DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Neuberger Berman Bd LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karman TongHightower Advisors, LLC otherNeuberger Berman Bd LLC otherOtherMar 19, 2014Mar 3, 2015 (349 d)
Todd Douglas BrauerManulife Investment Management (US) LLC otherNeuberger Berman Bd LLC otherOtherFeb 28, 2014Mar 5, 2014
Blaine WoszczakCapital One Financial Advisors LLC unclassifiedNeuberger Berman Bd LLC no RAUMOtherOct 22, 2013Apr 7, 2025 (4185 d)
Christopher Louis CarusoUBS Financial Services Inc. wirehouseNeuberger Berman Bd LLC otherOtherSep 20, 2013Jun 2, 2014 (255 d)
Stephen Paul PolizziMorgan Stanley wirehouseNeuberger Berman Bd LLC no RAUMOtherAug 28, 2013Sep 8, 2017 (1472 d)
Brett James MasarkyJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC otherOtherAug 6, 2013Aug 9, 2013
Melissa Marie WybleLord, Abbett & Co. LLC otherNeuberger Berman Bd LLC otherOtherMay 10, 2013May 15, 2013
James Eugene LongColumbia Management Investment Advisers, LLC otherNeuberger Berman Bd LLC no RAUMOtherApr 16, 2013Apr 1, 2019 (2176 d)
Paul Judson PilcherCalamos Wealth Management LLC otherNeuberger Berman Bd LLC otherOtherDec 13, 2012Mar 26, 2012
Christina Kay YorkConstellation Wealth Advisors LLC otherNeuberger Berman Bd LLC otherOtherSep 14, 2012Sep 24, 2012
Mark P WitterMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherSep 5, 2012Sep 11, 2012
Brendan Michael GillMfs Institutional Advisors Inc. otherNeuberger Berman Bd LLC otherOtherAug 24, 2012Sep 4, 2012
Angela Kolb CagwinJ.P. Morgan Private Wealth Advisors LLC otherNeuberger Berman Bd LLC otherOtherAug 16, 2012Aug 15, 2012
Christopher John DemonteJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC otherOtherMay 15, 2012Sep 18, 2013 (491 d)
Patrick Warren KenefickMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherMay 1, 2012May 8, 2012
Elias PadronCitizens Securities, Inc. otherNeuberger Berman Bd LLC otherOtherMar 2, 2012Mar 7, 2012
Jonathan David JurusManulife Investment Management (US) LLC otherNeuberger Berman Bd LLC otherOtherFeb 27, 2012Feb 29, 2012
Steven Erwin FlewellingAmundi Pioneer Institutional Asset Management, Inc. otherNeuberger Berman Bd LLC otherOtherFeb 23, 2012Feb 24, 2012
Brian Ross SaltzmanAlliancebernstein L.P. otherNeuberger Berman Bd LLC otherOtherJan 18, 2012Jan 10, 2012
Mark Alan PottleTd Ameritrade, Inc. no RAUMNeuberger Berman Bd LLC otherOtherNov 22, 2011Jun 12, 2015 (1298 d)
Andrew Talman KrossWaddell & Reed otherNeuberger Berman Bd LLC otherOtherJul 27, 2011Jul 18, 2011
Michael Henry SandowOak Ridge Investments, LLC otherNeuberger Berman Bd LLC otherOtherJan 24, 2011Feb 3, 2011
Christopher Matthew CrevierMorgan Stanley & Co. LLC unclassifiedNeuberger Berman Bd LLC otherOtherDec 31, 2010May 29, 2014 (1245 d)
Eli Mark SalzmannLord, Abbett & Co. LLC otherNeuberger Berman Bd LLC otherOtherNov 16, 2010Feb 3, 2011 (79 d)
Matthew William Davoust WhallNuveen Fund Advisors, LLC otherNeuberger Berman Bd LLC otherOtherNov 2, 2010Nov 9, 2010
Mauro MarquezEdward Jones national BDNeuberger Berman Bd LLC otherOtherOct 22, 2010Oct 16, 2013 (1090 d)
Robert Casey HatchWells Fargo Investments, LLC unclassifiedNeuberger Berman Bd LLC otherOtherOct 11, 2010Oct 6, 2010
Stephen John CowiePrincipal Asset Management otherNeuberger Berman Bd LLC otherOtherOct 8, 2010Oct 4, 2010
Keith Anderson RhodusMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherSep 20, 2010Oct 19, 2010
