| Richard Andrew Roeser | Morgan Stanley wirehouse | M Holdings Securities, Inc. other | Other | Oct 17, 2012 | Aug 13, 2012 |
| Mark Gilbert Walton | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Oct 4, 2012 | Sep 17, 2012 |
| Jonathan E Curley | Signator Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Jul 31, 2012 | Apr 15, 2014 (623 d) |
| Laura Lincoln Gustafson | Msi Financial Services, Inc. other | M Holdings Securities, Inc. BD affiliated | Other | Jul 10, 2012 | Oct 10, 2018 (2283 d) |
| Todd Anthony Scorzafava | Eisneramper Wealth Management & Corporate Benefits, LLC other | M Holdings Securities, Inc. other | Other | Jul 6, 2012 | Jul 15, 2011 |
| Grayson Michael Dufrene | Transamerica Financial Advisors, LLC other | M Holdings Securities, Inc. other | Other | Jun 28, 2012 | Jun 12, 2012 |
| Scott Andrew Higgins | Harbinger Asset Management, LLC other | M Holdings Securities, Inc. other | Other | Jun 20, 2012 | Jun 14, 2012 |
| Emrich Martin Stellar | The Strategic Financial Alliance other | M Holdings Securities, Inc. other | Other | Jun 11, 2012 | Jun 8, 2012 |
| John Patterson Corey | Garth & Brown Investment Management, LLC state registered | M Holdings Securities, Inc. other | Other | May 2, 2012 | May 11, 2012 |
| Coby Van Harper | Osaic Fs, Inc. other | M Holdings Securities, Inc. other | Other | Apr 11, 2012 | Apr 2, 2012 |
| Donald Brent Portell | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Feb 21, 2012 | Feb 15, 2012 |
| David Wayne Bargetzi | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Feb 21, 2012 | Feb 15, 2012 |
| Warren Bradford Stickney | Pacific West Financial Consultants Inc other | M Holdings Securities, Inc. other | Other | Feb 14, 2012 | Feb 24, 2012 |
| Joseph Ryan Hefflinger | Securian Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Feb 6, 2012 | Feb 24, 2012 |
| Abram Doyle Early | Dixon Hughes Goodman Wealth Advisors LLC other | M Holdings Securities, Inc. other | Other | Nov 18, 2011 | Mar 19, 2014 (852 d) |
| Eric Walter Thomas | Voya Financial Advisors, Inc. other | M Holdings Securities, Inc. other | Other | Oct 19, 2011 | Mar 6, 2012 (139 d) |
| Scott Marshal Jones | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Sep 15, 2011 | Sep 14, 2011 |
| Thomas Joseph Fanning | UBS Financial Services Inc. wirehouse | M Holdings Securities, Inc. other | Other | Aug 31, 2011 | Feb 28, 2013 (547 d) |
| Matthew James Hickey | LPL Financial LLC other | M Holdings Securities, Inc. other | Other | May 12, 2011 | May 2, 2011 |
| Kenneth George Gibson | Visionlink Financial Advisors, Inc. unclassified | M Holdings Securities, Inc. other | Other | Apr 14, 2011 | Jun 30, 2010 |
| Robert Joseph Rainey | Visionlink Financial Advisors, Inc. unclassified | M Holdings Securities, Inc. other | Other | Apr 14, 2011 | Jun 30, 2010 |
| Rebecca Anne Napier | Visionlink Financial Advisors, Inc. unclassified | M Holdings Securities, Inc. other | Other | Apr 14, 2011 | Jun 30, 2010 |
| Thomas Edward Miller | Visionlink Financial Advisors, Inc. unclassified | M Holdings Securities, Inc. other | Other | Apr 14, 2011 | Jun 11, 2010 |
| Robert M Olson | Eagle Strategies LLC other | M Holdings Securities, Inc. other | Other | Jan 14, 2011 | Feb 11, 2011 |
| Gary Borowiec | Nationwide Securities, LLC no RAUM | M Holdings Securities, Inc. other | Other | Nov 1, 2010 | Oct 29, 2010 |
| Michael Kenneth Depasquale | Nationwide Securities, LLC no RAUM | M Holdings Securities, Inc. other | Other | Nov 1, 2010 | Oct 29, 2010 |
| Francis John Lojewski | Nationwide Securities, LLC no RAUM | M Holdings Securities, Inc. other | Other | Nov 1, 2010 | Nov 22, 2010 |
| Deepak Shivakumar Alur | Nationwide Securities, LLC no RAUM | M Holdings Securities, Inc. other | Other | Nov 1, 2010 | Nov 22, 2010 |
| Gary Bret Fincher | Securian Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Sep 9, 2010 | Sep 9, 2010 |
| Christopher Dwight Stout | Securian Financial Services, Inc. other | M Holdings Securities, Inc. other | Other | Sep 9, 2010 | Sep 9, 2010 |
| James Edward Cleary | Financial Designs Ltd. unclassified | M Holdings Securities, Inc. other | Other | Jan 29, 2010 | Mar 19, 2010 (49 d) |
