DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Capital Analysts

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark AyersVanguard Advisers, Inc. BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherAug 15, 2023Dec 4, 2023 (111 d)
Ryan J McmahonLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankAug 3, 2023Aug 4, 2021
Brandon Joseph ArmellaLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2023Jul 21, 2020
Daniel James PrenticeLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 5, 2023Feb 16, 2023
Brett James KubiakCambridge Investment Research Advisors, Inc. BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMay 19, 2023Jun 7, 2023
Leo Edwin RennerOsaic Fs, Inc. BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMay 1, 2023May 17, 2023
Ronald Thomas ReitzLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2023Jan 21, 2022
Alexondra Nicole BrouwerLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankApr 21, 2023Jan 16, 2019
Courtenay Marie LyonsLincoln Investment independent RIACapital Analysts otherOtherMar 10, 2023Aug 13, 2015
Carl Edward EricksonLincoln Investment independent RIACapital Analysts otherOtherMar 10, 2023Mar 2, 2015
Joseph Thomas NolaLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Apr 23, 2021
Michael J GarciaLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Aug 1, 2022
Mary P ZizumboLincoln Investment independent RIACapital Analysts otherOtherDec 31, 2022Mar 28, 2015
Jose GautierLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 22, 2022Jul 30, 2018
Tanner Jay BettsLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 16, 2022Sep 28, 2018
Robert C CapuanoLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2022Sep 26, 2019
Tyler Caldwell CurtisLincoln Investment independent RIACapital Analysts otherOtherDec 8, 2022Nov 13, 2014
Michael Ara SarafianLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankDec 8, 2022May 25, 2021
Michael Gallagher CollinsLincoln Investment independent RIACapital Analysts otherOtherNov 28, 2022Apr 7, 2014
James Raymond ConnerFirst Command Advisory Services BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 17, 2022Dec 12, 2022
Justin Travis HardyLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 17, 2022Jul 25, 2022
Luis Alejandro VeraLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 17, 2022Aug 27, 2021
Brandon LopezExecutive Wealth Management, LLC independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2022Nov 28, 2022
Richard William WassonCommonwealth Financial Network national BDCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 4, 2022Nov 7, 2022
Matthew Allen PetersenLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankOct 27, 2022Aug 4, 2022
Ernest Brad HatleyLincoln Investment independent RIACapital Analysts otherOtherOct 10, 2022May 18, 2016
Jarrod Levi MoreauLincoln Investment independent RIACapital Analysts otherOtherSep 29, 2022Jun 5, 2012
Attilio Anthony FoschiniLincoln Investment independent RIACapital Analysts otherOtherSep 27, 2022Mar 10, 2015
Brett Thomas CiarloLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Apr 15, 2015
Margherita Sandra FoschiniLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Apr 15, 2015
Anne Marie SaguisagLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022May 27, 2015
Christopher Lawrence ClelandLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022May 20, 2015
Paul ShortierLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Mar 10, 2017
Jay M SabotLincoln Investment independent RIACapital Analysts otherOtherSep 26, 2022Apr 29, 2014
Matthew DogaliLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankSep 26, 2022Nov 13, 2019
Joel Austin CravenHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherAug 15, 2022Aug 15, 2022
Michael Joseph CayenLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2022Oct 30, 2019
James Mark CurryLincoln Investment independent RIACapital Analysts otherOtherAug 1, 2022Mar 23, 2016
Daniel Cameron PottsHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherJul 26, 2022Jul 12, 2022
Meredith Anne MussmannLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2022May 12, 2022
Aaron Anton MilneLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 30, 2022Jul 16, 2019
Kaleigh Ann PriceLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 24, 2022Jan 3, 2020
Charles PoseyLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 14, 2022Apr 18, 2022
Michael Christopher CrokerHorace Mann Investors, Inc. no RAUMCapital Analysts BD affiliatedOtherJun 13, 2022Jun 13, 2022
William Gene BianchiLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2022May 13, 2021
Scott NordstromLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMay 13, 2022Feb 1, 2022
Emily MooreCommonwealth Financial Network national BDCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherApr 29, 2022Dec 14, 2022 (229 d)
Katy Demarco BiddleLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2022Jan 4, 2021
Minka MukaW&S Brokerage Services, Inc. BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2022Mar 30, 2022
Christopher Alan LukasMariner BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2022Mar 7, 2022 (31 d)
David LefebreLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2022May 13, 2021
Adam Keith FergusonLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2022Jan 14, 2022
Nicholas John SchlagheckLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherJan 11, 2022Jun 26, 2020
Jack D BrannanLincoln Investment BD affiliatedCapital Analysts otherOtherJan 4, 2022Jun 5, 2012
Paul Timothy ReidyLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2021Nov 21, 2019
Lori Jean SiroLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021May 13, 2021
Justin Raymond AlbrechtMML Investors Services, LLC BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 14, 2021Dec 10, 2021
Jared Reed WeissLincoln Investment BD affiliatedCapital Analysts otherOtherDec 3, 2021Apr 13, 2016
Korey Michael KnepperLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherDec 3, 2021Mar 8, 2021
Pranav S PatelLincoln Investment BD affiliatedCapital Analysts BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2021Dec 17, 2019
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400 moves match.