Advisor moves

Arrivals at Prospera Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Nelson CrookRaymond James & Associates, Inc. national BDProspera Financial Services, Inc. otherOtherAug 6, 2015Aug 13, 2015
Brett Jason WalterJ.P. Morgan Securities LLC wirehouseProspera Financial Services, Inc. otherOtherApr 29, 2015Apr 20, 2015
Duke Paterson CopeRaymond James & Associates, Inc. national BDProspera Financial Services, Inc. otherOtherApr 22, 2015Apr 23, 2015
Christopher Sean FlanaganCitigroup Global Markets Inc. otherProspera Financial Services, Inc. independent RIAOtherApr 10, 2015Feb 14, 2021 (2137 d)
Jenny Rebecca ElsteinPrincipal Securities, Inc. otherProspera Financial Services, Inc. otherOtherApr 6, 2015Apr 9, 2015
Daniel Stephen PhillipsEdward Jones national BDProspera Financial Services, Inc. otherOtherMar 2, 2015Mar 25, 2015
Justin Charles CramerEdward Jones national BDProspera Financial Services, Inc. otherOtherFeb 26, 2015Feb 27, 2015
Michael Scott BlanchardCapital Guardian Wealth Management, LLC otherProspera Financial Services, Inc. otherOtherFeb 13, 2015Feb 18, 2015
Shanth DavidWfg Advisors, LP otherProspera Financial Services, Inc. otherOtherDec 1, 2014Dec 1, 2014
Richard Edward FennemaWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherNov 13, 2014Nov 7, 2014
Jennifer Nicole NicholsPhillips Capital Advisors, Inc. otherProspera Financial Services, Inc. otherOtherOct 29, 2014Oct 24, 2014
Charles Leon EvansWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherAug 6, 2014Jul 28, 2014
Daniel William MossakowskiEdward Jones national BDProspera Financial Services, Inc. otherOtherAug 6, 2014Aug 4, 2014
Jed Lee KutzenLPL Financial LLC otherProspera Financial Services, Inc. otherOtherJun 20, 2014Jul 1, 2014
Thomas Norman ZirbelCabana Asset Management otherProspera Financial Services, Inc. otherOtherJun 11, 2014Jan 22, 2015 (225 d)
David Lee ShafranekCitigroup Global Markets Inc. otherProspera Financial Services, Inc. otherOtherApr 3, 2014Apr 17, 2015 (379 d)
Harry Edward O'ConnerEquitable Advisors, LLC national BDProspera Financial Services, Inc. otherOtherFeb 14, 2014Feb 14, 2014
Christopher James WigingtonWells Fargo Advisors wirehouseProspera Financial Services, Inc. independent RIAWirehouse to independent RIAJan 2, 2014Nov 26, 2019 (2154 d)
Ronald Scott PyleRaymond James & Associates, Inc. national BDProspera Financial Services, Inc. otherOtherNov 19, 2013Nov 6, 2013
Michael William TownsendAmeriprise Financial Services, LLC national BDProspera Financial Services, Inc. otherOtherSep 26, 2013Sep 4, 2013
Jason Eric CraigTca Financial Group, LLC unclassifiedProspera Financial Services, Inc. otherOtherAug 12, 2013Nov 1, 2013 (81 d)
John P CervantesTca Financial Group, LLC unclassifiedProspera Financial Services, Inc. otherOtherJun 28, 2013Jul 3, 2013
Richard Allen YercheckTca Financial Group, LLC unclassifiedProspera Financial Services, Inc. otherOtherJun 28, 2013Jul 3, 2013
David Willingham LentzTca Financial Group, LLC unclassifiedProspera Financial Services, Inc. otherOtherJun 28, 2013Jul 3, 2013
Katrina Kerr HayesTca Financial Group, LLC unclassifiedProspera Financial Services, Inc. otherOtherJun 28, 2013Jun 28, 2013
Helen Mary ColonLPL Financial LLC otherProspera Financial Services, Inc. otherOtherJun 20, 2013Jun 4, 2013
William Eric BishoffLPL Financial LLC otherProspera Financial Services, Inc. otherOtherJun 20, 2013Jun 3, 2013
Adam Edward BrayLPL Financial LLC otherProspera Financial Services, Inc. otherOtherJun 20, 2013Jun 4, 2013
Richard Paul MillsLPL Financial LLC otherProspera Financial Services, Inc. otherOtherJun 19, 2013Jun 4, 2013
Dana GreathouseFirst Allied Advisory Services, Inc. otherProspera Financial Services, Inc. otherOtherMay 16, 2013Jul 22, 2013 (67 d)
