DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Phylip Charles SimmonsFsc Securities Corporation BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMay 6, 2022May 5, 2022
Adam BaucomKeller Wealth Advisors independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 2, 2022Jul 25, 2023 (449 d)
Jacqueline Ann MayerLPL Financial LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMar 30, 2022Mar 3, 2022
Eileen M BurnsOppenheimer & Co. Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 28, 2022Mar 21, 2022
Wei WuTransamerica Financial Advisors, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 11, 2022Mar 11, 2022
Michael William MeschkeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankMar 7, 2022Mar 11, 2022
Andrew Corey FassHilltop Securities Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherMar 2, 2022Feb 2, 2022
Preston Blair SmithAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2022Feb 2, 2022
Kyle BachJ.P. Morgan Securities LLC wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 19, 2022Mar 1, 2022
John James KlumbachLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2022Feb 4, 2022
Russell Scott GarrettLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 11, 2022Feb 4, 2022
Jason FassHilltop Securities Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherFeb 7, 2022Jan 26, 2022
Donavan Nathaniel MillerEdward Jones national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 20, 2022Feb 8, 2022
Stuart Martin FlaumMML Investors Services, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 12, 2022Jan 7, 2022
Matthew John FoxCetera Advisor Networks LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2022Jan 5, 2022
Jared D DykesCetera Advisor Networks LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2022Jan 5, 2022
Michael Vincent TedeschiCetera Advisor Networks LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJan 7, 2022Jan 5, 2022
Richard Tom KaczorRetirement Plan Advisors, LLC mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2022Feb 2, 2022
John J CroweHeadquarters Advisory Group, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2021Oct 25, 2019
Michele Irene LeeHeadquarters Advisory Group, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2021Oct 25, 2019
Deborah Lynn FrechBfj Wealth Management, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2021Oct 25, 2019
Joseph Louis BellBfj Wealth Management, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2021Oct 25, 2019
Meryl Linda FuteyHeadquarters Advisory Group, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherDec 31, 2021Oct 25, 2019
Zaira EspinozaLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021May 27, 2022 (157 d)
Elvis MedicaFinancial Advocates Investment Management independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2021Jan 14, 2022
Lamar Mantrell BrownFirst Command Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 14, 2021Jan 3, 2022
Neal RobinsonNorthwestern Mutual Investment Services,LLC no RAUMAvantax Advisory Services BD affiliatedOtherDec 1, 2021Dec 22, 2021
Daniel BrownlowBok Financial Advisors BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherDec 1, 2021Dec 14, 2021
David Michael CharnotMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAvantax Advisory Services BD affiliatedWirehouse to affiliated broker-dealer or bankNov 30, 2021Nov 26, 2021
Jared Scott MillerHarbour Investments, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 10, 2021Feb 15, 2022 (97 d)
Robert Corey FinchAllstate Financial Advisors, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2021Jan 28, 2022 (84 d)
Steven J KaminskiCetera Advisor Networks LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2021Nov 17, 2021
Maureen Coogan HolsenEllenbecker Investment Group independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2021Nov 10, 2021
Melissa Rae CoppageOsaic Wealth, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 29, 2021Oct 18, 2021
Arron Isaac BrisardIfg Advisory, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankOct 26, 2021Oct 27, 2021
Miranda Mun ChangLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 19, 2021Sep 20, 2021
Lakisha BrownFirst Command Advisory Services BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 14, 2021Oct 21, 2021
Blake SchneiderCetera Investment Advisers LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2021Oct 22, 2021
Gary WeinleinAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2021Oct 8, 2021
Parker R SmithLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2021Sep 15, 2021
Etsuji Edward OizumiMML Investors Services, LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherOct 4, 2021Nov 3, 2021
Darek KoledaKoleda Wealth Planners LLC unclassifiedAvantax Advisory Services BD affiliatedOtherSep 30, 2021Oct 21, 2021
Melissa Marie SchmittLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 29, 2021Oct 8, 2021
Thomas Charles PellRBC Capital Markets, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2021Oct 6, 2021
Brandon HullLanding Point Financial Group independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankSep 24, 2021Oct 12, 2021
Hector Ramiro LlanasAmeriprise Financial Services, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 21, 2021Sep 17, 2021
Richard SalinasPnc Wealth Management BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherSep 8, 2021Sep 1, 2021
Michael Eugene WinemillerPnc Managed Account Solutions, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2021Aug 20, 2021
Brian CouzensArcher Investment Corporation independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankAug 23, 2021Aug 30, 2021
James Garrett JankaCitigroup Global Markets Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 16, 2021Aug 26, 2021
Levi Arthur HaightLPL Financial LLC BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 13, 2021Aug 2, 2021
David Brian TestNorthwestern Mutual Investment Services,LLC no RAUMAvantax Advisory Services BD affiliatedOtherAug 12, 2021Nov 9, 2021 (89 d)
Sam Matthew DigiovanniEquitable Advisors, LLC national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2021Dec 2, 2021 (112 d)
Kelse Shilene PuriContinental Investors Services, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankAug 11, 2021Sep 2, 2021
James Clyde ChambersChambers Asset Management, LLC unclassifiedAvantax Advisory Services BD affiliatedOtherAug 5, 2021Aug 6, 2021
Dylan Gregory LeveyPnc Managed Account Solutions, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherAug 2, 2021Aug 2, 2021
Lawrence David VanlandinghamCuso Financial Services, L.P. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 19, 2021Jan 18, 2022 (183 d)
Jamal BlantonPks Advisory Services, LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJul 9, 2021Jul 22, 2021
Patrick Francis CusickPnc Managed Account Solutions, Inc. BD affiliatedAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJul 2, 2021Jul 2, 2021
Kevin Anthony WallaceEdward Jones national BDAvantax Advisory Services BD affiliatedAffiliated broker-dealer or bank to anotherJun 30, 2021Jul 27, 2021
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833 moves match.