DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centaurus Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kalyan George RamanVoya Financial Advisors, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2018Aug 21, 2018
Garrick David GookinQuestar Asset Management, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2018Aug 22, 2018
Derrick K T KimHornor, Townsend & Kent, LLC BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 3, 2018Aug 1, 2018
Randall Kenneth HuntimerGeneos Wealth Management, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 30, 2018Jul 25, 2018
Jeremiah BeguesseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentaurus Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 18, 2018Jan 31, 2019 (197 d)
Patrick Parsa VahidEquitable Advisors, LLC national BDCentaurus Financial, Inc. otherOtherMay 23, 2018May 22, 2018
George Reynolds HowardBfc Planning, Inc. BD affiliatedCentaurus Financial, Inc. otherOtherMay 21, 2018May 17, 2018
John Vincent SkurkeyH. Beck, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 10, 2018Jan 1, 2025 (2428 d)
Charles I DowneyOsaic Fa, Inc. BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 30, 2018Oct 23, 2018 (176 d)
John Barr DolanOsaic Fa, Inc. BD affiliatedCentaurus Financial, Inc. otherOtherApr 27, 2018Jun 18, 2018 (52 d)
Richard S RodgersAvellino Financial Advisors, Inc. independent RIACentaurus Financial, Inc. otherOtherMar 26, 2018Feb 27, 2018
Patricia Margaret KappenWestern International Securities otherCentaurus Financial, Inc. otherOtherFeb 23, 2018Feb 23, 2018
Brendan John McpoyleAffinity Wealth Management LLC independent RIACentaurus Financial, Inc. otherOtherFeb 9, 2018Feb 5, 2009
Byron C HildebrandRaymond James Financial Services Advisors, Inc BD affiliatedCentaurus Financial, Inc. otherOtherJan 4, 2018Feb 6, 2018 (33 d)
Marc Harold SlavnyCetera Investment Advisers LLC otherCentaurus Financial, Inc. otherOtherNov 30, 2017Mar 19, 2018 (109 d)
Timothy Patrick DoudWaddell & Reed otherCentaurus Financial, Inc. otherOtherOct 17, 2017Oct 12, 2017
Walter Joseph GoeltzH. Beck, Inc. otherCentaurus Financial, Inc. otherOtherSep 22, 2017Sep 18, 2017
Elizabeth Ann GoeltzH. Beck, Inc. otherCentaurus Financial, Inc. otherOtherSep 22, 2017Sep 19, 2017
Sherri Lynn DesjardinsNfsg Corporation otherCentaurus Financial, Inc. otherOtherSep 18, 2017Sep 25, 2017
Anthony Scott DesjardinsNfsg Corporation otherCentaurus Financial, Inc. otherOtherSep 18, 2017Sep 18, 2017
Blanca Victoria IntriagoLPL Financial LLC otherCentaurus Financial, Inc. otherOtherSep 13, 2017Aug 15, 2017
Julia Elizabeth CoburnCrown Capital Securities, L.P. otherCentaurus Financial, Inc. BD affiliatedOtherSep 11, 2017Jul 13, 2022 (1766 d)
Jason Roberts ColesFinancial West Group otherCentaurus Financial, Inc. otherOtherAug 9, 2017Aug 9, 2017
John Evan GrizCambridge Investment Research Advisors, Inc. otherCentaurus Financial, Inc. otherOtherAug 4, 2017Oct 12, 2017 (69 d)
Steven Lamar NielsenDfpg Investments, LLC otherCentaurus Financial, Inc. otherOtherAug 2, 2017Aug 8, 2017
Dillon Dee HallDfpg Investments, LLC otherCentaurus Financial, Inc. otherOtherAug 2, 2017Aug 11, 2017
Robert Francis WalshAmerican Portfolios Advisors, Inc otherCentaurus Financial, Inc. otherOtherJun 1, 2017Jun 1, 2017
Alan Jay BernsteinAmerican Portfolios Advisors, Inc otherCentaurus Financial, Inc. otherOtherJun 1, 2017May 31, 2017
Michael Simon GuttadaroAmerican Portfolios Advisors, Inc otherCentaurus Financial, Inc. otherOtherJun 1, 2017Jun 1, 2017
Laurence Mark FotschWaddell & Reed otherCentaurus Financial, Inc. otherOtherMay 25, 2017May 22, 2017
