DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Money Concepts Advisory Service

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Joseph Parker Degeorge	Citigroup Global Markets Inc. other	Money Concepts Advisory Service other	Other	Feb 26, 2009	Sep 23, 2014 (2035 d)
Ann Kay Slechta	UBS Financial Services Inc. wirehouse	Money Concepts Advisory Service other	Other	Jan 13, 2009	Jan 14, 2009
Curtis Montgomery Minks	Invest Financial Corporation other	Money Concepts Advisory Service other	Other	Oct 21, 2008	Mar 12, 2010 (507 d)
Jessie Anthony Fabiano	Voya Financial Advisors, Inc. other	Money Concepts Advisory Service other	Other	Sep 26, 2008	Sep 22, 2008
John Essigman	Cetera Advisors LLC other	Money Concepts Advisory Service other	Other	Sep 26, 2008	Sep 30, 2008
Kathleen Ann Tollison	First Insurance And Investments Inc. unclassified	Money Concepts Advisory Service other	Other	Aug 28, 2008	Aug 18, 2008
Shari Leigh Wyse	First Insurance And Investments Inc. unclassified	Money Concepts Advisory Service other	Other	Aug 28, 2008	Aug 18, 2008
John Picardi	Investment Advisors International, Inc. unclassified	Money Concepts Advisory Service other	Other	Aug 18, 2008	Aug 20, 2008
John Elliott Carter	Gunnallen Financial, Inc unclassified	Money Concepts Advisory Service other	Other	Jun 23, 2008	Sep 10, 2008 (79 d)
David Glenn Hackney	Concourse Financial Group Advisors other	Money Concepts Advisory Service other	Other	Feb 21, 2008	Feb 15, 2008
Ann Holland Stewart	Wells Fargo Investments, LLC unclassified	Money Concepts Advisory Service other	Other	Feb 7, 2008	Feb 12, 2008
Stewart Alan Macdonald	Transamerica Financial Advisors, LLC other	Money Concepts Advisory Service other	Other	Feb 5, 2008	Mar 6, 2008
Bernard Leo Caniff	U.S. Financial Advisors other	Money Concepts Advisory Service other	Other	Jan 8, 2008	Jan 10, 2008
Ty Noble Watts	Raymond James Financial Services, Inc. unclassified	Money Concepts Advisory Service other	Other	Jan 7, 2008	Jan 9, 2008
Biran Clifford Herndon	The Mcenerney Group unclassified	Money Concepts Advisory Service other	Other	Dec 4, 2007	Mar 7, 2008 (94 d)
Christopher Jon Immeker	Cetera Advisor Networks LLC other	Money Concepts Advisory Service other	Other	Nov 8, 2007	Nov 1, 2007
Collin Dee Lafollette	Transamerica Financial Advisors, LLC other	Money Concepts Advisory Service other	Other	Oct 29, 2007	Oct 19, 2007
Eric Blake Evers	Country Trust Bank unclassified	Money Concepts Advisory Service other	Other	Jul 27, 2007	Sep 17, 2008 (418 d)
Tamara Leah Higgins	Principal Securities, Inc. other	Money Concepts Advisory Service other	Other	Jul 9, 2007	Jun 29, 2007
Laura Carrera Warnock	Wells Fargo Investments, LLC unclassified	Money Concepts Advisory Service other	Other	May 3, 2007	Jun 18, 2007 (46 d)
Nikolas Andre Kane	Uvest Financial Services Group, Inc. unclassified	Money Concepts Advisory Service other	Other	Apr 30, 2007	Mar 10, 2011 (1410 d)
Bernard Emile Boucher	1st Global Advisors Inc other	Money Concepts Advisory Service other	Other	Mar 16, 2007	Feb 26, 2007
Derek Moises Robertson	Integrated Investment Strategies,Inc. independent RIA	Money Concepts Advisory Service other	Other	Mar 13, 2007	Mar 28, 2007
Peter John Orth	Ladenburg Thalmann Asset Management Inc other	Money Concepts Advisory Service other	Other	Jan 8, 2007	Apr 19, 2007 (101 d)
John Thomas Cooper	On Investment Management Co other	Money Concepts Advisory Service other	Other	Dec 19, 2006	Jan 10, 2007
Barry Joseph Marsolais	Asset Management Specialists, Inc. unclassified	Money Concepts Advisory Service BD affiliated	Other	Nov 28, 2006	Nov 2, 2023 (6183 d)
Isaac Houston Mccabe	Msi Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Sep 29, 2006	Oct 12, 2006
Kevan Lee Gaug	Ameriprise Financial Services, LLC national BD	Money Concepts Advisory Service other	Other	Sep 22, 2006	Sep 25, 2006
