DFX Intelligence
Advisor moves
Arrivals at Osaic Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Natalie Joy Brent | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 5, 2024 | Jan 5, 2024 |
| Kevin Glen Ward | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 5, 2024 | Jan 5, 2024 |
| Kindra Jean Byerly | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 5, 2024 | Jan 5, 2024 |
| Alexis Ann Zuccaro | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 5, 2024 | Jan 5, 2024 |
| Jared Paul Remesz | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 5, 2024 | Jan 5, 2024 |
| Morgan Callahan Golich | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jan 5, 2024 | Jan 12, 2024 |
| Elizabeth Nora Mcgee | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Dec 15, 2023 | Dec 15, 2023 |
| Samuel Lewis Keck | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 10, 2023 |
| Ronald Lee Johnson | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 10, 2023 |
| Ike J Kutter | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 13, 2023 |
| Jeremy Robert Fortin | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Nov 10, 2023 |
| Kevin John Woodcheke | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2023 | Oct 4, 2023 |
| Jennifer Lynn Jensen | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2023 | Oct 30, 2023 |
| Neal Aaron Slafsky | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 25, 2023 |
| Daniel Carlos Rodriguez | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 26, 2023 |
| Heather Buckridge | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2023 | Sep 27, 2023 |
| Wilmer Ernesto Fernandez Dominguez | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 13, 2023 |
| Karen Pena | United Capital Financial Advisors BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Oct 12, 2023 |
| Lindsay Griesemer | Northwestern Mutual Investment Services,LLC no RAUM | Osaic Advisory Services, LLC BD affiliated | Other | Sep 14, 2023 | Sep 11, 2023 |
| Latrica Birgan | Primerica Advisors national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 13, 2023 | Sep 14, 2023 |
| James Christopher Aiello | Atlas Private Wealth Management, LLC independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2023 | Aug 11, 2023 |
| Jeffery Michael Darwish | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2023 | Aug 17, 2023 |
| Olivia Burke Casper | Robert W. Baird & Co. Incorporated mixed wealth | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 25, 2023 | Jul 24, 2023 |
| Sarah Lauren White | Prospera Financial Services, Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 29, 2023 | Jul 10, 2023 |
| Allison Nicole Ardingo | Cetera Investment Advisers LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2023 | Jun 28, 2023 |
| Fabrizio Giacona | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jun 15, 2023 | Jun 15, 2023 |
| Robert Anderson Pearl | Creative Planning Institutional Advisors, LLC institutional | Osaic Advisory Services, LLC BD affiliated | Other | Jun 15, 2023 | Jun 15, 2023 |
| Lester Wade Jones | Primerica Advisors national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 2, 2023 |
| Christopher Wesley Bush | Primerica Advisors national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jun 2, 2023 |
| Anu Sharma | J.P. Morgan Securities LLC wirehouse | Osaic Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 26, 2023 | May 25, 2023 |
| Douglas Harry Barton | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Joshua Scott Griffin | Spc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 18, 2023 |
| Tyler Justin Wright | Schwab Wealth Advisory, Inc. no RAUM | Osaic Advisory Services, LLC BD affiliated | Other | Apr 5, 2023 | Mar 31, 2023 |
| Michael Vincent Papa | Spire Wealth Management, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2023 | Mar 3, 2023 |
| Parker Maxwell Marsh | J. W. Cole Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2023 | Feb 13, 2023 |
| Lonn Eric Lebo | LPL Financial LLC independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 18, 2023 | Jan 9, 2023 |
| Richard Paul Matthews | Cetera Advisor Networks LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Dec 9, 2022 |
| Alan Michael Jotkoff | Jotkoff Financial Services, Inc. unclassified | Osaic Advisory Services, LLC BD affiliated | Other | Oct 26, 2022 | Apr 13, 2022 |
| Kim Marie James | Jotkoff Financial Services, Inc. unclassified | Osaic Advisory Services, LLC BD affiliated | Other | Oct 26, 2022 | May 6, 2022 |
| Ryan Philip Jotkoff | Jotkoff Financial Services, Inc. unclassified | Osaic Advisory Services, LLC BD affiliated | Other | Oct 26, 2022 | Apr 28, 2022 |
| Robert Kyle Gabhart | B Riley Wealth Management BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2022 | May 6, 2022 |
| Brian Matthew Cartier | Allegheny Investments independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2022 | Feb 14, 2022 (31 d) |
| Patrick Rankin Chitwood | Acg Wealth Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 30, 2021 | Nov 30, 2021 |
| Kathryn Ellen Emling | Securities America Advisors, Inc. BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Jul 26, 2021 |
| Linda Rae Bruininga | Fsc Securities Corporation BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 8, 2021 |
| Yisen Cai | Mercer Global Advisors Inc. independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 24, 2021 | Aug 13, 2021 |
| John Robert Hachey | Wells Fargo Advisors wirehouse | Osaic Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 14, 2021 | Sep 9, 2021 |
| Rikk Rodriguez | Wells Fargo Advisors wirehouse | Osaic Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 8, 2021 | Sep 7, 2021 |
| David Wayne Hudson | Money Concepts Advisory Service BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 1, 2021 | Sep 1, 2021 |
| Wade Norman Roberts | Wells Fargo Advisors wirehouse | Osaic Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2021 | Jul 30, 2021 |
| Jeremy T Rivers | Pruco Securities, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2021 | Jul 27, 2021 |
| Torsten Saile | Sequoia Wealth Management, LLC independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2021 | Mar 29, 2021 |
| Tyler Wilhelm Saile | Sequoia Wealth Management, LLC independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 30, 2021 | Mar 29, 2021 |
| Gerald Wayne Nackers | Triad Advisors, LLC BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2021 | Sep 28, 2020 |
| Ralph Leslie Thrush | Ameriprise Financial Services, LLC national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2021 | Feb 26, 2021 |
| Ryan Patrick Gray | Commonwealth Financial Network national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Jan 19, 2021 |
| Edward Latta Campbell | Commonwealth Financial Network national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Jan 19, 2021 |
| Christine Mary Scott | Commonwealth Financial Network national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2021 | Jan 20, 2021 |
| Michael P Cernek | Commonwealth Financial Network national BD | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2021 | Jan 19, 2021 |
| Scott Louis Hefle | Oarsman Capital, Inc independent RIA | Osaic Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2020 | Sep 29, 2020 |
271 moves match.