Elias Robert ReynaSecurities America Advisors, Inc. otherCentaurus Financial, Inc. otherOtherMay 25, 2017May 24, 2017
Ernest M MartinelliMML Investors Services, LLC otherCentaurus Financial, Inc. otherOtherApr 6, 2017Apr 4, 2017
Michael MartinelliMML Investors Services, LLC otherCentaurus Financial, Inc. otherOtherApr 6, 2017Mar 31, 2017
Carl Ross KielbasaHarbour Investments, Inc. otherCentaurus Financial, Inc. otherOtherMar 31, 2017Jun 30, 2017 (91 d)
Darren Robert GrossmanMsi Financial Services, Inc. otherCentaurus Financial, Inc. otherOtherMar 21, 2017Mar 21, 2017
Rose BizarroMoney Concepts Advisory Service otherCentaurus Financial, Inc. BD affiliatedOtherMar 6, 2017Aug 2, 2018 (514 d)
Martin John ScalzoFinancial West Group otherCentaurus Financial, Inc. otherOtherMar 2, 2017Feb 28, 2017
Fredrik Douglas WhitleyValic Financial Advisors, Inc. otherCentaurus Financial, Inc. otherOtherMar 1, 2017Mar 1, 2017
Joanna Dawn MccomseyFinancial West Group otherCentaurus Financial, Inc. otherOtherFeb 17, 2017Feb 21, 2017
Ernest J ReyesWhjr Associates otherCentaurus Financial, Inc. otherOtherDec 20, 2016Dec 19, 2016
David Albert GoldhaberDavid Goldhaber College Planning unclassifiedCentaurus Financial, Inc. otherOtherNov 30, 2016Mar 4, 2016
Jeffrey Alan RittnerWells Fargo Advisors wirehouseCentaurus Financial, Inc. otherOtherNov 16, 2016Nov 15, 2016
Lucas Daniel DipietroTransamerica Financial Advisors, LLC otherCentaurus Financial, Inc. otherOtherNov 15, 2016Oct 19, 2016
Gordon Hisao AsaharaSecurities America Advisors, Inc. otherCentaurus Financial, Inc. otherOtherNov 3, 2016Oct 31, 2016
Amir H GolzarIndependent Financial Group, LLC otherCentaurus Financial, Inc. otherOtherSep 20, 2016Sep 20, 2016
John B BalmerAnfield Advisors, LLC otherCentaurus Financial, Inc. otherOtherSep 15, 2016Jul 21, 2016
Paul Thomas LysanInvestors Capital Advisory otherCentaurus Financial, Inc. otherOtherSep 6, 2016Sep 13, 2016
Anthony J CapristoFisher Investments otherCentaurus Financial, Inc. otherOtherAug 4, 2016Jun 23, 2017 (323 d)
Marco Bartolo AziziCetera Investment Advisers LLC otherCentaurus Financial, Inc. otherOtherJul 20, 2016Jul 21, 2016
Xianzhong ZhuCetera Investment Advisers LLC otherCentaurus Financial, Inc. otherOtherJul 20, 2016Jul 27, 2016
Daniel John RobertsCambridge Investment Research Advisors, Inc. otherCentaurus Financial, Inc. otherOtherJul 11, 2016Jul 1, 2016
Tyler Joseph McafeeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCentaurus Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 21, 2016May 30, 2023 (2534 d)
Armand Charles SperdutoMsi Financial Services, Inc. otherCentaurus Financial, Inc. otherOtherJun 20, 2016Aug 1, 2016 (42 d)
Timothy Douglas NelsonMML Investors Services, LLC otherCentaurus Financial, Inc. otherOtherJun 15, 2016Apr 3, 2017 (292 d)
Carl Frederick WordenConcorde Asset Management, LLC otherCentaurus Financial, Inc. otherOtherApr 27, 2016Apr 25, 2016
Tyler Preston EliasonStrategic Advisers LLC national BDCentaurus Financial, Inc. otherOtherApr 1, 2016Apr 13, 2016
Stephen Aaron RodgvellerWorld Equity Group, Inc. otherCentaurus Financial, Inc. otherOtherMar 29, 2016Jun 22, 2017 (450 d)
Dennis John IboldLPL Financial LLC otherCentaurus Financial, Inc. otherOtherMar 18, 2016Mar 22, 2016
Joseph EvansAmerican Portfolios Advisors, Inc otherCentaurus Financial, Inc. otherOtherMar 15, 2016Apr 14, 2016
Colin Robert KilpatrickSilversage Advisors otherCentaurus Financial, Inc. BD affiliatedOtherMar 10, 2016Dec 6, 2021 (2097 d)
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435 moves match.