DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Mai Capital Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brendan Lawrence WinklerGeier Asset Management Inc independent RIAMai Capital Management, LLC independent RIARIA to RIASep 24, 2021Sep 29, 2021
Rafael Julian PerezFidelity Personal And Workplace Advisors BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 9, 2021Oct 3, 2021 (86 d)
Matthew William MathiasMwm Investment Consulting, LLC otherMai Capital Management, LLC independent RIAOtherMay 7, 2021Jun 15, 2021 (39 d)
Richard Spencer BeebeMwm Investment Consulting, LLC otherMai Capital Management, LLC independent RIAOtherMay 7, 2021Jun 22, 2021 (46 d)
Kaiwen LiuGoldman Sachs Wealth Services, L.P. BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 5, 2021Jul 19, 2022 (440 d)
Mark David Van DrunenOwnership Advisors, Inc. unclassifiedMai Capital Management, LLC independent RIAOtherApr 21, 2021Apr 27, 2021
Allison Jean WerdenLPL Financial LLC BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2021Apr 15, 2021
Michael Mark DvorkinFortius Financial Advisors, LLC otherMai Capital Management, LLC independent RIAOtherMar 31, 2021Jun 8, 2021 (69 d)
Bradley Earl TurnerClearstead; Clearstead Advisory Solutions independent RIAMai Capital Management, LLC independent RIARIA to RIAMar 29, 2021Apr 14, 2022 (381 d)
David William ShiellBig Sky Asset Management LLC institutionalMai Capital Management, LLC independent RIAOtherMar 24, 2021Aug 12, 2022 (506 d)
Joshua Enrique DanforthLegacy Capital Wealth Partners, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAFeb 24, 2021Jul 23, 2021 (149 d)
Jordan Scott NightingaleWj Interests, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAFeb 12, 2021Mar 19, 2021 (35 d)
Craig Steven PettiCommonwealth Financial Network national BDMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 8, 2021Jan 18, 2021
Joan Denise MalloyGreenway Family Office, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 23, 2020Jan 13, 2021
Robert Christopher ChorlinsGreenway Family Office, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 23, 2020Dec 22, 2020
Gorge Luis EstevezGreenway Family Office, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 23, 2020Jan 8, 2021
Aaron J ZiskaGreenway Family Office, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 23, 2020Dec 22, 2020
Mitchel Travis FaulknerGreenway Family Office, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 23, 2020Jan 8, 2021
Devin Robert FraleyGreenway Family Office, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 23, 2020Dec 22, 2020
Stephen Ward ChaffinSmith Capital Management Inc independent RIAMai Capital Management, LLC independent RIARIA to RIADec 15, 2020Jan 4, 2021
Jay Kelly WhiteSmith Capital Management Inc independent RIAMai Capital Management, LLC independent RIARIA to RIADec 15, 2020Jan 4, 2021
Matthew Ross ChaffinSmith Capital Management Inc independent RIAMai Capital Management, LLC independent RIARIA to RIADec 15, 2020Jan 4, 2021
Regan Joseph FlahertyAwm Capital, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIADec 10, 2020Apr 15, 2021 (126 d)
Rafael Orlando VelezLPL Financial LLC BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 6, 2020Sep 17, 2025 (1807 d)
Frank SanchezBancwest Investment Services, Inc. (Bwis) BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 18, 2020Oct 26, 2020 (38 d)
Patrick Steven McdonaldGoldman Sachs Wealth Services, L.P. BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 11, 2020Nov 3, 2020 (84 d)
Gregory John RossFidelity Personal And Workplace Advisors BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 30, 2020Sep 15, 2020 (47 d)
Katerina Larissa NalywajkoCapital Bank And Trust Company mixed wealthMai Capital Management, LLC independent RIARIA to RIAMar 11, 2020Aug 7, 2021 (514 d)
Stephen Louis RudolphHw Financial Advisors unclassifiedMai Capital Management, LLC independent RIAOtherJan 2, 2020Feb 5, 2021 (400 d)
