DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Sagepoint Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brent Roger AndersonCetera Advisor Networks LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2018Nov 2, 2018
Theodore Thomas BalthazorPackerland Brokerage Services, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2018Nov 9, 2018
Zach Michael StrubePackerland Brokerage Services, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2018Nov 9, 2018
Kyle H ShimodaPark Avenue Securities LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2018Oct 19, 2018
Rick Kevin CluckSecurities America Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 6, 2018Nov 2, 2018
Victor Ross PereboomSecurities America Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2018Feb 5, 2019 (92 d)
Catherine Victoria GarciaSecurities America Advisors, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 5, 2018Nov 5, 2018
Joan L KnightOsaic Fa, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2018Dec 26, 2018 (82 d)
Stephen Jay MyersCharles Schwab & Co., Inc. national BDSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2018Nov 16, 2018 (51 d)
Timothy Robert SelveyKestra Advisory Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 26, 2018Oct 22, 2018
Kelle Barlow HuffmanTruist Advisory Services, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 24, 2018Sep 21, 2018
Jason KiyosakiBankoh Advisors independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 24, 2018Oct 18, 2019 (389 d)
Peter Andrew KranenburgNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2018Sep 4, 2018
Peter Andrew KranenburgNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 6, 2018Sep 4, 2018
Robert Allen ShinerOn Investment Management Co BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 5, 2018Aug 30, 2018
John Christopher LittleNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2018Sep 6, 2018
Matthew Dane CoxNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2018Aug 31, 2018
Dory Leslie AlvarengaMorgan Stanley wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankSep 4, 2018Apr 17, 2019 (225 d)
Thomas Alan BairdNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Aug 30, 2018
Stephen Edward AlexanderNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Aug 30, 2018
Cory Prentiss MccauleyNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Aug 30, 2018
Chih Hao NgNext Financial Group, Inc. independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 30, 2018Aug 30, 2018
Kyle John SaenzWells Fargo Advisors wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 22, 2018Sep 7, 2018
Melissa Leigh TaylorMorgan Stanley wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankAug 7, 2018Apr 30, 2019 (266 d)
Mark Robert GagnonGranite State Retirement Planning, Inc. independent RIASagepoint Financial, Inc. otherOtherJul 24, 2018Dec 12, 2007
Karen D Lemmons-SilvaMorgan Stanley wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJul 20, 2018Aug 6, 2018
Jehu FrancoisAdvice And Planning Services BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 27, 2018Jun 7, 2019 (345 d)
Matthew BehrendtLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 25, 2018Jul 20, 2018
Jeffrey David DzwonkowskiPinnacle Investments, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2018Jun 22, 2018
Ali KazemiWells Fargo Advisors wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 14, 2018Jun 13, 2018
Amanda Marie UngerPrincipal Securities, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2018Jun 14, 2018
Douglas Scott BiermanMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018Jun 1, 2018
Frank C BarnettMML Investors Services, LLC BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2018Jun 1, 2018
Kevin Michael NervegnaQuestar Asset Management, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2018May 24, 2018
Charlton D SimonsLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 25, 2018May 8, 2018
Michael Glenn PashakLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 7, 2018May 2, 2018
Zach BuettnerEdward Jones national BDSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMay 7, 2018May 2, 2018
Dominic GriffisMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSagepoint Financial, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 3, 2018Apr 8, 2019 (340 d)
Robert Deaton SmithEquitable Advisors, LLC national BDSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherApr 27, 2018Apr 26, 2018
Eric John KruegerLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2018Apr 17, 2018
Timothy Daniel HillLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2018Apr 18, 2018
Kimberly Anne KruegerLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2018Apr 16, 2018
Angela Maria BrownLPL Financial LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 23, 2018Apr 19, 2018
Stephen Neal KarpMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherMar 28, 2018Mar 27, 2018
Beth Ann MengertSii Investments, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2018Feb 28, 2020 (711 d)
Peter Clayton VilesScottrade Investment Management BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 8, 2018May 16, 2019 (434 d)
Robert A RolfeMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherMar 7, 2018Apr 23, 2021 (1143 d)
Michael TartariniOsaic Institutions, Inc. otherSagepoint Financial, Inc. BD affiliatedOtherMar 2, 2018Mar 7, 2018
Kenneth Lawrence AgeeQuestar Asset Management, Inc. BD affiliatedSagepoint Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 1, 2018Feb 20, 2018
Mark William AnthoineMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 26, 2018Feb 23, 2018
Stephen John CarewMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 26, 2018Feb 23, 2018
Alfredo GomezNational Planning Corporation ("Npc Of America" In Fl & Ny) otherSagepoint Financial, Inc. BD affiliatedOtherFeb 21, 2018Jan 3, 2020 (681 d)
William Barry MattMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 15, 2018Feb 9, 2018
Robert Michael BesekeMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 15, 2018Feb 9, 2018
Brian Thomas WilmetMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 15, 2018Feb 9, 2018
Ryan Timothy HitchcockMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 14, 2018Feb 9, 2018
Todd Thomas TurowskiMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 13, 2018Feb 9, 2018
John E. WitczakMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 13, 2018Feb 9, 2018
Stephen Lynn HayesMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherFeb 6, 2018Feb 5, 2018
Thomas F. WozniakMML Investors Services, LLC otherSagepoint Financial, Inc. BD affiliatedOtherJan 23, 2018Jan 19, 2018
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977 moves match.