Advisor moves

Arrivals at M Holdings Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Richard Andrew RoeserMorgan Stanley wirehouseM Holdings Securities, Inc. otherOtherOct 17, 2012Aug 13, 2012
Mark Gilbert WaltonNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherOct 4, 2012Sep 17, 2012
Jonathan E CurleySignator Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherJul 31, 2012Apr 15, 2014 (623 d)
Laura Lincoln GustafsonMsi Financial Services, Inc. otherM Holdings Securities, Inc. BD affiliatedOtherJul 10, 2012Oct 10, 2018 (2283 d)
Todd Anthony ScorzafavaEisneramper Wealth Management & Corporate Benefits, LLC otherM Holdings Securities, Inc. otherOtherJul 6, 2012Jul 15, 2011
Grayson Michael DufreneTransamerica Financial Advisors, LLC otherM Holdings Securities, Inc. otherOtherJun 28, 2012Jun 12, 2012
Scott Andrew HigginsHarbinger Asset Management, LLC otherM Holdings Securities, Inc. otherOtherJun 20, 2012Jun 14, 2012
Emrich Martin StellarThe Strategic Financial Alliance otherM Holdings Securities, Inc. otherOtherJun 11, 2012Jun 8, 2012
John Patterson CoreyGarth & Brown Investment Management, LLC state registeredM Holdings Securities, Inc. otherOtherMay 2, 2012May 11, 2012
Coby Van HarperOsaic Fs, Inc. otherM Holdings Securities, Inc. otherOtherApr 11, 2012Apr 2, 2012
Donald Brent PortellNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherFeb 21, 2012Feb 15, 2012
David Wayne BargetziNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherFeb 21, 2012Feb 15, 2012
Warren Bradford StickneyPacific West Financial Consultants Inc otherM Holdings Securities, Inc. otherOtherFeb 14, 2012Feb 24, 2012
Joseph Ryan HefflingerSecurian Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherFeb 6, 2012Feb 24, 2012
Abram Doyle EarlyDixon Hughes Goodman Wealth Advisors LLC otherM Holdings Securities, Inc. otherOtherNov 18, 2011Mar 19, 2014 (852 d)
Eric Walter ThomasVoya Financial Advisors, Inc. otherM Holdings Securities, Inc. otherOtherOct 19, 2011Mar 6, 2012 (139 d)
Scott Marshal JonesNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherSep 15, 2011Sep 14, 2011
Thomas Joseph FanningUBS Financial Services Inc. wirehouseM Holdings Securities, Inc. otherOtherAug 31, 2011Feb 28, 2013 (547 d)
Matthew James HickeyLPL Financial LLC otherM Holdings Securities, Inc. otherOtherMay 12, 2011May 2, 2011
Kenneth George GibsonVisionlink Financial Advisors, Inc. unclassifiedM Holdings Securities, Inc. otherOtherApr 14, 2011Jun 30, 2010
Robert Joseph RaineyVisionlink Financial Advisors, Inc. unclassifiedM Holdings Securities, Inc. otherOtherApr 14, 2011Jun 30, 2010
Rebecca Anne NapierVisionlink Financial Advisors, Inc. unclassifiedM Holdings Securities, Inc. otherOtherApr 14, 2011Jun 30, 2010
Thomas Edward MillerVisionlink Financial Advisors, Inc. unclassifiedM Holdings Securities, Inc. otherOtherApr 14, 2011Jun 11, 2010
Robert M OlsonEagle Strategies LLC otherM Holdings Securities, Inc. otherOtherJan 14, 2011Feb 11, 2011
Gary BorowiecNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Oct 29, 2010
Michael Kenneth DepasqualeNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Oct 29, 2010
Francis John LojewskiNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Nov 22, 2010
Deepak Shivakumar AlurNationwide Securities, LLC no RAUMM Holdings Securities, Inc. otherOtherNov 1, 2010Nov 22, 2010
Gary Bret FincherSecurian Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherSep 9, 2010Sep 9, 2010
Christopher Dwight StoutSecurian Financial Services, Inc. otherM Holdings Securities, Inc. otherOtherSep 9, 2010Sep 9, 2010
James Edward ClearyFinancial Designs Ltd. unclassifiedM Holdings Securities, Inc. otherOtherJan 29, 2010Mar 19, 2010 (49 d)
