DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark William Anthoine | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Stephen John Carew | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Joshua James Chase | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Monica E. Worcester | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 13, 2026 |
| Steven George Meier | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 24, 2026 |
| Michael A Perry | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 12, 2026 |
| Lucas Patrick Philippon | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Aug 13, 2026 |
| Lee A Iredell | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 13, 2026 |
| Robert David Hatch | Osaic Wealth, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2026 | Aug 10, 2026 |
| Benjamin Paul Mcelwee | Independent Advisor Alliance, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 4, 2026 |
| Griffen T Macleod | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 13, 2026 | Aug 3, 2026 |
| John Sherrill Sloop | Independent Advisor Alliance, LLC independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Aug 12, 2026 | Mar 7, 2019 |
| David Richard Milling | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 5, 2026 |
| Christopher Dean Torres | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Jul 22, 2026 |
| William Mottley Levine | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2026 | Aug 11, 2026 |
| Michelle-Marie Janie Burmester | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 12, 2026 | Aug 11, 2026 |
| Kevin Dolan | Bryn Mawr Trust Advisors, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 11, 2026 | Aug 26, 2026 |
| Gregg Eisenstein | Hsbc Securities (USA) Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Jul 20, 2026 |
| James Patrick Curtin | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Jul 31, 2026 |
| Jeffrey John Talarico | Lasalle St. Investment Advisors, L.L.C. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 13, 2026 |
| Donald Brent Suriano | Synovus Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 14, 2026 (34 d) |
| Benjamin Daniel Yackell | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Aug 5, 2026 |
| Jaymi Lee Dragonetti | First Citizens Investor Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2026 | Sep 15, 2026 (35 d) |
| David Wilson Drullard | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2026 | Jul 30, 2026 |
| Jason Anthony Koval | Meta Wealth Advisory independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 10, 2026 | Sep 8, 2026 |
| Teresa Lynn De La Torre | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 5, 2026 |
| Charles Wesley Conkling | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Sep 16, 2026 (40 d) |
| Tyler Dean Sass | Associated Investment Services, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 7, 2026 | Jul 27, 2026 |
| Christopher Stockton | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2026 | Aug 6, 2026 |
| Kevin W Diamond | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jul 28, 2026 |
| Thomas Richard Tjaden | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Kelly Jo Goreham | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Nolan Wayne Farwell | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Travis John Bovy | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Michael Alan Hulme | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Diane Cynthia Snyder | Horter Investment Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2026 | Aug 18, 2026 |
| Joshua David Mercurio | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Noah Allan Brown | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Austin Robert Murphy | Thurston Springer Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Adam Paul Schaefer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| Tayler Thomas Tjaden | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 4, 2026 |
| William John Grimes | Citigroup Global Markets Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Jul 29, 2026 |
| Jeremey John Bullerman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Michael Joseph Ruggieri | The Capital Advisory Group Advisory Services, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2026 | Jan 6, 2026 |
| Ryan Thomas Shaw | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Christopher Benjamin Steele | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Jul 27, 2026 |
| Michael Anthony Ragusa | Esi Financial Advisors independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 5, 2026 | Aug 6, 2026 |
| Paul Glenn Mccutchen | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 6, 2026 |
| Joseph Daniel Keimig | Eighth Wonder Investments state registered | LPL Financial LLC BD affiliated | Other | Aug 5, 2026 | Jul 2, 2026 |
| Jeffrey Lawrence Litel | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 4, 2026 |
| Morris Anthony Hilton | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2026 | Aug 6, 2026 |
| William Moore Ward | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 3, 2026 |
| Kortny M Hall | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 21, 2026 |
| Patrick Neil Gilbert | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2026 | Jul 28, 2026 |
| Kent Herman Voges | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 3, 2026 |
| Dennis Michael Leahy | Global Retirement Partners LLC institutional | LPL Financial LLC independent RIA | Other | Aug 4, 2026 | Aug 20, 2018 |
| Timothy John Halchuck | Newedge Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 5, 2026 |
| Julie Marie Barr | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Aug 12, 2026 |
| Matthew B. Roberts | Valic Financial Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Jul 31, 2026 |
| Connor John Bauserman | Harbour Investments, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2026 | Jul 28, 2026 |
19,595 moves match.