| Robert Marshall Jones | Valmark Advisers, Inc. other | M Holdings Securities, Inc. other | Other | Jan 4, 2010 | Jul 6, 2010 (183 d) |
| Edward Sylvester Watko | Mack Financial Group, Inc. unclassified | M Holdings Securities, Inc. other | Other | Dec 31, 2009 | Nov 11, 2009 |
| Rodney Dale Dir | Pacific Capital Strategies, Inc. unclassified | M Holdings Securities, Inc. other | Other | Dec 31, 2009 | Sep 2, 2015 (2071 d) |
| Thomas Sean Mccartney | Northern Trust Securities, Inc no RAUM | M Holdings Securities, Inc. other | Other | Dec 31, 2009 | Jun 1, 2015 (1978 d) |
| Paul Edward Watko | Mack Financial Group, Inc. unclassified | M Holdings Securities, Inc. other | Other | Dec 31, 2009 | Oct 15, 2009 |
| Andrew Rodgers Meyer | Mack Financial Group, Inc. unclassified | M Holdings Securities, Inc. other | Other | Dec 31, 2009 | Sep 3, 2009 |
| Craig Alan Rutledge | Visionlink Financial Advisors, Inc. unclassified | M Holdings Securities, Inc. other | Other | Dec 4, 2009 | Jun 30, 2010 (208 d) |
| Gwendolyn A Willey | UBS Financial Services Inc. wirehouse | M Holdings Securities, Inc. other | Other | Nov 25, 2009 | Sep 27, 2010 (306 d) |
| Brian Bruce Bristow | Esi Financial Advisors other | M Holdings Securities, Inc. other | Other | Jul 29, 2009 | Sep 16, 2009 (49 d) |
| Kirk Dietrick | Edward Jones national BD | M Holdings Securities, Inc. other | Other | Jun 24, 2009 | Jun 20, 2011 (726 d) |
| Raymond Charles Nash | LPL Financial LLC other | M Holdings Securities, Inc. other | Other | May 5, 2009 | Apr 29, 2009 |
| Matthew Adam Munyon | Waddell & Reed other | M Holdings Securities, Inc. BD affiliated | Other | Feb 19, 2009 | Aug 26, 2020 (4206 d) |
| Julia C Franz | Citigroup Global Markets Inc. other | M Holdings Securities, Inc. other | Other | Feb 5, 2009 | Oct 25, 2010 (627 d) |
| Anne Joelle Storsved | Physician Advisory Resources,LLC unclassified | M Holdings Securities, Inc. other | Other | Dec 31, 2008 | Feb 24, 2014 (1881 d) |
| Dennis Lee Eslick | Networth Advisors other | M Holdings Securities, Inc. other | Other | Oct 9, 2008 | Nov 17, 2006 |
| Ryan Stephen Stromsborg | Ogilvie Security Advisors Corp other | M Holdings Securities, Inc. BD affiliated | Other | Oct 3, 2008 | Jan 30, 2025 (5963 d) |
| Steven Byungkwan Chang | Wells Fargo Advisors wirehouse | M Holdings Securities, Inc. other | Other | Sep 24, 2008 | Jun 16, 2011 (995 d) |
| Anne Kim Trinh | Waddell & Reed other | M Holdings Securities, Inc. other | Other | Sep 15, 2008 | Oct 22, 2008 (37 d) |
| Reegan Elizabeth Rae | Equitable Advisors, LLC national BD | M Holdings Securities, Inc. other | Other | Aug 26, 2008 | Oct 30, 2008 (65 d) |
| Kenneth Ray Ehinger | Esi Financial Advisors other | M Holdings Securities, Inc. other | Other | Jan 23, 2008 | Oct 1, 2008 (252 d) |
| Adam Brent Cufr | LPL Financial LLC other | M Holdings Securities, Inc. other | Other | Sep 12, 2007 | Sep 19, 2007 |
| Scott Daniel Constable | Fifth Third Securities, Inc. other | M Holdings Securities, Inc. other | Other | Aug 23, 2007 | Oct 5, 2007 (43 d) |
| Robert Charles Shier | Tbg Advisory Services Corporation unclassified | M Holdings Securities, Inc. other | Other | Apr 26, 2007 | Jun 2, 2006 |
| Nicole Roxanne Joko | Tbg Advisory Services Corporation unclassified | M Holdings Securities, Inc. other | Other | Apr 26, 2007 | Jun 1, 2006 |
| Jennifer Marie Tucker | Mutual Service Corporation unclassified | M Holdings Securities, Inc. other | Other | Feb 16, 2007 | Mar 8, 2007 |
| Jonathan Byron Crozier | Citigroup Global Markets Inc. other | M Holdings Securities, Inc. other | Other | Jan 12, 2007 | Apr 10, 2012 (1915 d) |
| Jason Godfrey Lytle | Nfp Advisor Services, LLC other | M Holdings Securities, Inc. other | Other | Nov 2, 2006 | Dec 1, 2006 |
| Mark Jones | LPL Financial LLC other | M Holdings Securities, Inc. other | Other | Sep 8, 2006 | Nov 17, 2011 (1896 d) |
| Scott Douglas Spears | Family Wealth Counselors, Inc. (Not "Waelth") unclassified | M Holdings Securities, Inc. other | Other | Aug 3, 2006 | Mar 2, 2005 |