DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Santander Securities

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tristan Andrew HillMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 6, 2019Mar 27, 2019 (49 d)
Tisha N EvansCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2019Feb 22, 2019
Clint NeffEquitable Advisors, LLC national BDSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherFeb 1, 2019Jan 23, 2019
Kelvern ChenUnfcu Advisors LLC otherSantander Securities BD affiliatedOtherJan 22, 2019Mar 13, 2019 (50 d)
Jonathon TorresMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankJan 16, 2019Mar 5, 2019 (48 d)
Patrick MeehanFsc Securities Corporation BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2019Mar 26, 2019 (78 d)
Pablo CardosoJ.P. Morgan Securities LLC wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankJan 4, 2019Apr 23, 2019 (109 d)
Filippo MaielloEquinox Institutional Asset Management, LP asset managerSantander Securities BD affiliatedOtherDec 31, 2018Oct 22, 2019 (295 d)
Aaron W GriswoldFidelity Personal And Workplace Advisors BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherDec 18, 2018Feb 1, 2019 (45 d)
Paul Joseph CurcioCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherDec 17, 2018Dec 19, 2018
Denise Biederman RayveHsbc Securities (USA) Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherDec 12, 2018Feb 14, 2019 (64 d)
Andrea MigliaccioCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherDec 11, 2018Jan 2, 2019
Joseph John BaganskiCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2018Dec 24, 2018
Keith Paul MayerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankDec 6, 2018Feb 6, 2019 (62 d)
James M GlassJ.P. Morgan Securities LLC wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankDec 6, 2018Aug 27, 2019 (264 d)
Ayinde J ShepherdCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2018Dec 6, 2018
Bradford C CorbettTd Ameritrade Investment Management, LLC independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2018Apr 24, 2019 (169 d)
David WoloffPnc Wealth Management BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherNov 1, 2018Oct 28, 2019 (361 d)
Colleen CannyJ.P. Morgan Securities LLC wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankNov 1, 2018Jan 17, 2019 (77 d)
Raymond Dominic CaggianoSorrento Pacific Financial, LLC independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankOct 30, 2018Nov 8, 2018
Steven TalleyLPL Financial LLC independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2018Nov 9, 2018
Herbert Dwayne KylesFinivi Inc. independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankOct 10, 2018Oct 2, 2018
Juan S AlzateMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankAug 27, 2018Aug 30, 2018
Vittorio ValentiMorgan Stanley wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankAug 17, 2018Nov 5, 2018 (80 d)
Christopher J. ArditiLPL Financial LLC independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankJul 11, 2018Jul 25, 2018
Joshua LebsonUsaa Investment Services Company BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJun 29, 2018Aug 6, 2018 (38 d)
Ilya Vaneiev RodriguezInsigneo Advisory Services, LLC BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJun 19, 2018Feb 13, 2020 (604 d)
Christopher ReazorPruco Securities, LLC BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2018Jun 28, 2018
Joseph Michael ScuttsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMay 22, 2018May 18, 2018
Seamus MaccroryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMay 22, 2018May 14, 2018
Jason ChurchPnc Wealth Management BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2018May 30, 2018
Michael Jason OliveriMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMay 21, 2018Jun 13, 2018
Daniel J. FerreiraEagle Strategies LLC BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherMay 21, 2018May 31, 2018
Evangelos IoakimidisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankMay 18, 2018Jun 18, 2018 (31 d)
Seth TobiasCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherMay 15, 2018Jan 6, 2023 (1697 d)
Charles GarofaloBny Mellon Securities Corporation BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2018Dec 12, 2018 (229 d)
Steven AugerMcadam LLC independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankApr 19, 2018Aug 1, 2018 (104 d)
Eli AcevedoJ.P. Morgan Securities LLC wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankApr 16, 2018Mar 19, 2021 (1068 d)
Peter J CostaCapital One Advisors, LLC BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherApr 16, 2018Mar 19, 2021 (1068 d)
Andres E GalvezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities BD affiliatedWirehouse to affiliated broker-dealer or bankApr 13, 2018Mar 31, 2020 (718 d)
Tyler FreemanWbi Investments, LLC independent RIASantander Securities BD affiliatedRIA to affiliated broker-dealer or bankApr 5, 2018Apr 20, 2018
Brian T SullivanCitizens Securities, Inc. BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherApr 2, 2018May 14, 2018 (42 d)
Roger Dean HeidlebaughBb&T Securities, LLC otherSantander Securities BD affiliatedOtherMar 22, 2018Jan 6, 2020 (655 d)
Jacquelyn M MillerCitizens Securities, Inc. BD affiliatedSantander Securities otherOtherMar 19, 2018Mar 15, 2018
Michael Neil CapobiancoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherMar 12, 2018Mar 19, 2018
Robert SotoThrivent Investment Management Inc. otherSantander Securities otherOtherMar 9, 2018Mar 6, 2018
Kevin Robert LeblancScottrade Investment Management BD affiliatedSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018Apr 20, 2018 (43 d)
John SpatolaRaymond James Financial Services Advisors, Inc BD affiliatedSantander Securities otherOtherMar 6, 2018Mar 19, 2018
Eric ChodkowskiPeople'S Securities, Inc. otherSantander Securities BD affiliatedOtherMar 2, 2018Mar 5, 2019 (368 d)
Phillip Allen O'BrienMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSantander Securities otherOtherFeb 20, 2018Mar 7, 2018
Christopher VorgityCitizens Securities, Inc. BD affiliatedSantander Securities otherOtherFeb 15, 2018Mar 6, 2018
Vance KottlerEquitable Advisors, LLC national BDSantander Securities BD affiliatedAffiliated broker-dealer or bank to anotherFeb 15, 2018Jul 5, 2018 (140 d)
Efrain TorresJ.P. Morgan Securities LLC wirehouseSantander Securities otherOtherFeb 14, 2018Feb 27, 2018
Mark J MilewskiCitizens Securities, Inc. BD affiliatedSantander Securities otherOtherJan 8, 2018Feb 14, 2018 (37 d)
Melissa Ann SeitchekCitizens Securities, Inc. BD affiliatedSantander Securities otherOtherJan 8, 2018Jan 12, 2018
Lucy Ann Marie SowersCitizens Securities, Inc. BD affiliatedSantander Securities otherOtherJan 4, 2018Jan 16, 2018
Scott RatajczakAegis Capital Corp. otherSantander Securities otherOtherDec 22, 2017Dec 26, 2017
Paula Jean CiottiNorthwestern Mutual Investment Services,LLC no RAUMSantander Securities BD affiliatedOtherDec 18, 2017Sep 18, 2018 (274 d)
Aziza El Harre BeyStrategic Advisers LLC national BDSantander Securities otherOtherDec 15, 2017Mar 23, 2018 (98 d)
Gordon PealockKistler-Tiffany Advisors otherSantander Securities otherOtherDec 13, 2017Dec 19, 2017
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417 moves match.