DFX Intelligence
Advisor moves
Arrivals at Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Wade Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | May 27, 2025 (414 d) |
| Griffin Montrose Caraccioli | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Oct 30, 2024 (205 d) |
| Danielle Fava | Envestnet Pmc independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2024 | Apr 22, 2024 |
| Allan Sheahan | Cantor Fitzgerald Investment Advisors independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2024 | Apr 2, 2024 |
| David Michael Matzko | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | May 16, 2024 (44 d) |
| Scott Ashley Hadley | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | May 5, 2023 |
| Joseph John Laux | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | May 18, 2023 |
| Zachary Parker Green | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | May 18, 2023 |
| Rhiana Marlene Whitmire | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | May 19, 2023 |
| Nicholas Martin Fisher | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | May 18, 2023 |
| Paul Johnathan Mershon | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2024 | May 16, 2023 |
| Jody Jeremiah Roth | Continuum Advisory, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 11, 2024 | Mar 11, 2024 |
| Kevin Oleszewski | Wealth Enhancement Advisory Services, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2024 | Mar 7, 2024 |
| Nicole Kristine Szakos | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2024 | Feb 26, 2024 |
| Jon Springer | Elk River Wealth Management LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 16, 2024 | Feb 16, 2024 |
| David Carroll | Elk River Wealth Management LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 16, 2024 | Feb 16, 2024 |
| Sherry Lynn Tomasello | Elk River Wealth Management LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 16, 2024 | Jan 28, 2026 (712 d) |
| Ryan Thompson | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 21, 2024 |
| Levi Travis Port | Diversify Wealth Management LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 9, 2024 | Feb 12, 2024 |
| Paul Erhard Reinker | Arbor Point Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Oct 23, 2023 |
| Michael A Walenz | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Mark Thomas Stritt | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Joshua J Yost | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Leslie Jean Schroeder | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Tami Ann Heinrichs | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Nicole Marie George | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Sarah Jane James | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Ronnett Marie Kitten | Onedigital institutional | Cwm, LLC BD affiliated | Other | Jan 31, 2024 | Nov 1, 2023 |
| Dominique Ashley Vitalis | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Feb 12, 2024 |
| John Mcgowan | Raymond James Financial Services Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 5, 2024 |
| John Marshall Graves | Corecap Advisors BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Jan 24, 2024 |
| Paul D Bishop | Accelerated Wealth Advisors LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 17, 2024 | Feb 5, 2024 |
| Andrew James Hoffmeyer | Triumph Capital Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 9, 2024 | Jan 8, 2024 |
| Hector Alan Gama | Morgan Stanley wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 4, 2024 | Jan 3, 2024 |
| Craig Christopher Anderson | Meyer Financial Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | May 8, 2023 |
| John Timothy Buckley | Buckley Investment Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2023 | Sep 12, 2023 |
| Shannon Michelle Block Ebding | Buckley Investment Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2023 | Sep 12, 2023 |
| Richard H Jackson | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Jan 17, 2024 (43 d) |
| Skyler D Hutcheson | Fai Wealth Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2023 | Aug 21, 2023 |
| Hope Elliott Campbell | Fai Wealth Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2023 | Aug 21, 2023 |
| George Clifford Lewis | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Oct 30, 2023 |
| Jeremy Christopher Toothman | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Melissa Carole Mitchell | Woodbury Financial Services, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2023 | Oct 31, 2023 |
| Steven Andrew Wolf | Wolf Money Management, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2023 | Aug 8, 2023 |
| Paul Brian Wolf | Wolf Money Management, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2023 | Aug 7, 2023 |
| Joshua Bruce Lewis | Edward Jones national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2023 | Oct 13, 2023 |
| Benjamin Thomas Palma | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Apr 30, 2024 (209 d) |
| Dustin Andersen | Orion Portfolio Solutions, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2023 | Feb 28, 2024 (147 d) |
| Bruce Tynan | Teton Wealth Group LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2023 | Sep 27, 2023 |
| Donald Charles Seaman | Securities America Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2023 | Sep 20, 2023 |
| Kenneth Anton | Spc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2023 | Aug 16, 2023 |
| William Beardmore | Pruco Securities, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Oct 4, 2023 (55 d) |
| Pascal Mccartney Kropf | Vanguard Advisers, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2023 | Jul 31, 2023 |
| Barry Seth Gilbert | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2023 | Aug 31, 2023 (43 d) |
| Anna Leigh Green | Wealthcare Advisory Partners LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2023 | Jul 10, 2023 |
| Cassander Stephen Crandall | Commonwealth Financial Network national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2023 | Jul 31, 2023 |
| Ronald Jay Vansurksum | Aam Fee-Only Financial Planning And Investment Advisory, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2023 | Mar 1, 2023 |
| Gabriel Allen Jones | Aam Fee-Only Financial Planning And Investment Advisory, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2023 | Mar 1, 2023 |
| Kaitlyn Marie Laney | Silverhawk Asset Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2023 | May 18, 2023 |
| Scott E Grooms | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Dec 18, 2020 |
706 moves match.