 9, 2007 |
| Michael Scott Gibson | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. other | Other | Jul 26, 2007 | Aug 27, 2007 (32 d) |
| Coleen C Paradissis | Huntington Financial Advisors other | Citizens Securities, Inc. other | Other | Jul 17, 2007 | Jul 26, 2007 |
| Gregory Michael Silva | Waddell & Reed other | Citizens Securities, Inc. other | Other | Jul 16, 2007 | Jul 18, 2007 |
| Emily B Fernberger | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Jun 26, 2007 | Aug 15, 2007 (50 d) |
| Ryan Paul Prokopius | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Jun 22, 2007 | Apr 28, 2017 (3598 d) |
| Peter Timothy Simpson | Morgan Stanley & Co. LLC unclassified | Citizens Securities, Inc. other | Other | Jun 18, 2007 | Aug 28, 2008 (437 d) |
| Russell Edward Harris | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | May 22, 2007 | Jan 22, 2008 (245 d) |
| Brian J Webb | Investors Capital Advisory other | Citizens Securities, Inc. other | Other | May 3, 2007 | May 15, 2007 |
| Charles Marion Fetters | Cuna Brokerage Services, Inc. other | Citizens Securities, Inc. other | Other | May 3, 2007 | May 3, 2007 |
| Darrell Anderson Smith | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. other | Other | Apr 17, 2007 | Aug 17, 2015 (3044 d) |
| Randy Edward Ball | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Apr 11, 2007 | Apr 20, 2007 |
| Daniel Friedrich Goss | Federated Investment Counseling other | Citizens Securities, Inc. other | Other | Apr 10, 2007 | Nov 12, 2015 (3138 d) |
| Mark Thomas Bourgeois | Fisher Investments other | Citizens Securities, Inc. other | Other | Mar 27, 2007 | Aug 30, 2007 (156 d) |
| Amy Jo Shope | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Mar 20, 2007 | Apr 10, 2007 |
| Brian Henry Bruscino | Natcity Investments, Inc. unclassified | Citizens Securities, Inc. other | Other | Mar 2, 2007 | Mar 12, 2007 |
| James Murray Elliott | Cuna Brokerage Services, Inc. other | Citizens Securities, Inc. other | Other | Feb 27, 2007 | Mar 2, 2007 |
| Jesse Zaragoza | Lasalle Financial Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Feb 26, 2007 | Feb 6, 2007 |
| Donald Alan Armstrong | Uvest Financial Services Group, Inc. unclassified | Citizens Securities, Inc. other | Other | Feb 24, 2007 | Jul 1, 2014 (2684 d) |
| James Wesley Oliver | Cetera Investment Services LLC other | Citizens Securities, Inc. other | Other | Feb 15, 2007 | Feb 21, 2007 |
| Christopher Allen Egli | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Citizens Securities, Inc. other | Other | Feb 7, 2007 | Feb 13, 2007 |
| Edward William Quirk | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Jan 30, 2007 | Jan 24, 2007 |
| Jacob Joshua Marley | John Hancock Distributors LLC unclassified | Citizens Securities, Inc. other | Other | Dec 31, 2006 | Oct 8, 2008 (647 d) |
| David Elson Palmiter | Hsbc Securities (USA) Inc. other | Citizens Securities, Inc. other | Other | Dec 4, 2006 | Nov 10, 2006 |
| Gabriel Nicholas Defeo | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Nov 22, 2006 | Dec 13, 2006 |
| James J Maloney | Chase Investment Services Corp. other | Citizens Securities, Inc. BD affiliated | Other | Nov 14, 2006 | Oct 14, 2020 (5083 d) |
| John Charles Salvaggio | Investors Capital Advisory other | Citizens Securities, Inc. other | Other | Nov 8, 2006 | Aug 3, 2007 (268 d) |
| Wayne P Sellar | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Oct 27, 2006 | Nov 3, 2006 |
| Bruce Richard Cooke | Wells Fargo Advisors wirehouse | Citizens Securities, Inc. other | Other | Oct 25, 2006 | Nov 1, 2006 |
| Paul Henry Melanson | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Oct 17, 2006 | Oct 19, 2006 |
| James Francis Davis | Fifth Third Securities, Inc. other | Citizens Securities, Inc. other | Other | Sep 8, 2006 | Sep 11, 2006 |