Robert Marshall JonesValmark Advisers, Inc. otherM Holdings Securities, Inc. otherOtherJan 4, 2010Jul 6, 2010 (183 d)
Edward Sylvester WatkoMack Financial Group, Inc. unclassifiedM Holdings Securities, Inc. otherOtherDec 31, 2009Nov 11, 2009
Rodney Dale DirPacific Capital Strategies, Inc. unclassifiedM Holdings Securities, Inc. otherOtherDec 31, 2009Sep 2, 2015 (2071 d)
Thomas Sean MccartneyNorthern Trust Securities, Inc no RAUMM Holdings Securities, Inc. otherOtherDec 31, 2009Jun 1, 2015 (1978 d)
Paul Edward WatkoMack Financial Group, Inc. unclassifiedM Holdings Securities, Inc. otherOtherDec 31, 2009Oct 15, 2009
Andrew Rodgers MeyerMack Financial Group, Inc. unclassifiedM Holdings Securities, Inc. otherOtherDec 31, 2009Sep 3, 2009
Craig Alan RutledgeVisionlink Financial Advisors, Inc. unclassifiedM Holdings Securities, Inc. otherOtherDec 4, 2009Jun 30, 2010 (208 d)
Gwendolyn A WilleyUBS Financial Services Inc. wirehouseM Holdings Securities, Inc. otherOtherNov 25, 2009Sep 27, 2010 (306 d)
Brian Bruce BristowEsi Financial Advisors otherM Holdings Securities, Inc. otherOtherJul 29, 2009Sep 16, 2009 (49 d)
Kirk DietrickEdward Jones national BDM Holdings Securities, Inc. otherOtherJun 24, 2009Jun 20, 2011 (726 d)
Raymond Charles NashLPL Financial LLC otherM Holdings Securities, Inc. otherOtherMay 5, 2009Apr 29, 2009
Matthew Adam MunyonWaddell & Reed otherM Holdings Securities, Inc. BD affiliatedOtherFeb 19, 2009Aug 26, 2020 (4206 d)
Julia C FranzCitigroup Global Markets Inc. otherM Holdings Securities, Inc. otherOtherFeb 5, 2009Oct 25, 2010 (627 d)
Anne Joelle StorsvedPhysician Advisory Resources,LLC unclassifiedM Holdings Securities, Inc. otherOtherDec 31, 2008Feb 24, 2014 (1881 d)
Dennis Lee EslickNetworth Advisors otherM Holdings Securities, Inc. otherOtherOct 9, 2008Nov 17, 2006
Ryan Stephen StromsborgOgilvie Security Advisors Corp otherM Holdings Securities, Inc. BD affiliatedOtherOct 3, 2008Jan 30, 2025 (5963 d)
Steven Byungkwan ChangWells Fargo Advisors wirehouseM Holdings Securities, Inc. otherOtherSep 24, 2008Jun 16, 2011 (995 d)
Anne Kim TrinhWaddell & Reed otherM Holdings Securities, Inc. otherOtherSep 15, 2008Oct 22, 2008 (37 d)
Reegan Elizabeth RaeEquitable Advisors, LLC national BDM Holdings Securities, Inc. otherOtherAug 26, 2008Oct 30, 2008 (65 d)
Kenneth Ray EhingerEsi Financial Advisors otherM Holdings Securities, Inc. otherOtherJan 23, 2008Oct 1, 2008 (252 d)
Adam Brent CufrLPL Financial LLC otherM Holdings Securities, Inc. otherOtherSep 12, 2007Sep 19, 2007
Scott Daniel ConstableFifth Third Securities, Inc. otherM Holdings Securities, Inc. otherOtherAug 23, 2007Oct 5, 2007 (43 d)
Robert Charles ShierTbg Advisory Services Corporation unclassifiedM Holdings Securities, Inc. otherOtherApr 26, 2007Jun 2, 2006
Nicole Roxanne JokoTbg Advisory Services Corporation unclassifiedM Holdings Securities, Inc. otherOtherApr 26, 2007Jun 1, 2006
Jennifer Marie TuckerMutual Service Corporation unclassifiedM Holdings Securities, Inc. otherOtherFeb 16, 2007Mar 8, 2007
Jonathan Byron CrozierCitigroup Global Markets Inc. otherM Holdings Securities, Inc. otherOtherJan 12, 2007Apr 10, 2012 (1915 d)
Jason Godfrey LytleNfp Advisor Services, LLC otherM Holdings Securities, Inc. otherOtherNov 2, 2006Dec 1, 2006
Mark JonesLPL Financial LLC otherM Holdings Securities, Inc. otherOtherSep 8, 2006Nov 17, 2011 (1896 d)
Scott Douglas SpearsFamily Wealth Counselors, Inc. (Not "Waelth") unclassifiedM Holdings Securities, Inc. otherOtherAug 3, 2006Mar 2, 2005
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278 moves match.