Stanley John MajkrzakHw Financial Advisors unclassifiedMai Capital Management, LLC independent RIAOtherJan 2, 2020Jan 26, 2021 (390 d)
Andrew J MarusicHw Financial Advisors unclassifiedMai Capital Management, LLC independent RIAOtherJan 2, 2020Jan 19, 2021 (383 d)
Nicholas Steven MccrearyHw Financial Advisors unclassifiedMai Capital Management, LLC independent RIAOtherJan 2, 2020Jan 15, 2021 (379 d)
Marla Kim PettiHw Financial Advisors unclassifiedMai Capital Management, LLC independent RIAOtherJan 2, 2020Jan 15, 2021 (379 d)
John David DovichJohn D. Dovich & Associates, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 8, 2019Jul 12, 2019
Thomas Joseph LalleyJohn D. Dovich & Associates, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 8, 2019Jul 17, 2019
William Carl BrunsJohn D. Dovich & Associates, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 8, 2019Jul 8, 2019
Neil Joseph John HantakJohn D. Dovich & Associates, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 8, 2019Jul 8, 2019
Michael C BrennanJohn D. Dovich & Associates, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 8, 2019Jul 9, 2019
William Robert BrunsJohn D. Dovich & Associates, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJul 8, 2019Jul 9, 2019
Steven Brent TraxMtx Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJun 28, 2019Jul 23, 2019
Bradley Jon SmithMtx Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJun 28, 2019Jul 1, 2019
Anthony Comeau DavisMtx Wealth Management, LLC independent RIAMai Capital Management, LLC independent RIARIA to RIAJun 28, 2019Jul 3, 2019
Nicole Ann ZidlickyPruco Securities, LLC BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 13, 2019Aug 10, 2026 (2735 d)
Nicholas GromanFidelity Personal And Workplace Advisors BD affiliatedMai Capital Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 23, 2018Jul 15, 2019 (234 d)
John Michael RubyMercer Global Advisors Inc. independent RIAMai Capital Management, LLC independent RIARIA to RIASep 27, 2018Jan 3, 2019 (98 d)
Olha Sophia PaluchRBC Securities, Inc. otherMai Capital Management, LLC independent RIAOtherOct 4, 2017Aug 9, 2021 (1405 d)
Ryan David AshleyAdvice And Planning Services otherMai Capital Management, LLC otherOtherJun 1, 2017Jul 10, 2017 (39 d)
Robert Leonard CaronAdvice And Planning Services otherMai Capital Management, LLC otherOtherSep 23, 2016Jan 3, 2017 (102 d)
Jamie Stewart CaudillRaymond James Financial Services Advisors, Inc otherMai Capital Management, LLC independent RIAOtherMar 16, 2016Apr 28, 2021 (1869 d)
Michael Lee BeaulieuStrategic Advisers LLC national BDMai Capital Management, LLC otherOtherMay 16, 2014Jun 20, 2014 (35 d)
Ted Stephen HalpernIfocus Financial, LLC unclassifiedMai Capital Management, LLC independent RIAOtherNov 5, 2013Oct 11, 2024 (3993 d)
Sheena Dee PauleyPnc Wealth Management otherMai Capital Management, LLC independent RIAOtherOct 16, 2013Sep 13, 2022 (3254 d)
Douglas Michael AndrassyLPL Financial LLC otherMai Capital Management, LLC otherOtherJul 24, 2013Feb 5, 2018 (1657 d)
Ryan KeenanPnc Wealth Management otherMai Capital Management, LLC otherOtherApr 3, 2013Feb 5, 2014 (308 d)
John Morris HudsonRaymond James & Associates, Inc. national BDMai Capital Management, LLC otherOtherFeb 8, 2013Feb 27, 2013
Philip Jeffrey ColeCetera Investment Advisers LLC otherMai Capital Management, LLC independent RIAOtherOct 24, 2012Dec 22, 2021 (3346 d)
Riley Robertson RindoStrategic Wealth Partners, Ltd. otherMai Capital Management, LLC otherOtherMar 21, 2012Apr 3, 2012
Timothy C. CarnevalFsm Capital Management, LLC otherMai Capital Management, LLC otherOtherDec 8, 2011Dec 21, 2011
Douglas John ButlerMain Street Investment Management, LLC unclassifiedMai Capital Management, LLC otherOtherMar 24, 2011Mar 3, 2010
Arthur Gates MerrimanStifel Independent Advisors, LLC otherMai Capital Management, LLC otherOtherSep 24, 2010Nov 5, 2010 (42 d)
Page 4 of 5PreviousNext
247 moves match.