| Jennifer Lee O'Brien | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Aug 30, 2006 | Sep 1, 2006 |
| Kathryn A Genovese | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Aug 30, 2006 | Sep 12, 2006 |
| David Jason Bernstein | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Aug 18, 2006 | Aug 22, 2006 |
| Mary Ann Ernette | Uvest Financial Services Group, Inc. unclassified | Citizens Securities, Inc. other | Other | Jun 20, 2006 | Aug 14, 2006 (55 d) |
| Jeffrey Michael Causey | Citigroup Global Markets Inc. other | Citizens Securities, Inc. other | Other | May 8, 2006 | May 9, 2006 |
| Carla Ann Reilly | Chase Investment Services Corp. other | Citizens Securities, Inc. other | Other | Sep 6, 2005 | Oct 4, 2006 (393 d) |
| Francesco Paul Vitale | Td Ameritrade, Inc. no RAUM | Citizens Securities, Inc. other | Other | Aug 31, 2005 | Oct 12, 2006 (407 d) |
| Palmerino Pasquale Santaniello | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Aug 9, 2005 | Oct 4, 2005 (56 d) |
| Patricia Marie Curran | Strategic Advisers LLC national BD | Citizens Securities, Inc. other | Other | Aug 1, 2005 | May 10, 2006 (282 d) |
| Ryan J Kerr | UBS Financial Services Inc. wirehouse | Citizens Securities, Inc. other | Other | May 12, 2005 | May 26, 2005 |
| Augusto Pasquale La Torre | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Apr 20, 2005 | Sep 25, 2006 (523 d) |
| Craig R. Dumas | Securian Financial Services, Inc. other | Citizens Securities, Inc. other | Other | Mar 15, 2005 | Apr 6, 2005 |
| George Frank Mannella | Charter One Securities, Inc. unclassified | Citizens Securities, Inc. other | Other | Mar 14, 2005 | May 18, 2006 (430 d) |
| Stanko Pavlovic | Banc One Securities Corporation unclassified | Citizens Securities, Inc. other | Other | Mar 9, 2005 | Oct 26, 2006 (596 d) |
| Frank John Rosala | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Citizens Securities, Inc. other | Other | Mar 2, 2005 | Oct 28, 2014 (3527 d) |
| Michelle Rene Pommeranz | Uvest Financial Services Group, Inc. unclassified | Citizens Securities, Inc. other | Other | Mar 1, 2005 | Jun 13, 2007 (834 d) |
| Joseph Daniel Murphy | Cuna Brokerage Services, Inc. other | Citizens Securities, Inc. other | Other | Feb 11, 2005 | Mar 14, 2005 (31 d) |
| Patrick Charles Maher | Charter One Securities, Inc. unclassified | Citizens Securities, Inc. other | Other | Feb 4, 2005 | Oct 26, 2006 (629 d) |
| Michael Joseph Jennings | Charter One Securities, Inc. unclassified | Citizens Securities, Inc. other | Other | Feb 4, 2005 | Nov 9, 2006 (643 d) |
| Derek Jacob Wilhelm | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. other | Other | Jan 6, 2005 | Jun 9, 2005 (154 d) |
| Michael Lally | Banc Of America Investment Services, Inc. unclassified | Citizens Securities, Inc. other | Other | Jan 3, 2005 | Apr 12, 2005 (99 d) |
| Donald W Jenkins | Chittenden Securities, LLC. unclassified | Citizens Securities, Inc. other | Other | Jan 3, 2005 | Feb 1, 2005 |
| Matthew Douglas Lord | Putnam Investment Management, LLC other | Citizens Securities, Inc. other | Other | Dec 8, 2004 | Dec 14, 2004 |
| Joseph E Shea | Cetera Advisors LLC other | Citizens Securities, Inc. other | Other | Nov 19, 2004 | Jun 5, 2006 (563 d) |
| Glenn Andrew Gardiner | Mbsc, LLC unclassified | Citizens Securities, Inc. other | Other | Nov 3, 2004 | Nov 24, 2004 |
| Frank Paul Zocco | Quick & Reilly, Inc. unclassified | Citizens Securities, Inc. other | Other | Oct 12, 2004 | Oct 28, 2004 |
| Barry Kaiman | Morgan Stanley Dw Inc. unclassified | Citizens Securities, Inc. other | Other | Oct 1, 2004 | Sep 26, 2006 (725 d) |
| Brian A Mcdonald | Quick & Reilly, Inc. unclassified | Citizens Securities, Inc. BD affiliated | Other | Aug 13, 2004 | Sep 9, 2022 (6601 d) |
| James Thomas Tait | Quick & Reilly, Inc. unclassified | Citizens Securities, Inc. other | Other | Aug 6, 2004 | Aug 9, 2004 |