Stephen Barnett ShipleyMorgan Stanley wirehouseProspera Financial Services, Inc. otherOtherApr 12, 2013Mar 28, 2013
John William RubottomMorgan Stanley wirehouseProspera Financial Services, Inc. otherOtherApr 12, 2013Mar 28, 2013
Preston Paul MokrisMorgan Keegan & Company, LLC otherProspera Financial Services, Inc. otherOtherFeb 5, 2013Jan 22, 2014 (351 d)
Thomas Kevin AmbroseAmeriprise Financial Services, LLC national BDProspera Financial Services, Inc. otherOtherNov 8, 2012Nov 7, 2012
Hilary Elizabeth O'MalleyWells Fargo Advisors wirehouseProspera Financial Services, Inc. otherOtherOct 12, 2012Dec 11, 2012 (60 d)
Theophilous Henry WoodsLPL Financial LLC otherProspera Financial Services, Inc. otherOtherSep 25, 2012Sep 14, 2012
Jimmy Rhea DaySmh Capital Advisors LLC otherProspera Financial Services, Inc. otherOtherSep 11, 2012Aug 31, 2012
Cindy Michelle TamborelloSmh Capital Advisors LLC otherProspera Financial Services, Inc. otherOtherSep 11, 2012Sep 3, 2012
Michael Alan TaylorEdward Jones national BDProspera Financial Services, Inc. otherOtherAug 16, 2012Aug 23, 2012
Karen Marie ClericiRaymond James Financial Services Advisors, Inc otherProspera Financial Services, Inc. otherOtherAug 7, 2012Aug 7, 2012
Anthony Charles MontanariCapital Guardian Wealth Management, LLC otherProspera Financial Services, Inc. otherOtherJul 16, 2012Jul 16, 2012
Jason Leon SteeleRaymond James Financial Services Advisors, Inc otherProspera Financial Services, Inc. otherOtherMay 29, 2012May 29, 2012
Alexander Patrick KlineHuntington Financial Advisors otherProspera Financial Services, Inc. otherOtherNov 21, 2011Dec 14, 2011
James Michael HinesChase Investment Services Corp. otherProspera Financial Services, Inc. otherOtherJul 6, 2011Jul 1, 2011
Jerry Allen KlusenerUmb Financial Services, Inc. no RAUMProspera Financial Services, Inc. otherOtherMay 9, 2011May 31, 2011
Stacy Ray BrownEdward Jones national BDProspera Financial Services, Inc. otherOtherApr 27, 2011Apr 25, 2011
Jeri D BarrientosEdward Jones national BDProspera Financial Services, Inc. otherOtherMar 15, 2011Mar 14, 2011
William Larry StandridgeMorgan Stanley wirehouseProspera Financial Services, Inc. otherOtherFeb 11, 2011Feb 4, 2011
Robert Ray BennieLPL Financial LLC otherProspera Financial Services, Inc. otherOtherDec 2, 2010Dec 17, 2010
Ross Wayne LuekengaVsr Advisory Services otherProspera Financial Services, Inc. otherOtherOct 6, 2010Nov 15, 2010 (40 d)
Mark Dennie HowardVsr Advisory Services otherProspera Financial Services, Inc. otherOtherOct 1, 2010Nov 22, 2010 (52 d)
Peter Carmine CovinoVsr Advisory Services otherProspera Financial Services, Inc. otherOtherSep 30, 2010Oct 12, 2010
Matthew J NielsenCetera Investment Advisers LLC otherProspera Financial Services, Inc. otherOtherMay 28, 2010May 25, 2010
Robert Fremont ThorndikeMicg Investment Management, LLC unclassifiedProspera Financial Services, Inc. otherOtherMay 12, 2010May 12, 2010
William Terrial RoachMicg Investment Management, LLC unclassifiedProspera Financial Services, Inc. otherOtherMay 12, 2010May 12, 2010
Jennifer Lee NelsonMicg Investment Management, LLC unclassifiedProspera Financial Services, Inc. otherOtherMay 12, 2010May 12, 2010
Richard Joseph TestaJesup & Lamont Securities Corp unclassifiedProspera Financial Services, Inc. otherOtherFeb 9, 2010Feb 18, 2010
Mark Devin JohnsonNational Planning Corporation ("Npc Of America" In Fl & Ny) otherProspera Financial Services, Inc. otherOtherJan 15, 2010Jan 15, 2010
Jason Anton BednarzRBC Capital Markets, LLC national BDProspera Financial Services, Inc. otherOtherNov 5, 2009Oct 30, 2009
Thomas Spessard CainUBS Financial Services Inc. wirehouseProspera Financial Services, Inc. otherOtherAug 3, 2009Jan 27, 2011 (542 d)
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279 moves match.