DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at E*Trade Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alexis Nichole Szathmary | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2020 | Oct 28, 2020 |
| Miles Sheldon Fortune | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2020 | Oct 13, 2020 |
| Phillip Watkins | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2020 | Jan 8, 2021 (91 d) |
| Domenico Timpani | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 6, 2020 | Feb 8, 2022 (490 d) |
| Brandon D. Duran | Edward Jones national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2020 | Dec 3, 2020 (58 d) |
| Kevin Jordan Graham | Zacks Investment Management, Inc. mixed wealth | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Oct 5, 2020 | Mar 3, 2021 (149 d) |
| Janice Desinord | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2020 | Oct 20, 2020 |
| Bridget A Chambers | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2020 | Dec 24, 2020 (83 d) |
| Keith Cohen | Janney Montgomery Scott LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2020 | Oct 9, 2020 |
| Adam Zaremba | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 29, 2020 | Sep 15, 2020 |
| Daniel A Montesinos | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Sep 8, 2020 | Jan 6, 2021 (120 d) |
| Myshaina Joy Kehinde | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2020 | Aug 19, 2020 |
| Dimitry Petrovich Makhanov | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 25, 2020 | Sep 2, 2020 |
| David Wei-Jeng Chen | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2020 | Aug 27, 2020 |
| Gary Allen Scott | Woodbury Financial Services, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2020 | Sep 10, 2020 |
| Morgan R Ahrens | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2020 | Mar 4, 2021 (206 d) |
| James Ray Garza | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 7, 2020 | Jul 30, 2020 |
| David Ralph Clark | Hornor, Townsend & Kent, LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 3, 2020 | Aug 24, 2020 |
| Benjamin Adam Wightman | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Aug 3, 2020 | Aug 12, 2020 |
| Jimmy Hernandez | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 21, 2020 | Jul 15, 2020 |
| Sita Marie Monti | Ameriprise Financial Services, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2020 | Nov 23, 2020 (131 d) |
| Anthony Loyola Masterson | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jul 9, 2020 | Jul 15, 2020 |
| Jose Rivas Espinoza | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2020 | Jun 25, 2020 |
| Matthew E Johnson | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Jun 3, 2020 | Apr 5, 2022 (671 d) |
| Krista Deann Wittmaack | Cetera Advisor Networks LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2020 | Jun 10, 2020 |
| Blake Willey | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2020 | Jun 5, 2020 |
| Richard John Gunderud | Park Avenue Securities LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2020 | May 27, 2020 |
| Matthew Michael Maher | Ameriprise Financial Services, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2020 | Jun 11, 2020 |
| Kenneth Pickett | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2020 | May 22, 2020 |
| Jason Michael Kriz | Pnc Managed Account Solutions, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | May 6, 2020 |
| Amber L Kimbley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 11, 2020 | May 21, 2020 |
| Lauren Chelsea Cantillo | Stifel, Nicolaus & Company, Incorporated national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2020 | May 5, 2020 |
| Di Wu | Hsbc Securities (USA) Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2020 | May 12, 2020 |
| Wayne Windholz | Td Ameritrade, Inc. no RAUM | E*Trade Capital Management, LLC independent RIA | Other | May 5, 2020 | May 28, 2020 |
| Christopher Menzel | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | May 4, 2020 | May 5, 2020 |
| Witta Payackapan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 29, 2020 | May 18, 2020 |
| John Legband | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 29, 2020 | May 22, 2020 |
| Dianna Lynn Gallo | Facet independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Apr 28, 2020 | May 1, 2020 |
| Turner Joseph Schroll | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 27, 2020 | May 4, 2020 |
| Garrett James Dunlap | Cuso Financial Services, L.P. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2020 | Jun 3, 2020 (47 d) |
| Joshua Tyler Lowry | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Apr 15, 2020 | Apr 10, 2020 |
| Angelica Faye Andreotti | Citizens Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2020 | Apr 17, 2020 |
| Andrew Merwin | Advice And Planning Services BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 23, 2020 | Apr 20, 2020 |
| Christine J. Godlewski | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Dec 9, 2020 (282 d) |
| Jennifer Nicole Carter | Fidelity Personal And Workplace Advisors BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2020 | Jul 21, 2020 (141 d) |
| Justin M Ghiglieri | Vanguard Advisers, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2020 | Jul 2, 2021 (497 d) |
| Terry Stoor | Henssler Financial independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Feb 14, 2020 | Dec 9, 2019 |
| Carol Ann Bowe | Janney Montgomery Scott LLC BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 6, 2020 | Apr 22, 2020 (76 d) |
| Peter Klimkow | Zacks Investment Management, Inc. mixed wealth | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Jan 21, 2020 | Oct 18, 2018 |
| Zachary John Perret | J.P. Morgan Securities LLC wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 26, 2019 | Dec 16, 2019 |
| Ahmed Hussein Elemary | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Dec 18, 2019 | Dec 6, 2019 |
| James Macaulay | Raymond James & Associates, Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2019 | Jan 21, 2020 (43 d) |
| Matthew Edward Cleary | Finivi Inc. independent RIA | E*Trade Capital Management, LLC independent RIA | RIA to RIA | Dec 6, 2019 | Dec 24, 2019 |
| Jeffrey Don Mccabe | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2019 | Oct 10, 2019 |
| Justin Michael Mcmahon | Charles Schwab & Co., Inc. national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2019 | Nov 1, 2019 |
| Michael Christopher Lowder | Wells Fargo Advisors wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 29, 2019 | Oct 30, 2019 |
| John Ruggero | Citizens Securities, Inc. BD affiliated | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2019 | Oct 24, 2019 |
| James Perry Johnson | Primerica Advisors national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2019 | Jan 16, 2020 (92 d) |
| Lindsey Elise Colosey | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | E*Trade Capital Management, LLC independent RIA | Wirehouse to independent RIA | Oct 15, 2019 | Oct 18, 2019 |
| Kevin Michael Doyle | Equitable Advisors, LLC national BD | E*Trade Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2019 | Oct 3, 2019 |
865 moves match.