Kenny Blake Nichols	Ameriprise Financial Services, LLC national BD	Money Concepts Advisory Service other	Other	Sep 13, 2006	Jun 27, 2007 (287 d)
Lisa Ann Sumpter	U.S. Bancorp Investments, Inc. other	Money Concepts Advisory Service other	Other	Aug 2, 2006	Aug 8, 2006
Charlene Martin	Amsouth Investment Management Company LLC unclassified	Money Concepts Advisory Service other	Other	Jul 21, 2006	Aug 15, 2006
Lynn M Dunston	MML Investors Services, LLC other	Money Concepts Advisory Service other	Other	Jul 10, 2006	May 17, 2007 (311 d)
Steve Wayne Moore	Wells Fargo Investments, LLC unclassified	Money Concepts Advisory Service other	Other	Jun 26, 2006	Nov 28, 2006 (155 d)
Jeffrey Scott Arnold	Premier Financial Planning, Llp unclassified	Money Concepts Advisory Service other	Other	May 31, 2006	Jul 7, 2006 (37 d)
Stephen Vincent Santoro	Namcoa other	Money Concepts Advisory Service other	Other	May 26, 2006	May 20, 2008 (725 d)
Chad Philip Trevithick	Ameriprise Financial Services, LLC national BD	Money Concepts Advisory Service other	Other	May 11, 2006	Apr 23, 2007 (347 d)
Charles David Marsh	MML Investors Services, LLC other	Money Concepts Advisory Service other	Other	Apr 24, 2006	Apr 17, 2006
Randy Lee Immeker	Pruco Securities, LLC other	Money Concepts Advisory Service other	Other	Jan 4, 2006	Jan 5, 2006
Carl Fred Bonn	Gqo Investment Advisors, Inc. state registered	Money Concepts Advisory Service other	Other	Nov 1, 2005	Nov 1, 2005
Nancy Ann Effert	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Money Concepts Advisory Service other	Other	Oct 19, 2005	Oct 27, 2005
Patrick Sturmer Paxton	Esi Financial Advisors other	Money Concepts Advisory Service other	Other	Jul 1, 2005	Jun 29, 2005
Lemuel Weyher Kornegay	Principal Securities, Inc. other	Money Concepts Advisory Service other	Other	Jun 20, 2005	Jun 3, 2005
Rick David Schofield	Ameriprise Financial Services, LLC national BD	Money Concepts Advisory Service BD affiliated	Affiliated broker-dealer or bank to another	May 23, 2005	Aug 5, 2019 (5187 d)
Susan Genevieve Mccoy	LPL Financial LLC other	Money Concepts Advisory Service other	Other	Jan 22, 2005	May 18, 2005 (116 d)
Daniel You-Gong Yee	Waddell & Reed other	Money Concepts Advisory Service other	Other	Oct 25, 2004	Jul 9, 2009 (1718 d)
Dianne Williams Wildt	One Compass Advisors unclassified	Money Concepts Advisory Service other	Other	Jul 16, 2004	Jul 20, 2004
Pamela Ann Mayfield-Kizzee	Ffp Advisory Services Inc unclassified	Money Concepts Advisory Service other	Other	Jul 16, 2004	Jan 4, 2016 (4189 d)
Vivian Elizabeth Brooks	Cetera Investment Services LLC other	Money Concepts Advisory Service other	Other	Jul 15, 2004	Apr 1, 2013 (3182 d)
Richard Michael Waters	Suntrust Investment Services, Inc. other	Money Concepts Advisory Service other	Other	Apr 30, 2004	May 14, 2004
Dennis Anthony Parker	Osaic Fa, Inc. other	Money Concepts Advisory Service other	Other	Feb 19, 2004	Mar 2, 2004
Alan Jerome Schryer	Securities America Advisors, Inc. other	Money Concepts Advisory Service other	Other	Nov 18, 2003	Sep 7, 2007 (1389 d)
Mark Cullen Vinson	Bb&T Investment Services, Inc. no RAUM	Money Concepts Advisory Service other	Other	Sep 25, 2003	Jul 8, 2004 (287 d)
Michael E Mcclimon	Msi Financial Services, Inc. other	Money Concepts Advisory Service other	Other	Aug 12, 2003	Aug 30, 2004 (384 d)
Collin Dee Lafollette	Investacorp Advisory Services Inc other	Money Concepts Advisory Service other	Other	May 6, 2003	Jun 17, 2005 (773 d)
Matthew Geoffrey Buetow	Voya Financial Advisors, Inc. other	Money Concepts Advisory Service other	Other	Mar 19, 2003	Mar 20, 2003
William Bruce Floyd	Commonwealth Financial Network national BD	Money Concepts Advisory Service other	Other	Oct 14, 2002	Oct 8, 2002

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296 moves match.