Stephen Dominick DechericoMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherJun 17, 2010Sep 21, 2011 (461 d)
Jose Rolando GarciaAlliancebernstein L.P. otherNeuberger Berman Bd LLC otherOtherMar 11, 2010Jan 9, 2012 (669 d)
Jerry Bryce HanleyColumbia Management Investment Advisers, LLC otherNeuberger Berman Bd LLC no RAUMOtherFeb 19, 2010Aug 15, 2021 (4195 d)
James Alan LymanMorgan Stanley wirehouseNeuberger Berman Bd LLC otherOtherFeb 16, 2010Oct 14, 2010 (240 d)
Andrew James WhiteAlliancebernstein L.P. otherNeuberger Berman Bd LLC otherOtherJan 7, 2010Jan 4, 2010
Catherine Ann ZiemanNorthern Trust Securities, Inc no RAUMNeuberger Berman Bd LLC otherOtherDec 31, 2009May 2, 2013 (1218 d)
Patrick Lee BeamanNeuberger Berman Management LLC otherNeuberger Berman Bd LLC otherOtherDec 31, 2009Mar 31, 2011 (455 d)
Michele Teresa HoffmannNeuberger Berman Management LLC otherNeuberger Berman Bd LLC otherOtherDec 31, 2009Mar 14, 2011 (438 d)
Brian LordBnp Paribas Asset Management, Inc. otherNeuberger Berman Bd LLC otherOtherDec 31, 2009Apr 13, 2010 (103 d)
Erik Ronn KiddNeuberger Berman Management LLC otherNeuberger Berman Bd LLC otherOtherMay 22, 2009May 26, 2009
Paul Philip SaittaHerbert J. Sims Capital Management, Inc. independent RIANeuberger Berman Bd LLC otherOtherMay 18, 2009Nov 19, 2009 (185 d)
Patrick EvansBlackrock Investment Management, LLC otherNeuberger Berman Bd LLC otherOtherApr 3, 2009Aug 27, 2012 (1242 d)
Elizabeth Ann CoelloStanford Group Company unclassifiedNeuberger Berman Bd LLC otherOtherMar 10, 2009Mar 19, 2009
Salvatore Joseph DitusaMorgan Stanley & Co. LLC unclassifiedNeuberger Berman Bd LLC no RAUMOtherFeb 24, 2009Jun 7, 2017 (3025 d)
Charlie William SchwartzLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherOct 15, 2008Jan 12, 2009 (89 d)
Elizabeth Stoxreiter TraxlerLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherOct 15, 2008Oct 29, 2008
Melissa Jeneane WillyardCitigroup Global Markets Inc. otherNeuberger Berman Bd LLC otherOtherOct 2, 2008Oct 2, 2008
Brian Stephen SearsLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Shrinkhala K BasnetLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Paresh C ShahLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Jacquelyn Angel TansillLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Lauren Ashley KleinLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Jeannette Toni DonkervoetLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 22, 2008
Justin Johnson ScottLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Aug 19, 2010 (694 d)
Benjamin Brian PerlLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Barbara WenigLehman Brothers Inc. unclassifiedNeuberger Berman Bd LLC otherOtherSep 24, 2008Sep 19, 2008
Stanley George LeeDavid J. Greene And Company, LLC unclassifiedNeuberger Berman Bd LLC otherOtherSep 18, 2008Sep 23, 2008
Lynda Ann CastellanoNeuberger Berman Management LLC otherNeuberger Berman Bd LLC otherOtherAug 19, 2008Aug 21, 2008
Gregory Charles MagnusonTruist Securities, Inc. unclassifiedNeuberger Berman Bd LLC otherOtherAug 6, 2008Apr 30, 2013 (1728 d)
Michael HartAmeriprise Financial Services, LLC national BDNeuberger Berman Bd LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserJun 25, 2008Jul 17, 2026 (6596 d)
Jean-Paul SursockMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNeuberger Berman Bd LLC otherOtherJun 20, 2008Sep 13, 2016 (3007 d)
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304 moves match.